Cross v. Cooper (2011), Cal.App.4th
[No.
H033164. Sixth Dist. July 11, 2011.]
SANDRA
CROSS, Plaintiff and Respondent, v. STEPHEN COOPER et al., Defendants and Appellants.
(Superior
Court of Santa Clara County, No. CV104910, Kevin J. Murphy, Judge.)
(Opinion
by Rushing, P.J., with Premo, J., and Elia, J., concurring.)
COUNSEL
Cooper-Folb
Law Offices Gail S. Cooper-Folb for Defendants and Appellants.
Dorfman
Law Office Gerald Barry Dorfman for Plaintiff and Respondent. {Slip Opn. Page 2}
OPINION
RUSHING,
P.J.-
I.
STATEMENT OF THE CASE
Sandra
Cross (Cross) leased a house to Stephen and Laura Cooper. As the lease was about to expire, Cross put the house
up for sale and entered a contract of sale with prospective buyers. After the prospective buyers backed out,
Cross sued the Coopers for interfering with the sale and causing it to fail. In her complaint, Cross asserted
several claims based, in part, on allegations that the Coopers disclosed, or threatened to disclose, information
that a registered sex offender lived nearby. In response to the lawsuit, the Coopers filed an anti-SLAPP motion
under Code of Civil Procedure section 425.16 to strike those claims.
fn. 1 The trial court
denied the motion, and the Coopers now appeal from that order. (§ 425.16, subd. (i).)
fn.
2
We
conclude that the trial court erred in denying the motion and remand the matter for further proceedings.
II.
THE PLEADINGS AND THE ANTI-SLAPP MOTION
A.
The Complaint
In
her complaint, Cross asserted causes of action for breach of a residential lease agreement, breach of the
implied covenant of good faith in the lease agreement, inducing prospective buyers to breach their purchase
contract with Cross, intentional interference with that purchase contract, and intentional and negligent
interference with prospective economic relations.
In
support of these claims, Cross alleged that the Coopers leased a house from her from September 5, 2006, to
August 31, 2007. Under the lease, Cross was permitted to show the house to prospective buyers. On June 26, 2007,
Cross told the Coopers she was {Slip Opn. Page 3} selling the house. On July 5, the Coopers told Cross not to
put a "For Sale" sign up or show the house to prospective buyers. Cross alleged that the Coopers threatened to
remove any sign, if she erected one; and they threatened to make negative comments about the property, including
the location of a convicted sex offender who lived nearby, if she showed the property and did not agree to waive
the rent for August 2007.
Cross
further alleged that in August 2007 she had a contract with a prospective buyer, and the Coopers knew about it.
Cross declined to waive the Coopers' August rent, and, in retaliation, the Coopers informed the buyer's agent
that a sex offender lived close by. The proposed sale did not go through.
B.
The Anti-SLAPP Motion
In
their motion, the Coopers sought dismissal of all causes of action except the claim that they breached the lease
agreement. In a declaration, Stephen Cooper (Cooper), a real estate agent, stated that while leasing Cross's
house, they learned that a registered sex offender lived across the street. In June 2007, after seeing police
officers "raid[]" the offender's house, Cooper expressed concern about it to Cross. Cross explained that it was
just a home inspection. Later in June, Cross said she was selling the house but did not intend to disclose that
the offender lived nearby because she thought it would make the house unsellable. In August, Cooper spoke to a
prospective buyer's agent, who informed him that the buyer might have children. Because of the risk to children
posed by a registered offender living nearby, Cooper "discussed" Megan's Law and the duty of a real property
seller to disclose information about real property and then told the agent that "a registered offender lived
immediately across the street."
fn. 3 Cooper declared
that he {Slip Opn. Page 4} did not offer that information for the purpose of interfering with Cross's contract with
the prospective buyer.
In
support of their motion, the Coopers argued, in essence, that except for breach of the lease agreement, Cross's
claims were based on disclosing, or threatening to disclose, the location of the offender; that disclosure or
the threat to disclose constituted an act in furtherance of his First Amendment right of free speech because it
concerned a matter of public interest; and Cross could not show a probability of success on her claims.
In
opposition to the motion, Cross submitted a copy of the lease agreement, under which the tenancy expired on
August 31, 2007; the Coopers were required to make the house available for Cross to show prospective buyers on
24 hours' notice; and Cross was authorized to place a "For Sale" sign on the premises. Cross also submitted a
copy of a purchase agreement between her and Wayne and Sulina Chan, which included a statutorily required
disclosure about Megan's Law and California State's Megan's Law Web site (ML Web site) where they could find
specific information about registered sex offenders.
In
her declaration, Cross stated that long before leasing to the Coopers, she lived in the house and knew that the
offender lived nearby. She did not consider him a threat because his last known offense was in 1979, he had been
living in the area since 1993, and he had had the same job for 14 years. After leasing her house, she remained
in the area for a while and stayed in contact with her neighbors. At no time was she ever aware of any
neighborhood controversy about the offender.
Cross
further declared that in June 2007, she informed the Coopers that she was putting her house up for sale. Toward
the end of June, she advised the Coopers that she wanted to have it sold by September 1 "for the school year."
In a series of e-mails between July 5 and 12, copies of which Cross attached to her declaration, Cooper
initially informed Cross that the house would not be available to show until after they vacated the {Slip Opn.
Page 5} property on August 31 and told her not to put up a "For Sale" sign. In his next e-mail, Cooper said,
among other things, that if Cross provided 48 hours' notice, he would maintain the house in show condition and
allow her access on Tuesdays from 3:00 p.m. to 5:00 p.m. "in exchange for August rent free and confirmation of
our $2,500 deposit being returned on August 31 after a walk through." In another e-mail a few hours later,
Cooper reiterated that he would cooperate with efforts to show the house on Tuesdays but "cannot and will not
guarantee our cooperation on any other day or time and I make no promises that I will not give my opinion, which
is my right, to buyers regarding your price, the sherrif's [sic] raid on the sexual predators next door
three weeks ago or anything else I feel I have an opinion [sic]." A few days later, Cooper sent two
e-mails in which he promised "complete cooperation on Tuesday afternoons 3:00-5:00 pm to show the property to as
many buyers as you wish with full access to the property."
In
her declaration, Cross stated that she believed Cooper had made a "threat, designed to cause me fear, that
prospective buyers would be told about the location of specific registered sex offenders" unless she provided
the Coopers with free rent for a month or increased their property rights.
Cross
also submitted the declaration of Mark Thomason, her real estate agent. He stated that he tried to, but did not,
post a "For Sale" sign on the property because someone there threatened to remove it if he did. After learning
that the Coopers would not allow a sign or entry to show the house, Thomason spoke to Cooper, who eventually
allowed a sign. Thomason then received calls from prospective buyers. However, Cooper remained adamant that no
one enter the house. As a result, opportunities to show the house diminished.
fn. 4 Thomason said on
many occasions he was denied access to the house despite giving proper notice. Sometimes Cooper agreed to allow
access but then {Slip Opn. Page 6} changed his mind or the time of access, and as a result Thomason lost the chance
to show the house. During this time, Cooper informed Thomason that he had "information" he could share that would
prevent a sale. According to Thomason, Cooper engaged in "tactics" that were not conducive to showing or selling
the property, such as limiting the day or times that the house could be shown. Nevertheless, on August 2, 2007,
Cross entered a contract of sale with Wayne and Sulina Chan. The contract contained numerous provisions advising
the Chans to investigate property conditions. One provision entitled "Megan's Law" directed the Chans to the
California registered sex offender database--i.e., the ML Web site. In a separate disclosure form, Cross listed
various things about the neighborhood, including the fact that "the police [had] visited the house across the
street in the last few months."
Shortly
after the contract was signed, Michael Majchrowicz, the Chans' real estate agent, told Thomason that Cooper had
informed him that a registered sex offender lived across the street but had asked Majchrowicz to say that he
learned the information from an anonymous person. In response, Thomason referred Majchrowicz to the Megan's Law
disclosure in the Chans' contract of sale. Thereafter, the Chans refused to sign a disclosure statement about
the offender and declined to buy the property.
Cross
also submitted declarations from six current or former residents of the area, some of whom had children. All
stated that they knew about the registered offender but felt he neither posed a risk nor made the area less
desirable or valuable. None considered his presence to be a topic of controversy or discussion in the area.
In
opposition to the motion, Cross claimed that the Cooper's threat to disclose and later disclosure about the
offender's location was illegal and thus not constitutionally protected conduct. Specifically, she argued that
the threat to disclose unless she waived rent constituted attempted extortion. Cross further argued that the
actual disclosure was {Slip Opn. Page 7} an unlawful use of that information. Cross also claimed that she made a
prima facie showing that she was likely to succeed on the merits of her claims.
In
reply, the Coopers asked the trial court to take judicial notice of "the terms and conditions page of the
Attorney General [sic] website on Megan's Law" and a publication of the California Association of
Realtors concerning Megan's Law.
fn. 5
The
Coopers argued that Cross could not establish that disclosure or threatened disclosure of information was
illegal as a matter of law and, therefore, outside constitutional protection. They also reiterated arguments
that the disclosure involved an issue of public interest and that Cross had failed to show a probability of
success on the merits of her claims.
C.
The Trial Court's Ruling
In
denying the motion, the court found that the cause of action for breach of the implied covenant of good faith
contained allegations that, in essence, accused Cooper of attempting to extort one month's free rent from Cross
by disclosing the location of the offender. Since attempted extortion is a crime (Pen. Code, § 524), the court
concluded that the threat did not qualify for anti-SLAPP protection. Accordingly, the court declined to dismiss
that cause of action.
