Golden
Gateway Center v. Golden Gateway Tenants Assn. (2001) 26 Cal.4th 1013, 111 Cal.Rptr.2d 336; 29 P.3d
797
[No.
S081900. Aug. 30, 2001.]
GOLDEN
GATEWAY CENTER, Plaintiff, Cross-defendant and Appellant, v. GOLDEN GATEWAY TENANTS ASSOCIATION, Defendant,
Cross-complainant and Respondent.
(Superior
Court of the City and County of San Francisco, No. 981081, John E. Dearman, Judge.)
(The
Court of Appeal, First Dist., Div. Three, No. A082319,
73 Cal.App.4th 908.)
(Opinion
by Brown, J., with Baxter, and Chin, JJ., concurring. Concurring opinion by George, C.J. (see p. 1035).
Dissenting opinion by Werdegar, J., with Kennard, J., and Klein, J. fn.
* , concurring (see p. 1043).) [26 Cal.4th 1015]
COUNSEL
Bartko,
Zankel, Tarrant & Miller, Glenn P. Zwang and Howard L. Pearlman for Plaintiff, Cross-defendant and
Appellant.
James
S. Burling and Harold E. Johnson for Pacific Legal Foundation as Amicus Curiae on behalf of Plaintiff,
Cross-defendant and Appellant.
Edward
J. Sack; Law Offices of Jo Anne M. Bernhard and Jo Anne M. Bernhard for California Business Properties
Association and International Council of Shopping Centers as Amici Curiae on behalf of Plaintiff,
Cross-defendant and Appellant.
Pahl
& Gosselin, Stephen D. Pahl and Karen M. Kubala for California Apartment Association as Amicus Curiae on
behalf of Plaintiff, Cross-defendant and Appellant.
De
Vries & Gold, Law Offices of Robert De Vries, Carolyn Gold and Robert De Vries for Defendant,
Cross-complainant and Respondent.
Jonathan
P. Hiatt; Altshuler, Berzon, Nussbaum, Rubin & Demain and Scott A. Kronland for American Federation of Labor
and Congress of Industrial Organizations as Amicus Curiae on behalf of Defendant, Cross-complainant and
Respondent. [26 Cal.4th 1016]
Alan
L. Schlosser; Morris D. Lipson; Chapman, Popik & White and Susan M. Popik for American Civil Liberties Union
of Northern California as Amicus Curiae on behalf of Defendant, Cross-complainant and Respondent.
Michael
Somers, Gerald J. Van Gemert and James Arthur Judge for Association of Alternative Postal Systems, Inc., Los
Angeles Newspaper Group, Advertising Consultants, Inc., CIPS Marketing Group, Inc., Turtle Ridge Media Group,
Inc., and National Directory Company, Inc., as Amici Curiae on behalf of Defendant, Cross-complainant and
Respondent.
OPINION
BROWN,
J.-
In
a groundbreaking decision over 20 years ago, we departed from the First Amendment jurisprudence of the United
States Supreme Court and extended the reach of the free speech clause of the California Constitution to
privately owned shopping centers. (Robins v. Pruneyard Shopping Center (1979)
23 Cal.3d 899,
910 (Robins), affd. sub nom. Pruneyard Shopping Center v. Robins (1980) 447 U.S. 74.) Since
then, courts and commentators have struggled to construe Robins and determine the scope of protection
provided by California's free speech clause. Today, we clarify Robins and consider whether a tenants
association has the right to distribute its newsletter in a privately owned apartment complex under article I,
section 2, subdivision (a) of the California Constitution. fn.
1 We conclude it does not.
BACKGROUND
Golden
Gateway Center (Golden Gateway), a limited partnership, owns a retail and residential apartment complex
(Complex) in downtown San Francisco. The Complex consists of four high-rise buildings and a group of townhouses
and contains 1,254 residential units. Although the Complex contains a number of retail establishments at the
ground level, these retail establishments are separate from the residential units and do not have access to the
residential portions of the Complex.
In
the residential portion of the Complex, Golden Gateway emphasizes privacy and security. Consistent with this
emphasis, Golden Gateway provides doormen during the daytime and 24-hour roving security patrols, and limits
access to residential tenants and their invitees. Golden Gateway also [26 Cal.4th 1017] promulgates
building standards incorporated by reference in every residential lease agreement. At all relevant times, these
standards banned all solicitation in the building. As part of their lease agreements, all residential tenants
agree to abide by these standards, and Golden Gateway retains the right to "make amendments to the Building
Standards and adopt further Building Standards as in Owner's opinion are reasonable or desirable for the proper
and orderly care, use and operation of the Apartment and Building and its grounds . . . ."
In
1982, a group of residential tenants in the Complex formed a tenants association called the Golden Gateway
Tenants Association (Tenants Association). Since its inception, the Tenants Association has periodically