Concerning
the remaining causes of action, all of which were based on actual disclosure, the court, citing Du Charme v.
International Broth. of Elec. Workers, Local 45 (2003) 110
Cal.App.4th 107 (Du
Charme), concluded that because there was no evidence of any ongoing controversy, dispute, or discussion
about the location of the offender, the disclosure did not involve "a matter of public interest" and, therefore,
did not qualify for anti-SLAPP protection. {Slip Opn. Page 8}
Given
its findings, the court declined to rule on the Coopers' evidentiary objections or determine whether Cross had
shown a probability of success on the merits of her claims.
III.
ANTI-SLAPP MOTION PROCEDURE
Section
425.16 is called the anti-SLAPP statute because it allows a defendant to gain early dismissal of causes of
action that are designed primarily to chill the exercise of First Amendment rights. (Siam v. Kizilbash
(2005) 130
Cal.App.4th 1563,
1568; Simmons v. Allstate Ins. Co. (2001) 92
Cal.App.4th 1068,
1069-1070.) In pertinent part, the statute provides, "A cause of action against a person arising from any act of
that person in furtherance of the person's right of petition or free speech under the United States Constitution
or the California Constitution in connection with a public issue shall be subject to a special motion to strike
. . . ." (§ 425.16, subd. (b)(1).)
Acts
"in furtherance of" these rights include "(1) any written or oral statement or writing made before a
legislative, executive, or judicial proceeding, or any other official proceeding authorized by law; (2) any
written or oral statement or writing made in connection with an issue under consideration or review by a
legislative, executive, or judicial body, or any other official proceeding authorized by law; (3) any written or
oral statement or writing made in a place open to the public or a public forum in connection with an issue of
public interest; (4) or any other conduct in furtherance of the exercise of the constitutional right of petition
or the constitutional right of free speech in connection with a public issue or an issue of public interest." (§
425.16, subd. (e).)
In
ruling on an anti-SLAPP motion, the trial court engages in a two-step process. "First, the court decides whether
the defendant has made a threshold showing that the challenged cause of action is one arising from protected
activity. The moving defendant's burden is to demonstrate that the act or acts of which the plaintiff complains
were taken 'in furtherance of the [defendant]'s right of petition or free speech under the {Slip Opn. Page 9}
United States or California Constitution in connection with a public issue,' as defined in the statute.
[Citation.] If the court finds such a showing has been made, it then determines whether the plaintiff has
demonstrated a probability of prevailing on the claim." (Equilon Enterprises v. Consumer Cause, Inc.
(2002) 29
Cal.4th 53,
67 (Equilon); accord, Jarrow Formulas, Inc. v. LaMarche (2003) 31
Cal.4th 728,
733.) "The plaintiff's showing of facts must consist of evidence that would be admissible at trial." (Hall v.
Time Warner, Inc. (2007) 153
Cal.App.4th 1337,
1346 (Hall); Evans v. Unkow (1995) 38
Cal.App.4th 1490,
1496-1498.) Both the defendant moving party and the plaintiff must make a prima facie showing concerning their
respective burdens. (Church of Scientology v. Wollersheim (1996) 42
Cal.App.4th 628,
646 (Wollersheim), disapproved on another point in Equilon, supra, 29 Cal.4th at p. 68, fn. 5.)
Only where a defendant shows that a cause of action is based on protected conduct and the plaintiff fails
to show a probability of success on that claim is it subject to dismissal. (Navellier v. Sletten
(2002) 29
Cal.4th 82,
88-89 [cause of action must arise from protected speech or petitioning and lack even minimal merit].)
On
appeal, we review the motion de novo and independently determine whether the parties have met their respective
burdens. (Christian Research Institute v. Alnor (2007) 148
Cal.App.4th 71,
79; Mann v. Quality Old Time Service, Inc. (2004) 120
Cal.App.4th 90,
103.) In evaluating the motion, we consider "the pleadings, and supporting and opposing affidavits stating the
facts upon which the liability or defense is based." (§ 425.16, subd. (b)(2).) However, we do not weigh
credibility or compare the weight of the evidence. (Soukup v. Law Offices of Herbert Hafif (2006)
39
Cal.4th 260,
269, fn. 3.)
IV.
DISCUSSION
Cooper
contends that the trial court erroneously concluded that he had not shown that Cross's claims were based on
protected conduct. We agree. {Slip Opn. Page 10}
A.
Issue of Public Interest
Cooper
notes that all of the causes of action were based, at least in part, on allegations that Cooper threatened to
disclose or disclosed that a sex offender lived nearby. In his declaration, Cooper conceded that he told a real
estate agent about the offender. As noted, he declared, "Because of the risk presented to children by the close
proximity of a registered sex offender to the property, I discussed Megan's Law and the seller's duty of
disclosure attendant thereto, and stated that a registered sex offender lived immediately across the street."
Cooper
claims that this discussion and disclosure (and presumably stating an intention to disclose) qualified for
anti-SLAPP protection under section 425.16, subdivision (e)(4), which protects conduct "in furtherance of the
exercise of the constitutional right of petition or the constitutional right of free speech in connection
with a public issue or an issue of public interest." (Italics added.) Cooper argues that his conduct was
connected with issues of public interest, namely, child molestation, a real property owner's duty to disclose
actual knowledge about registered sex offenders, and the location of a particular offender.
Section
425.16 does not define "public interest" or "public issue." Those terms are inherently amorphous and thus do not
lend themselves to a precise, all-encompassing definition. (See Rivero v. American Federation of State,
County, and Municipal Employees, AFL-CIO (2003) 105
Cal.App.4th 913,
929 (Rivero); see also Weinberg v. Feisel (2003) 110
Cal.App.4th 1122,
1132 (Weinberg) ["it is doubtful an all-encompassing definition could be provided].) Some courts have
noted commentary that " ' "no standards are necessary because [courts and attorneys] will, or should, know a
public concern when they see it." ' [Citations.]" (Briggs v. Eden Council for Hope & Opportunity
(1999) 19
Cal.4th 1106,
1122, fn. 9 (Briggs); D.C. v. R.R. (2010) 182
Cal.App.4th 1190 (D.C.);
Du Charme, supra, 110 Cal.App.4th at p. 117.) {Slip Opn. Page 11}
Nevertheless,
courts have discussed how to decide whether a statement concerns a matter of public interest. In Nygård, Inc.
v. Uusi-Kerttula (2008) 159
Cal.App.4th 1027 (Nygård),
the court pointed out that although section 425.16 does not define " 'public interest,' " it does mandate that
its provisions " 'be construed broadly' to safeguard 'the valid exercise of the constitutional rights of freedom
of speech and petition for the redress of grievances.' " (Id. at p. 1039, quoting § 425.16, subd. (a).)
fn. 6 The court
explained that "[t]he directive to construe the statute broadly was added in 1997, when the Legislature amended the
anti-SLAPP statute 'to address recent court cases that have too narrowly construed California's anti-SLAPP suit
statute.' [Citation.]" (Id. at p. 1039; Briggs, supra, 19 Cal.4th at p. 1120 [recognizing this
legislative intent]; Gilbert v. Sykes (2007) 147
Cal.App.4th 13, 23
(Gilbert) [same].)
Accordingly,
courts have broadly construed " 'public interest' " "to include not only governmental matters, but also private
conduct that impacts a broad segment of society and/or that affects a community in a manner similar to that of a
governmental entity. [Citations.]" (Damon v. Ocean Hills Journalism Club (2000) 85
Cal.App.4th 468,
479 (Damon); accord, Ruiz v. Harbor View Community Assn. (2005) 134
Cal.App.4th 1456,
1468 (Ruiz); see Wilbanks v. Wolk (2004) 121
Cal.App.4th 883,
893 (Wilbanks) [§ 425.16, subds. (e)(3) and (e)(4) are "quite broad"].) Indeed, even before the
Legislature mandated broad construction, the court in Wollersheim, supra, 42
Cal.App.4th 628,
opined that "[a]lthough matters of public interest include legislative and governmental activities, they may
also include activities that involve private persons {Slip Opn. Page 12} and entities, especially when a large,
powerful organization may impact the lives of many individuals." (Id. at p. 650; accord, Macias v.
Hartwell (1997) 55
Cal.App.4th 669,
674 (Macias); Damon, supra, 85 Cal.App.4th at p. 479; Turner v. Vista Pointe Ridge Homeowners
Ass'n (2009) 180
Cal.App.4th 676,
684.) And in Nygård, supra, 159 Cal.App.4th at page 1042, the court opined that taken together, the
legislative history of the amendment and the cases that precipitated it "suggest that 'an issue of public
interest' . . . is any issue in which the public is interested. In other words, the issue need not be
'significant' to be protected by the anti-SLAPP statute--it is enough that it is one in which the public takes
an interest."
fn. 7
In
Rivero, supra, 105
Cal.App.4th 913,
the court reviewed several cases and described three non-exclusive and sometimes overlapping categories of
statements that have been given anti-SLAPP protection. (Id. at pp. 919-924.) The first category comprises
cases where the statement or activity precipitating the underlying cause of action was "a person or entity in
the public eye." (Id. at p. 924.)
fn. 8 The second
category comprises cases where the statement or activity precipitating the underlying cause of {Slip Opn. Page 13}
action "involved conduct that could affect large numbers of people beyond the direct participants."
fn. 9 (Ibid.)
And the third category comprises cases where the statement or activity precipitating the claim involved "a topic of
widespread, public interest." (Ibid.)
fn. 10 Courts have
adopted these categories as a useful framework for analyzing whether a statement implicates an issue of public
interest and thus qualifies for anti-SLAPP protection.
fn. 11 {Slip Opn. Page
14}
In
Weinberg, supra, 110
Cal.App.4th 1122,
the court, citing federal cases rather than state anti-SLAPP cases, enumerated what it considered to be
additional attributes of an issue that would render it one of public, rather than merely private, interest.
"First, 'public interest' does not equate with mere curiosity. [Citations.] Second, a matter of public interest
should be something of concern to a substantial number of people. [Citation.] Thus, a matter of concern to the
speaker and a relatively small, specific audience is not a matter of public interest. [Citations.] Third, there
should be some degree of closeness between the challenged statements and the asserted public interest
[citation]; the assertion of a broad and amorphous public interest is not sufficient [citation]. Fourth, the
focus of the speaker's conduct should be the public interest rather than a mere effort 'to gather ammunition for
another round of [private] controversy . . . .' [Citation.] Finally, . . . [a] person cannot turn otherwise
private information into a matter of public interest simply by communicating it to a large number of people."
(Id. at pp. 1132-1133.)
With
this background in mind, we turn to whether Cooper's disclosure about the registered offender who lived nearby
constituted protected speech in connection with an issue of public interest. (§ 425.16, subd. (e)(4).) We find
more specific guidance in three cases.
In
M.G., supra, 89
Cal.App.4th 623,
the defendants used a 1997 photograph of a Little League team in their 1999 magazine article and television show
to illustrate stories about adult coaches who sexually molest young athletes. (Id at p. 626.) Those
pictured in the photograph sued, and the defendants sought anti-SLAPP protection. The court concluded that use
of the photograph was protected conduct because it was closely connected to an issue of widespread public
interest. The court found that "child {Slip Opn. Page 15} molestation in youth sports" was an issue like
domestic violence that "is significant and of public interest." (Id. at p. 629, fn. omitted.) The court
rejected an argument that the photograph involved only the identity of the molestation victims and did not
implicate a broader issue of public interest. (Ibid.)
In
Terry, supra, 131
Cal.App.4th 1534,
the pastor of a church disseminated a confidential report by a church investigative committee to about 100
people, in which the committee substantiated complaints by a girl's parents that two adult youth group leaders
had developed and pursued an inappropriate relationship with the girl. The committee further found that the two
adults were grossly negligent and insubordinate, concluded that their termination was warranted, and recommended
various measures to prevent a recurrence of such misconduct. (Id. at pp. 1540-1543.) The court concluded
that disseminating the report qualified for protection because it implicated an issue of public interest.
(Id. at p. 1546.) The court found that "the communications clearly involved issues of public interest,
because they involved the societal interest in protecting a substantial number of children from predators . . .
. " (Id. at p. 1547.) The court rejected a claim that the only issue was a private relationship between
the adults and the girl. "The issue as to whether or not an adult who interacts with minors in a church youth
program has engaged in an inappropriate relationship with any of the minors is clearly a matter of public
interest. The public interest is society's interest in protecting minors from predators, particularly in places
such as church programs that are supposed to be safe." (Ibid.)
M.G
. and Terry demonstrate the obvious: preventing child sexual abuse and protecting children from sexual
predators are issues of widespread public interest. Thus, insofar as Cooper's disclosure served those interests by
alerting prospective buyers of the potential risk to children posed by a registered sex offender who lived nearby,
his {Slip Opn. Page 16} conduct involved a private communication directly related to an issue of considerable
interest to the general public and qualify for anti-SLAPP protection.
Closely
and directly related to the general issues of child molestation and the protection of children from sexual
predators are issues concerning registered sex offenders. In this regard, we find the recent case of Mendoza
v. ADP Screening and Selection Services, Inc. (2010) 182
Cal.App.4th 1644 (Mendoza)
to be pertinent. There, the defendant, an employment screening service, conducted a pre-employment background
check of the plaintiff, which included looking on the ML Web site to see if he was listed. The plaintiff was not
hired and later sued the defendant. Although the complaint did not allege that the ML Web site had information
about the plaintiff or that the defendant disclosed information from the MLWeb site about him, such factual
allegations were implicit. (Id. at p. 1649.) The court concluded that in disclosing the information, the
defendant was "engaged in constitutionally protected speech on a subject of public interest." (Id. at p.
1653.) The court explained that "the Legislature, in enacting the statutory scheme establishing the Megan's Law
(ML) Web site, issued several findings which openly expressed the public's strong interest in the dissemination
of information regarding registered sex offenders. [Citations.] We are also swayed by the public interest in
safe workplaces, and in the liability which may attach to employers who fail to investigate prospective
employees where prudence justifies such an investigation. Thus, as a foundational, broad-based proposition, we
conclude that providing employment-screening reports is a constitutionally founded, protected activity within
the meaning of the anti-SLAPP statute." (Ibid.)
The
legislative findings referred to in Mendoza were outlined in Fredenburg, supra,
119
Cal.App.4th 408.
"California enacted its Megan's Law in 1996. [Citation.] In an uncodified preamble to the statute, the
Legislature made several findings and declarations. The Legislature found that sex offenders 'pose a high
risk of engaging in {Slip Opn. Page 17} further offenses after release,' and that 'protection of the public
from these offenders is a paramount public interest.' [Citation.] [¶] The Legislature further found that the
public had a 'compelling and necessary . . . interest' in obtaining information about released sex offenders
so they can 'adequately protect themselves and their children from these persons.' [Citation.] Because of
'the public's interest in public safety,' released sex offenders 'have a reduced expectation of privacy . . .
.' [Citation.] [¶] 'In balancing the offenders' due process and other rights against the interests of public
security, the Legislature finds that releasing information about sex offenders under the circumstances
specified in this act will further the primary government interest of protecting vulnerable populations from
potential harm.' [Citation.] The Legislature found that (1) the registration of sex offenders, already
required by Penal Code section 290; (2) 'the public release of specified information about certain sex
offenders' as contemplated by Megan's Law; and (3) the contemplated 'public notice of the presence of certain
high-risk sexual offenders in communities' will combine to further the governmental interest of public
safety. [Citation.] [¶] The Legislature distinguished between 'serious' and 'high-risk' sex offenders. 'To
protect the safety and general welfare of the people of this state, it is necessary to provide for continued
registration of sex offenders, for the public release of specified information regarding certain more
serious sex offenders, and for community notification regarding high-risk sex offenders' who are
about to be released or who already live in the community. [Citation.] The policy of releasing information to
the public 'about serious and high-risk sex offenders' is not meant to be punitive but is designed simply to
protect the public. [Citation, italics omitted.] [¶] Finally, the Legislature addressed the possibility of
misuse of Megan's Law information. 'The Legislature . . . declares . . . that in making information available
about certain sex offenders to the public, it does not intend that the information be used to inflict
retribution or additional punishment' on the sex offender. The Legislature found 'that the {Slip Opn. Page
18} dangers to the public of nondisclosure far outweigh the risk of possible misuse of the information,' and
referred to studies in Oregon and Washington showing that Megan's Laws in those states 'resulted in little
criminal misuse of [disclosed] information . . . .' [Citation.]" (Id. at pp. 412-413, fn. omitted.)
The
Legislature reiterated and reaffirmed these findings when it enacted the Sex Offender Punishment Control and
Containment Act of 2006 (Pen. Code, § 290.03), where it also stated, "The Legislature finds and declares that a
comprehensive system of risk assessment, supervision, monitoring and containment for registered sex offenders
residing in California communities is necessary to enhance public safety and reduce the risk of recidivism posed
by these offenders." (Pen. Code, § 290.03, subd. (a).)
We
agree with the conclusion in Mendoza. The statements of intent and the legislation noted above reflect
heightened concern about the potential dangers posed by convicted sex offenders and strong and widespread public
interest in knowing the location of registered sex offenders.
We
further note that under Civil Code section 2079.10a, residential leases and rental agreements and contracts for
the sale of residential units must contain a provision notice that gives prospective renters, lessees, and
buyers notice concerning the California's sex offender databases and the types of information contained in them,
including the specific location of offenders.
fn. 12 This requirement
reflects not only the {Slip Opn. Page 19} general public interest in the dissemination of information about
registered sex offenders but also the specific public interest in making sure that prospective renters, lessees,
and buyers know where to find this information so they can better determine whether they want to live in a
particular neighborhood.
Here,
Cooper's conversation with the agent mirrors the disclosure of information in Mendoza and, as discussed
above, was closely and directly related to specific issues of great interest to the general public.
Given
M.G., Terry, and Mendoza; the laws concerning the collection and dissemination of
information about registered offenders; and the Legislature's expressions of intent in enacting those laws, we
have no difficulty concluding that Cooper made a prima facie showing that most of Cross's causes of action arise
from protected activity. In other words, Cooper satisfied his burden to show that his disclosure and expression
of intent to disclose were taken in furtherance of his right of free speech in connection with an issue of
"widespread, public interest." (Rivero, supra, 105 Cal.App.4th at p. 924; § 425.16, subd (e)(4); see
cases cited in fn. 9.)
fn. 13 {Slip Opn. Page
20}
We
acknowledge that " '[t]he fact that "a broad and amorphous public interest" can be connected to a specific
dispute is not sufficient to meet the statutory requirements' of the anti-SLAPP statute." (World Financial
Group, supra, 172 Cal.App.4th at p. 1570, quoting Dyer v. Childress (2007) 147
Cal.App.4th 1273,
1280; accord, D.C., supra, 182 Cal.App.4th at p. 1216; e.g., Century 21 Chamberlain & Associates
v. Haberman, supra, 173
Cal.App.4th 1 [demand
to arbitrate negligence claim does not implicate broader public interest in arbitration in general]; Consumer
Justice Center v. Trimedica International Inc. (2003) 107
Cal.App.4th 595 (Consumer
Justice Center) [statements about an herbal supplement for breast enlargement does not implicate broader
public interest in consumer information, alternative medicine, or the efficacy and benefits of herbal
supplements]; Rivero, supra, 105
Cal.App.4th 913 [statements
about termination of particular union supervisor does not implicate broader public interest in unlawful
workplace activity in publicly financed institutions].)
This
case, however, does not involve some broad and amorphous public interest in an issue that one might rationally
abstract from Cooper's conversation. As noted, the conversation involved the location of a registered sex
offender, a subject specifically and directly related to an issue of compelling and widespread interest.
Citing
Du Charme, supra, 110
Cal.App.4th 107,
Cross reiterates the analysis and conclusion of the trial court that Cooper's conversation did not involve a
matter of widespread public interest but was a private communication about the location of a registered offender
and a matter of minimal interest about which there was no ongoing controversy, discussion, or debate. We find
this analysis to be unpersuasive.
In
Du Charme, supra, 110
Cal.App.4th 107,
a union local posted a notice on its Web site informing members that a former business manager had previously
been {Slip Opn. Page 21} removed for mismanagement and assuring the members that the local's business would
continue to be run smoothly. (Id. at pp 113-114.) Concerning whether the posting was protected activity,
the court reviewed three cases: Damon, supra, 85
Cal.App.4th 468,
Macias, supra, 55
Cal.App.4th 669,
and Rivero, supra, 105
Cal.App.4th 913.
In
Damon, supra, 85
Cal.App.4th 468,
statements critical of the manager of a large residential community were widely disseminated to board members
and residents in connection with upcoming elections and recall campaigns. The Damon court found the
statements protected because they involved an issue of interest to the residents: how that community would be
governed. (Id. at pp. 474-475.) In Macias, supra, 55
Cal.App.4th 669,
a candidate for a union position criticized another candidate during an election. The Macias court held
the statements protected because they involved an issue of interest to the numerous members of the union: the
qualifications of a candidate for office. (Id. at pp. 673-674.) In Rivero, supra,
105
Cal.App.4th 913,
a union published statements concerning the termination and demotion of a supervisor of eight custodians at a
public university due to alleged misconduct. The court held that the statements were not protected because the
supervisor was not a person in the public eye; the statements were of interest only to union members and the
custodians; and how the supervisor had conducted himself was itself a matter of public interest or sufficiently
connected to the broader and general issue of unlawful workplace activity in public institutions. (Id. at
p. 924.) Although the statements had been widely published, the court opined that mere publication did not
necessarily or automatically transform an essentially private matter (termination) into an issue of public
interest. (Id. at p. 926.)
According
to the Du Charme court, none of these cases involved issues of widespread public interest; rather
they involved issues of interest to limited, definable portions of the public--e.g., in Damon, only those
living in a residential community have any interest in the general issue of the association's governance; and in
Macias and {Slip Opn. Page 22} Rivero, only union members would be interested in the general issue
of the qualifications of candidates or the termination of supervisors. The court observed, however, that what
distinguished the statements in Damon and Macias, which qualified for protection, from those in
Rivero, which did not, was that only the former were made in the context of an ongoing controversy,
dispute, or discussion about the issue within the relevant, definable group. Thus, the court opined that
although the statements concerned issues of only limited interest, they nevertheless ought to be protected
because doing so would serve "the anti-SLAPP statute's purpose of encouraging participation in an ongoing
controversy, debate or discussion." (Du Charme, supra, 110 Cal.App.4th at p. 118, fn. & italics
omitted.)
The
court then turned its observation into a rule, holding that "to satisfy the public issue/issue of public
interest requirement . . . , in cases where the issue is not of interest to the public at large, but rather to a
limited, but definable portion of the public (a private group, organization, or community), the constitutionally
protected activity must, at a minimum, occur in the context of an ongoing controversy, dispute or discussion,
such that it warrants protection by a statute that embodies the public policy of encouraging
participation in matters of public significance." (Du Charme, supra, 110 Cal.App.4th at p. 119,
fn. omitted, italics in Du Charme.)
Applying
its newly minted rule, the Du Charme court concluded that the union's Web site posting did not qualify
for protection because it was "unconnected to any discussion, debate or controversy"--the supervisor had been
terminated months before, his termination was no longer an issue, and union members were not being asked to take
a position on the matter. (Du Charme, supra, 110 Cal.App.4th at p. 118.) The court found that "[t]o grant
protection to mere informational statements, in this context, would {Slip Opn. Page 23} in no way further the
statute's purpose of encouraging participation in matters of public significance. [Citation.]"
(Ibid.)
fn. 14
Even
though the Du Charme rule was derived from an observation of only three cases and not based on a more
comprehensive survey of cases, an analysis of legislative intent, or a discussion of statutory interpretation,
the rule has been uncritically accepted.
fn. 15 {Slip Opn. Page
24}
In
this case, the Du Charme is inapposite. The circumstances here are distinguishable from those in Du
Charme as well as those in Damon, Macias, and Rivero. Those cases did not involve
statements closely connected to issues of widespread public interest. In particular, the termination of union
personnel in Du Charme, Macias, and Rivero raised issues that only union members would be
interested in; and the criticism of a candidate for the board of the senior residential community in
Damon raised issues that only the residents would be interested in. Here, however, the disclosure about
the nearby offender directly implicated issues concerning the protection of people, especially children, from
sexual offenders and the location of registered offenders--i.e., issues that would be of interest to most
people, especially those who are living in or considering moving to the area. Moreover, we reject Cross's
attempts to characterize Cooper's conversation as merely a private conversation about private matters of no
interest to anyone but the participants. (Cf. M.G., supra, 89 Cal.App.4th at p. 629 [rejecting the
plaintiff's narrow characterization of the issue]; Terry, supra, 131 Cal.App.4th at p. 1547 [same].)
Under the circumstance, therefore, the Du Charme rule and its "ongoing controversy" requirement are
simply inapplicable. (Fitzgibbons, supra, 140 Cal.App.4th at p. 524 [Du Charme rule not applicable
to statements on issues of widespread public interest].) {Slip Opn. Page 25}
Even
if we viewed Cooper's conversation as a private communication of limited interest to only those living in or
moving into the neighborhood, and thus subject to the Du Charme rule, we would still conclude that it
qualifies for anti-SLAPP protection.
fn. 16
The
Du Charme rule applies to statements made "in the context of an ongoing controversy, dispute or
discussion." (Du Charme, supra, 110 Cal.App.4th at p. 119.) Since, as noted, we must broadly construe the
statutory prerequisites for anti-SLAPP protection, we consider it appropriate to broadly construe the judicially
created prerequisite of an "ongoing controversy, dispute, or discussion" in order to safeguard the valid
exercise of protected activity and further the statute's purpose of encouraging participation in matters of
public significance.
With
this in mind, and assuming that there is, in fact, a person who is required to register as a sex offender living
across the street, we note that that offender has an ongoing, annual, and life time duty to register his or her
residence with authorities. (Pen. Code, § 290, subd. (a).) That information is included in a database, which is
updated when necessary and published on the ML Web site. (See Pen. Code, § 290.46.) The purpose of that Web site
is to provide current and continuous notice of and access to the fact that this registered offender is living in
that neighborhood so that its residents, visitors, and potential residents can take whatever measures they deem
necessary to maintain vigilance and protect themselves and their children. We find that the continuous access to
and dissemination of information about the presence of a registered offender in the area represents ongoing
"discussion," albeit a cyber discussion, between local authorities and local residents about that particular
offender. In our view, this discussion passes muster under the Du Charme rule. Indeed, we believe that
Cooper's conversation occurred in the context of "ongoing controversy, dispute or discussion" just as much as
{Slip Opn. Page 26} the statements during elections in Macias and Damon. Moreover, Cooper's
conversation involved issues that were no less important than the statements in those cases. Thus, it too ought
to qualify for anti-SLAPP protection to encourage participation in matters of public significance and safeguard
the valid exercise of First Amendment rights.
fn. 17
B.
Unlawful Activity
Cross
claims that Cooper's threat to disclose and actual disclosure are not protected conduct because they constituted
illegal conduct, which is not entitled to anti-SLAPP protection. In particular, Cross argues that the threat
amounted to attempted extortion; and the disclosure was an unauthorized use of information on the ML Web site.
1.
Applicable Principles
Not
all speech or acts performed in furtherance of First Amendment rights qualify for anti-SLAPP protection; only
valid acts qualify. Therefore, acts that are illegal as a matter of law, such as attempted extortion, are
not protected. (Flatley v. Mauro (2006) 39
Cal.4th 299,
313-317, 328 (Flatley).) However, in the context of an anti-SLAPP motion, illegal conduct precludes
anti-SLAPP relief only if the defendant effectively concedes that his or her conduct was illegal or there is
uncontested evidence that conclusively establishes illegal conduct as a matter of law. (Id. at p. 320.)
In such narrow circumstances, the defendant simply cannot show that he or she engaged in valid conduct in
furtherance of protected constitutional rights. (Id. at p. 316.)
For
example, in Flatley, supra, 39
Cal.4th 299,
the complaint alleged numerous causes of action, including extortion, and the defendant filed an anti-SLAPP
motion to dismiss. (Id. at p. 305.) Uncontradicted and uncontested evidence showed that the defendant
wrote letters and made calls that, when taken together, threatened to accuse the {Slip Opn. Page 27} plaintiff
of a variety of crimes and disgrace him in the public media unless he paid a large sum of money. Under these
circumstances, the evidence conclusively established criminal extortion as a matter of law. (Id at pp.
328-330; see Pen. Code, §§ 518, 519 [proscribing and defining extortion].) Accordingly, the extortion claim was
not subject to dismissal under the anti-SLAPP statute. (Flatley, supra, 39 Cal.4th at p. 333.) The
Flatley court emphasized, however, that its conclusion that the defendant's conduct "constituted criminal
extortion as a matter of law [was] based on the specific and extreme circumstances of this case." (Id. at
p. 332, fn. 16.)
As
another example of unprotected illegal conduct, the Flatley court cited Paul for Council v.
Hanyecz (2001) 85
Cal.App.4th 1356 (Paul),
disapproved on other grounds in Equilon Enterprises v. Consumer Cause, Inc., supra,
29
Cal.4th 53,
68, footnote 5. In Paul, the complaint alleged that the defendants interfered with the plaintiff's
candidacy by making illegal campaign contributions to an opponent. The defendants moved to dismiss under the
anti-SLAPP statute. (Paul, supra, 85 Cal.App.4th at pp. 1361-1362.) However, the defendants' own
moving papers effectively conceded that their laundered campaign contributions violated the law. Thus, the
court concluded as a matter of law that the defendant could not show that their money laundering conduct was
constitutionally protected even though it was undertaken in connection with making political contributions.
(Id. at p. 1365.) As in Flatley, the Paul court emphasized the narrow circumstances in
which a defendant's assertedly protected activity could be found to be illegal as a matter of law. "In order
to avoid any misunderstanding as to the basis for our conclusions, we should make one further point. This
case, as we have emphasized, involves a factual context in which the defendants have effectively conceded the
illegal nature of their election campaign finance activities for which they claim constitutional protection.
Thus, there was no dispute on the point and we have concluded, as a matter of law, that such
activities are not a valid exercise of constitutional {Slip Opn. Page 28} rights as contemplated by
section 425.16. However, had there been a factual dispute as to the legality of defendants' actions, then we
could not so easily have disposed of defendants' motion. [¶] As we have noted, a defendant need only make a
prima facie showing that the plaintiff's suit arises 'from any act of [defendant] in furtherance of
[defendant's] right of petition or free speech under the United States or California Constitution in
connection with a public issue.' [Citation.] If the plaintiff contests this point, and unlike the case here,
cannot demonstrate as a matter of law that the defendant's acts do not fall under section 425.16's
protection, then the claimed illegitimacy of defendant's acts is an issue which plaintiff must raise and
support in the context of the discharge of plaintiff's burden to provide a prima facie showing of the merits
of plaintiff's case." (Paul, supra, 85 Cal.App.4th at p. 1367, first italics added; accord,
Flatley, supra, 39 Cal.4th at p. 317.) Conversely, in meeting the initial burden, the defendant need
not show as a matter of law that his or her conduct was legal. (Soukup, supra, 39 Cal.4th at p. 286.)
Thus, if a plaintiff claims that the defendant's conduct is illegal and thus not protected activity, the
plaintiff bears the burden of conclusively proving the illegal conduct.
2.
Extortion
Although
the complaint did not expressly assert a cause of action for attempted extortion, Cross argued that the
allegations in her claim for breach of the covenant of good faith implicitly did so. Specifically, the complaint
alleged, in pertinent part, that the Coopers unfairly interfered with her right to the benefits of the lease by
telling her she could not put up a "For Sale" sign or show the property and threatening to remove any sign and
threatening to make "negative comments regarding THE PROPERTY to any prospective purchasers including things
[the Coopers] claimed would make the property impossible to sell." Cross further alleged that that the Coopers
"demanded conditions for allowing THE PROPERTY to be shown, which included [their] being allowed to occupy {Slip
Opn. Page 29} [it] during August, 2007 rent free. If plaintiff would not agree to said conditions, [the Coopers]
threatened to state negative comments to actual or prospective purchasers regarding THE PROPERTY. Said comments
would include describing the proximity of convicted sex offenders. If plaintiff would agree to said conditions,
no such comments would be made."
In
opposition to the anti-SLAPP motion, Cross stated the factual basis of her allegations. She submitted a series
of e-mails that Cooper sent her. Although he initially said the house could not be shown until they vacated it,
he later said he would maintain the house in show condition and allow it to be shown on Tuesdays if Cross
provide 48-hours' notice, waived rent for August, and promised to return their deposit immediately after the
walk-through. In a later e-mail, Cooper reiterated that he would cooperate with showings on Tuesdays. He further
said that he would not guarantee cooperation on other days nor promise not to express his opinion about the
value of the house or the recent visit by police to the nearby house of the sexual offender. And in two
subsequent e-mails, Cooper again promised to fully cooperate with showings on Tuesdays. In her declaration,
Cross stated that she believed Cooper was threatening to tell prospective buyers that a registered offender
lived nearby unless she waived rent for August.
fn. 18
As
noted, the trial court found that the complaint alleged that the Coopers "attempted to extort one month's free
rent from [Cross]." However, the record does not support the trial court's implicit finding that Cross satisfied
her burden to conclusively prove that Cooper's conduct constituted attempted extortion as a matter of law.
Cooper
did not concede that the e-mails to Cross amounted to attempted criminal extortion. On the contrary, he
contested Cross's claim and the purported factual basis for it, arguing that the e-mails did not constitute a
threat of any sort; there was no evidence {Slip Opn. Page 30} they intended to extort anything from Cross; and,
because the location of the registered offender was public information, its threatened disclosure could not
constitute attempted extortion based on the threat to disclose a secret.
Not
only did Cooper not concede criminal conduct, but we do not find this to be one of those rare cases in which
there is uncontroverted and uncontested evidence that establishes the crime as a matter of law. (E.g.,
Flatley, supra, 39
Cal.4th 299;
Cohen v. Brown (2009) 173
Cal.App.4th 302 (Cohen)
[undisputed evidence conclusively established that the alleged protected conduct constituted extortion as a
matter of law].)
Penal
Code section 518 defines extortion and section 524 proscribes attempted extortion.
fn. 19 As pertinent
here, the elements of attempted extortion are (1) a specific intent to commit extortion--i.e., to obtain property
from another, with his or her consent, induced by a wrongful use of fear; and (2) a direct ineffectual act done
towards its commission. (People v. Umana (2006) 138
Cal.App.4th 625,
638-639; People v. Sales (2004) 116
Cal.App.4th 741,
749.) "Fear, such as will constitute extortion, may be induced by a threat, either: [¶] 1. To do an unlawful injury
to the person or property of the individual threatened or of a third person; or, [¶] 2. To accuse the individual
threatened, or any relative of his, or member of his family, of any crime; or, [¶] 3. To expose, or to
impute to him or them any deformity, disgrace or crime; or, [¶] 4. To expose any secret affecting him or
them." (Pen. Code, § 519, italics added.) {Slip Opn. Page 31}
Clearly,
the e-mails that Cooper sent to Cross did not threaten to physically harm anyone or property, accuse anyone of a
crime, or expose or impute to Cross some deformity or disgrace. Moreover, they do not unequivocally and
unambiguously threaten to disclose the location of the registered offender unless Cross waives the rent for
August. That Cross inferred as much and believed that to be the implicit message does not conclusively establish
that message or that Cooper's intent to convey it.
Furthermore,
the record does not establish as a matter of law that the location of the registered offender was the sort of
"secret" which the threatened disclosure would constitute extortion within the meaning of Penal Code section
519.
"The
'secret' referred to in the statute is a matter 'unknown to the general public, or to some particular part
thereof which might be interested in obtaining knowledge of the secret; the secret must concern some matter of
fact, relating to things past, present or future; the secret must affect the threatened person in some way so
far unfavorable to the reputation or to some other interest of the threatened person, that threatened exposure
thereof would be likely to induce him through fear to pay out money or property for the purpose of avoiding the
exposure.' [Citation] Whether a threatened exposure would have this effect on the victim is a factual question
and depends on the nature of the threat and the susceptibility of the victim. [Citations.]" (Philippine
Export & Foreign Loan Guarantee Corp. v. Chuidian (1990) 218
Cal.App.3d 1058,
1078, quoting People v. Lavine (1931) 115 Cal.App. 289, 295; see People v. Peniston (1966)
242
Cal.App.2d 719,
722-723; People v. Fox (1958) 157
Cal.App.2d 426,
430.)
Here,
information that the offender lived in the neighborhood was publicly available on the ML Web site to anyone who
was interested in knowing about it; and Cross's own pleadings and declarations established that she and some of
her neighbors knew this information. Moreover, Cross essentially concedes that she had a duty to disclose to any
potential buyer, renter, or lessee the existence of the ML Web site {Slip Opn. Page 32} containing information
about registered sex offenders who might be living in the area, and she admitted disclosing the Web site in the
contract of sale with the Chans. Under the circumstances, the record does not conclusively prove that the
location of the offender was a matter so unfavorable to Cross's interests or that she so feared its disclosure
that she would waive her right to collect rent for August. Indeed, in her opposition to the anti-SLAPP motion,
Cross opined that "[the offender] was not a threat and his presence was not a material factor in regard to her
property."
Finally,
that Cross may have believed the information to be secret at least to part of the population or that she wanted
to keep it a secret if possible does not conclusively establish that it was a secret for the purpose of
attempted extortion. Rather, whether the location of the offender was a secret represented a contested question
of fact.
Cross's
reliance on Cohen, supra,
173
Cal.App.4th 302 is
misplaced. There, the plaintiff and defendant were attorneys who had worked together on a case. The attorneys had a
dispute over splitting fees in the case. The defendant attorney threatened to file a complaint with the California
State Bar if the plaintiff attorney did not agree to endorse a settlement check for the case. Later, the defendant
attorney filed a false and fraudulent complaint with the State Bar. The plaintiff sued the defendant alleging,
among other things, that the defendant filed the State Bar complaint to extract concessions from him concerning the
fee. (Id. at pp. 306-311.) The court denied the defendant anti-SLAPP protection because the record
established extortion as a matter of law and also conclusively refuted the defendant's assertion that the State Bar
claim was filed in good faith. (Id. at pp. 317-318.)
Cohen
is
distinguishable and does not suggest that here Cross satisfied her burden to conclusively establish that Cooper
committed attempted extortion. On the contrary, the record establishes that most, if not all, elements of such
an offense are contested issues of fact. {Slip Opn. Page 33}
3.
Unlawful Use of Information
Most
of Cross's causes of action are based on Cooper's disclosure to the agent that the registered offender lived
across the street, a disclosure that Cooper concedes he made. In support of her argument that the disclosure was
unlawful and therefore not entitled to anti-SLAPP protection, Cross cites the provisions of Megan's Law, and in
particular Penal Code section 290.46 (hereafter section 290.46).
Section
290.46 requires the Department of Justice to maintain a Web site that includes information on persons convicted
of specified sex offenses, such as the offender's name, address, aliases, photograph, physical description, date
of birth, criminal history and other information the Department deems relevant. (§ 290.46, subds. (a)(1),
(b)(1), (c)(1), (d)(1).) Section 290.46 further provides, "(l)(1) A person is authorized to use
information disclosed pursuant to this section only to protect a person at risk. [¶] (2) Except as
authorized under paragraph (1) or any other provision of law, use of any information that is disclosed pursuant
to this section for purposes relating to any of the following is prohibited: [¶] (A) Health insurance. [¶] (B)
Insurance.[¶] (C) Loans. [¶] (D) Credit. [¶] (E) Employment. [¶] (F) Education, scholarships, or fellowships.
[¶] (G) Housing or accommodations. [¶] (H) Benefits, privileges, or services provided by any business
establishment. [¶] . . . [¶] (4)(A) Any use of information disclosed pursuant to this section for purposes other
than those provided by paragraph (1) or in violation of paragraph (2) shall make the user liable for the actual
damages, and any amount that may be determined by a jury or a court sitting without a jury, not exceeding three
times the amount of actual damage, and not less than two hundred fifty dollars ($250), and attorney's fees,
exemplary damages, or a civil penalty not exceeding twenty-five thousand dollars ($25,000)." (Italics added.)
Section
290.46, subdivision (j) provides: "(1) Any person who uses information disclosed pursuant to this section to
commit a misdemeanor shall be subject to, in {Slip Opn. Page 34} addition to any other penalty or fine imposed,
a fine of not less than ten thousand dollars ($10,000) and not more than fifty thousand dollars ($50,000). [¶]
(2) Any person who uses information disclosed pursuant to this section to commit a felony shall be punished, in
addition and consecutive to any other punishment, by a five-year term of imprisonment in the state prison."
fn. 20
Cross
claims that Cooper's disclosure of the offender's location constituted an unauthorized use of information
because there is no evidence that it was disclosed "to protect a person at risk." (§ 290.46, subd. (l)(1).) She
argues that neither she nor the Coopers could identify a specific person who was at risk. Although Cooper
declared that he disclosed the information to the agent because the prospective buyer "may have children," Cross
argues that "[a] maybe person is also a maybe not person, or an adult child, or doesn't live with the buyer."
Initially,
we note that in Mendoza, supra, 182
Cal.App.4th 1644,
the plaintiff made a similar claim that the private disclosure of information from the Web site was illegal
under section 290.46 because it was not disclosed to protect a person at risk. Thus, because the disclosure was
unlawful, it did not qualify for anti-SLAPP protection. (Id. at p. 1653.) The court rejected this claim.
The
court concluded that in Flatley, supra, 39
Cal.4th 299,
the Supreme Court's repeated use of the word "illegal" (id. at p. 320) in referring to conduct that did
not qualify for anti-SLAPP protection was intended to mean conduct that was "criminal, and not merely violative
of a statute." (Mendoza, supra, 182 Cal.App.4th at p. 1654.) The court explained, "First, the court in
Flatley discussed the attorney's underlying conduct in {Slip Opn. Page 35} the context of the Penal
Code's criminalization of extortion. Second, a reading of Flatley to push any statutory violation outside
the reach of the anti-SLAPP statute would greatly weaken the constitutional interests which the statute is
designed to protect. As [the defendant] correctly observes, a plaintiff's complaint always alleges a
defendant engaged in illegal conduct in that it violated some common law standard of conduct or statutory
prohibition, giving rise to liability, and we decline to give plaintiffs a tool for avoiding the application of
the anti-SLAPP statute merely by showing any statutory violation." (Ibid.)
The
court further noted that although section 290.46, subdivision (j) increases the punishment for a misdemeanor or
felony if the perpetrator uses information to commit the offense, that section does not define a substantive
crime but is essentially only an enhancement statute. Thus, even a violation of that subdivision does not
constitute "illegal"--i.e., criminal--conduct under Flatley for purposes of anti-SLAPP analysis.
(Mendoza, supra, 182 Cal.App.4th at p. 1655.)
Thus,
here, even if Cross conclusively demonstrated that Cooper's disclosure was unauthorized as a matter of law,
under Mendoza, that unauthorized, but non-criminal, conduct would not preclude anti-SLAPP protection.
Here, however, Cross fails to conclusively demonstrate that Cooper's disclosure was unauthorized as a matter of
law.
Section
290.46, subdivision (l) allows the use of information on the ML Web site "to protect a person at risk,"
that is, for the purpose of protecting a person at risk, and prohibits its use for any other purposes.
Thus, the propriety of the use depends on whether the use was intended to protect a person at risk.
fn. 21 {Slip Opn. Page
36}
Here,
Cooper's intent constitutes a contested issue of fact. He declared that he disclosed the offender's location
because the agent of the prospective buyers said that the buyers might have children and because of the risk to
children posed by a nearby registered offender. Cross does not conclusively refute Cooper's declaration. She
merely argues that the evidence supports a finding that Cooper had an ulterior motive and purpose in disclosing
the information: to make the house unsellable.
We
also reject Cross's claim that in the absence of a specific, identifiable person who is in fact at risk, the
disclosure of information, even if ostensibly for the purpose of protection, is nevertheless unauthorized. We
doubt the Legislature intended such a narrow and cramped interpretation because the purpose of the registration
law and the blanket dissemination of registration information through the ML Web site is to facilitate and
enhance the protection and safety of those living in proximity to registered offenders. Making the existence of
a specific, identifiable person at risk a prerequisite to authorized use of information limits, rather than
promotes, the purpose of the statute and Web site. Moreover, such a requirement would not necessarily prevent
the harassment of registered offenders from misuse of information for the unauthorized purposes enumerated in
the statute. In our view, the statute authorizes disclosure not only when one provides the information to a
mother who is standing in front of her house with a small child in her arms but also where one provides
information with a reasonable and good faith belief that doing so will help protect another person and intending
that the information do so.
V.
CONCLUSION
To
summarize our analysis and discussion, we conclude that Cooper satisfied the initial burden to show that the
challenged causes of action in Cross's complaint arose from acts in furtherance of Cooper's right of free speech
in connection with an issue of {Slip Opn. Page 37} public interest. (§ 425.16, subds. (b)(1), (e)(4);
Mendoza, supra, 182 Cal.App.4th 1644.) We further conclude that Cross failed to conclusively
establish that Cooper's acts were illegal as a matter of law and, therefore, not entitled to anti-SLAPP
protection. Accordingly, the trial court's order cannot stand.
Because
the court concluded that the Coopers had not met their initial burden, it did not reach the question of whether
Cross could show a probability of success on any of the challenged causes of action. Nor did the court rule on
the Coopers' numerous objections to the evidence Cross submitted to satisfy her burden.
Under
identical circumstances, the court in Hall, supra, 153
Cal.App.4th 1337 opined,
"Rulings on the evidentiary objections are necessary before the trial court or this court can determine whether
[the plaintiff] has presented admissible evidence that demonstrates a probability of prevailing on the merits of
her claims. Rulings on evidentiary objections involve an exercise of discretion, and it is the trial court's
responsibility to rule on the objections in the first instance. [Citations.] Although the trial court's failure
to rule on the objections is understandable in light of its conclusion, the trial court on remand must rule on
the evidentiary objections and then decide whether [the plaintiff] has demonstrated a probability of prevailing
on the merits of her claims. [Citation.]" (Id. at pp. 1347-1348, fn. omitted; accord Birkner v.
Lam (2007) 156
Cal.App.4th 275,
286; but see Thomas v. Quintero (2005) 126
Cal.App.4th 635,
656 [reviewing court should rule on evidentiary objections in the first instance].) We agree with the
Hall court's approach and shall remand the matter for further proceedings on the anti-SLAPP motion.
fn. 22 {Slip Opn. Page
38}
VI.
DISPOSITION
The
order denying the anti-SLAPP motion is reversed. The matter is remanded to the trial court for further
proceedings on the motion, including ruling on evidentiary objections and determining whether Cross has met her
burden to show a probability of success on the merits of the challenged causes of action.
Cooper
is entitled to costs on appeal. (Cal. Rules of Court, rule 8.278(a)(1).)
Premo,
J., and Elia, J., concurred.
FN 1. "SLAPP
is an acronym for strategic lawsuit against public participation." (Balzaga v. Fox News Network, LLC (2009)
173
Cal.App.4th 1325,
1329, fn. 3.)
All
further unspecified statutory references are to the Code of Civil Procedure.
FN 2. Prior
to this decision, codefendant/coappellant Laura Cooper filed for bankruptcy protection under Chapter 7 of the
Bankruptcy Code (11 U.S.C. §§ 701-784), which triggered a stay of judicial proceedings against her. (See 11 U.S.C.
§ 362(a) [automatic stay of judicial proceedings against debtor]; Shaoxing County Huayue Import & Export v.
Bhaumik (2011) 191
Cal.App.4th 1189,
1196.) This court initially stayed all proceedings on appeal as to codefendant/coappellant Laura Cooper. Generally,
however, the automatic stay of judicial proceedings against a debtor in bankruptcy does not apply to non-debtor
codefendants. (Seiko Epson Corp. v. Ny-Kote Internataional, Inc. (C.A. Fed.) 190 F.3d 1360, 1364-1365; U.S. v. Dos
Cabezas Corp. (9th Cir. 1993) 995 F.2d 1486, 1491; Wedgeworth v. Fibreboard Corp. (5th Cir.1983) 706 F.2d 541,
544.) Although there are some narrow exceptions in unique circumstances (e.g., Matter of James Wilson Assoc. (7th
Cir.1992) 965 F.2d 160, 168 [automatic stay does not operate in favor of nonbankrupt codefendants unless bankrupt
defendant is an indispensable party]; A.H. Robins Co. v. Piccinin (4th Cir. 1986) 788 F.2d 994, 999 [identity
between debtor and nonparty codefendant such that judgment against latter would automatically operate as judgment
against debtor]), we do not find exceptional circumstances in this case.
We
asked the parties to show cause whether there was any legal authority or reason that precluded this court from
proceeding with the appeal against nondebtor, codefendant/coappellant Stephen Cooper. Having reviewed their
responses, we find no binding legal authority or persuasive reason to delay proceedings in this appeal
concerning Stephen Cooper.
The
previous stay concerning debtor, codefendant/coappellant Laura Cooper shall remain in effect.
FN 3. "California's
Megan's Law (Penal Code §§ 290.4, 290.45) is a scheme of detailed provisions for the collection and limited
disclosure of information regarding sex offenders who are required to register by Penal Code section 290."
(Fredenburg v. City of Fremont (2004) (Fredenburg) 119
Cal.App.4th 408,
413, fn. omitted.)
FN 4. In
an e-mail to Cross, Cooper stated that he and his wife had a newborn infant, and because he had not yet been
immunized, they did not want "him to be subjected to strangers coming inside the home with potential harm to
[him]."
FN 5. The
Coopers also lodged objections to various parts of the declarations submitted in opposition to their motion. They
also filed a motion for sanctions against Cross on grounds that her complaint was frivolous and intended to harass
them.
FN 6. Section
425.16, subdivision (a) provides: "The Legislature finds and declares that there has been a disturbing increase in
lawsuits brought primarily to chill the valid exercise of the constitutional rights of freedom of speech and
petition for the redress of grievances. The Legislature finds and declares that it is in the public interest to
encourage continued participation in matters of public significance, and that this participation should not be
chilled through abuse of the judicial process. To this end, this section shall be construed broadly."
FN 7. Although
Nygård dealt with the scope of section 425.16, subdivision (e)(3), and this case deals with subdivision (e)(4),
Nygård's discussion of "public interest" is pertinent because both subdivisions apply to statements that are made
in connection with an issue of "public interest." Subdivision (e)(3) additionally requires that the statements be
made "in a place open to the public or a public forum." (§ 425.16, subd. (e)(3).)
FN 8. See,
e.g., Gilbert, supra, 147
Cal.App.4th 13 [statements
about a nationally recognized plastic surgeon]; Annette F. v. Sharon S. (2004) 119
Cal.App.4th 1146 [statements
about lesbian couple that had achieved national attention]; Seelig v. Infinity Broadcasting Corp. (2002)
97
Cal.App.4th 798 (Seelig)
[statements about a participant in popular national reality TV show]; ComputerXpress, Inc. v. Jackson (2001)
93
Cal.App.4th 993 [statements
about a large publicly traded company]; Sipple v. Foundation for Nat. Progress (1999) 71
Cal.App.4th 226 (Sipple)
[statements about a nationally known political consultant for major candidates]; Wollersheim, supra,
42
Cal.App.4th 628 [statements
about a church having considerable size, membership, assets, and media coverage].
FN 9. See,
e.g., Damon, supra, 85
Cal.App.4th 468 [critical
statements about the general manager of a senior citizen residential community made in connection with upcoming
board elections and recall campaigns affecting 3,000 residents]; Dowling v. Zimmerman (2001)
85
Cal.App.4th 1400 (Dowling)
[letter to the board of large condominium complex concerning safety and nuisance issues]; Macias,
supra, 55
Cal.App.4th 669 [critical
statements during a union election affecting 10,000 members]; Wollersheim, supra, 42
Cal.App.4th 628 [statements
critical of a church with a large congregation]; Averill v. Superior Court (1996) 42
Cal.App.4th 1170 [statements
opposing the location of a battered women's shelter in the neighborhood]; Ludwig v. Superior Court
(1995) 37
Cal.App.4th 8 [conduct
opposing the development of a mall because of its environmental impact on the area].
FN 10. See,
e.g., Stewart v. Rolling Stone LLC (2010) 181
Cal.App.4th 664 [widespread
interest in the look, sound, and lifestyles of indie rock bands]; Gilbert, supra, 147
Cal.App.4th 13 [the
pros and cons of plastic surgery]; Integrated Healthcare Holdings, Inc. v. Fitzgibbons (2006)
140
Cal.App.4th 515 (Fitzgibbons)
[the survival of local hospitals]; Terry v. Davis Community Church (2005) 131
Cal.App.4th 1534 (Terry)
[inappropriate relationships between adults and minors]; Ingels v. Westwood One Broadcasting Services, Inc.
(2005) 129
Cal.App.4th 1050 [relationships
between men and women]; Huntingdon Life Sciences, Inc. v. Stop Huntingdon Animal Cruelty (2005)
129
Cal.App.4th 1228 (Huntingdon
Life Sciences ) [animal testing]; Annette F. v. Sharon S., supra, 119
Cal.App.4th 1146 [second-parent
adoptions, particularly in the gay and lesbian community]; Lieberman v. KCOP Television, Inc. (2003)
110
Cal.App.4th 156 [unlawful
dispensing of prescription drugs]; M.G. v. Time Warner, Inc. (2001) 89
Cal.App.4th 623 (M.G.)
[molestation of child athletes by coaches]; Sipple, supra, 71
Cal.App.4th 226 [domestic
violence].
FN 11. See,
e.g., D.C., supra, 182 Cal.App.4th at p. 1215; Century 21 Chamberlain & Associates v. Haberman (2009)
173
Cal.App.4th 1, 9;
World Financial Group, Inc. v. HBW Ins. & Financial Services, Inc. (2009) 172
Cal.App.4th 1561,
1573 (World Financial Group); Hailstone v. Martinez (2008) 169
Cal.App.4th 728,
736 (Hailstone); Jewett v. Capital One Bank (2003) 113
Cal.App.4th 805,
814; Wilbanks, supra, 121 Cal.App.4th at p. 898.)
FN 12. Civil
Code section 2079.10a provides, in relevant part, "(a) Every lease or rental agreement for residential real
property entered into on or after July 1, 1999, and every contract for the sale of residential real property
comprised of one to four dwelling units entered into on or after that date, shall contain, in not less than 8-point
type, a notice as specified in paragraph (1), (2), or (3). [¶] (1) A contract entered into by the parties on or
after July 1, 1999, and before September 1, 2005, shall contain the following notice: [¶] Notice: The California
Department of Justice, sheriff's departments, police departments serving jurisdictions of 200,000 or more, and many
other local law enforcement authorities maintain for public access a database of the locations of persons required
to register pursuant to paragraph (1) of subdivision (a) of Section 290.4 of the Penal Code. The database is
updated on a quarterly basis and is a source of information about the presence of these individuals in any
neighborhood. The Department of Justice also maintains a Sex Offender Identification Line through which inquiries
about individuals may be made. This is a "900" telephone service. Callers must have specific information about
individuals they are checking. Information regarding neighborhoods is not available through the "900" telephone
service. [¶] (2) A contract entered into by the parties on or after September 1, 2005, and before April 1, 2006,
shall contain either the notice specified in paragraph (1) or the notice specified in paragraph (3). [¶] (3) A
contract entered into by the parties on or after April 1, 2006, shall contain the following notice: [¶] Notice:
Pursuant to Section 290.46 of the Penal Code, information about specified registered sex offenders is made
available to the public via an Internet Web site maintained by the Department of Justice at www.meganslaw.ca.gov.
Depending on an offender's criminal history, this information will include either the address at which the offender
resides or the community of residence and ZIP Code in which he or she resides."
FN 13. Our
conclusion finds further support in the extensive media coverage that is given to the location of registered
offenders. (See, e.g., cf. Wollersheim, supra, 42
Cal.App.4th 628 [media
coverage supports finding that large church is a matter of public interest].)
FN 14. In a
footnote, the court implicitly recognized that it could be difficult to reconcile its new rule with existing case
law, citing, for example, Dowling, supra, 85
Cal.App.4th 1400.
(Du Charme, supra, 110 Cal.App.4th at p. 118, fn. 1.)
In
Dowling, a dispute erupted between the Dowlings, who owned a condominium, and the Whites, who leased it. During
the Dowlings' third unlawful detainer action to evict the Whites, the Whites' lawyer wrote a letter to members
of the board of the condo complex, complaining about how the Dowlings' campaign of harassment, threats, and
prowling around had made them feel unsafe. Counsel implied that the Dowlings had caused the Whites' phone
service to be terminated and the water heater to be turned off, which created a potentially dangerous situation.
Counsel asked the board to conduct an investigation to correct or eliminate the nuisance and potential danger.
Because of the letter, the Dowlings sued the Whites. (Dowling, supra, 85 Cal.App.4th at pp. 1406-1408.)
The
Dowling court concluded that the letter qualified for protection for two reasons: it was made in connection with
issues currently under review by a court in connection with the unlawful detainer action (§ 425.16, subd.
(e)(2)); and, pertinent here in connection with a public issue (§ 425.16, subd. (e)(4)). Concerning the latter,
the court viewed "public issue" broadly and found that the letter qualified for protection because it was
intended to advise the board "of the potential nuisance and the safety concerns" that would be of general
interest to the residents. (Dowling, supra, 85 Cal.App.4th at p. 1420.)
Clearly,
under the Du Charme rule, the letter would not qualify for protection. It involved a private dispute; its
content was of potential interest only to the limited group of condo residents; and before the letter was sent,
there had been no ongoing controversy, discussion, or debate about the Dowlings' alleged conduct except between
them and the Whites.
The
Du Charme court characterized Dowling as "somewhat anomalous" and its "public issue" analysis as "dicta." (Du
Charme, supra, 110 Cal.App.4th at p. 118, fn. 1.) Nevertheless, it observed that counsel's letter was not
"merely information" but was intended to give the board a chance to correct a dangerous situation that might
affect others at the complex. (Ibid.) This observation, however, does not make the content of the letter a
matter of public interest or otherwise reconcile Dowling with the new rule.
FN 15. See,
e.g., D.C., supra, 182 Cal.App.4th at p. 1215; World Financial Group, supra, 172 Cal.App.4th at pp. 1572-1573;
Hailstone, supra, 169 Cal.App.4th at p. 738; Kurwa v. Harrington, Foxx, Dubrow & Canter, LLP (2007)
146
Cal.App.4th 841,
848; Fitzgibbons, supra, 140 Cal.App.4th at p. 524; Ruiz, supra, 134 Cal.App.4th at p. 1468; Terry, supra,
131
Cal.App.4th 1534,
1549; Wilbanks, supra, 121 Cal.App.4th at p. 900, fn. 5.
Although
the rule has been accepted, the result in Du Charme easily could have been reached without the creation of a new
rule. Moreover, we believe new, judicially created prerequisites for anti-SLAPP protection should be propounded
cautiously and with great perspicacity, especially where, as in Du Charme, the new rule is based on minimal
authority and narrows the meaning of "public interest" despite the Legislature's mandate to interpret the
anti-SLAPP statute broadly. Indeed, the adoption of new prerequisites can raise more questions than they answer,
as in Du Charme, where the court recognized that the new rule raised difficult additional questions concerning
"what limitations there might be on the size and/or nature of a particular group, organization, or community, in
order for it to come within the rule we enunciate today." (Du Charme, supra, 110 Cal.App.4th at p. 119.)
The
reason for our concern about new, judicially created rules narrowing anti-SLAPP protection becomes more apparent
in Wilbanks, supra, 121
Cal.App.4th 883.
There, the court expanded upon Du Charme and ruled that "it is not enough that the statement refer to a subject
of widespread public interest; the statement must in some manner itself contribute to the public debate." (Id.
at p. 898.) Thus, it appears that even statements directly concerning issues of widespread public interest-i.e.,
the Rivero third category-do not qualify for protection unless there is some existing ongoing controversy,
dispute, debate, or discussion about those issues and the statements contribute to that debate. In support of
its expansion of the Du Charme rule, the Wilbanks court provided no analysis and simply cited, without further
discussion, Du Charme, supra, 110
Cal.App.4th 107,
Consumer Justice Center, supra, 107
Cal.App.4th 595,
and Rivero, supra, 105
Cal.App.4th 913.
However, those cases do not support the rule. None involved statements concerning issues of widespread public
interest; and none suggested that that category should be further restricted. On the contrary, when it imposed
the "ongoing controversy" requirement, the Du Charme court expressly limited it to "cases where the issue is not
of interest to the public at large." (Du Charme, supra, 110 Cal.App.4th at p. 119.) Nevertheless, some courts
have uncritically embraced the Wilbanks rule despite the lack of analytical justification or pertinent support.
(See, e.g., Hall, supra, 153
Cal.App.4th 1337,
1347; Gilbert, supra, 147 Cal.App.4th at p. 23; Huntingdon Life Sciences, supra, 129 Cal.App.4th at p. 1246; but
see Fitzgibbons, supra, 140 Cal.App.4th at p. 524 [Du Charme rule is not applicable to statements concerning
issues of widespread public interest].)
In
our view, the Wilbanks rule, which even further narrows the meaning of "public interest," is akin to the rule
promulgated in Zhao v. Wong (1996) 48
Cal.App.4th 1114 (disapproved
in Briggs, supra, 19 Cal.4th at p. 1124, fn. 10) that narrowed "public issue" to statements "occupying 'the
highest rung of the hierarchy [sic] of First Amendment values,' that is, to speech pertaining to the exercise of
democratic self-government." (Id. at p. 1129.) As the Nygård court explained, the Legislature amended the
anti-SLAPP statute to require that it be broadly construed in response to Zhao. (Nygård, supra, 159 Cal.App.4th
at p. 1039.)
FN 16. Indeed,
we would find that it passes muster even under the Wilbanks' rule. (See fn. 15, ante.)
FN 17. Given
our conclusion, we need not address the Coopers' further claim that the disclosure of information constituted a
matter of public interest because it represented consumer protection information. (See, e.g., Wilbanks, supra, 121
Cal.App.4th at pp. 898-899.)
FN 18. Could
the court have relied on this "belief" for any part of its decision? The statement itself appears to be irrelevant.
FN 19. Penal
Code section 518 provides, "Extortion is the obtaining of property from another, with his consent, or the obtaining
of an official act of a public officer, induced by a wrongful use of force or fear, or under color of official
right."
Penal
Code section 524 provides, "Every person who attempts, by means of any threat, such as is specified in Section
519 of this code, to extort money or other property from another is punishable by imprisonment in the county
jail not longer than one year or in the state prison or by fine not exceeding ten thousand dollars ($10,000), or
by both such fine and imprisonment."
FN 20. The
Department of Justice's MLaw Web site, which the trial court took judicial notice of, informs persons accessing it
that "[t]he information on this web site is made available solely to protect the public. Anyone who uses this
information to commit a crime or to harass an offender or his or her family is subject to criminal prosecution and
civil liability." (See (as of July 8, 2010).)
FN 21. In
this regard, we note that "[w]hen the definition of a crime consists of only the description of a particular act,
without reference to intent to do a further act or achieve a future consequence, we ask whether the defendant
intended to do the proscribed act. This intention is deemed to be a general criminal intent. When the definition
refers to defendant's intent to do some further act or achieve some additional consequence, the crime is deemed to
be one of specific intent." (People v. Hood (1969) 1 Cal.3d
444,
456-457, italics added; accord, People v. Rubalcava (2000) 23
Cal.4th 322,
328.)
FN 22. Given
our conclusion and disposition, we need not address the myriad additional issues, claims, and arguments raised by
both parties in their briefs. In particular, we need not address Cooper's claim that the trial court abused its
discretion in declining to take judicial notice of certain materials. Nor need we grant Cooper's request that we
take judicial notice of the record in Cross's prior petition for a writ of mandate. We also need not address claims
and arguments concerning the litigation privilege. (Civ. Code, § 47, subd. (b).)
Finally,
we note that Cross filed a motion for sanctions against the Coopers for filing this appeal; and the Coopers made
a motion to strike Cross's respondent's brief or portions of it. We deferred ruling on the motion to strike and
ordered that it be considered with the appeal. By separate orders, we dispose of both motions.
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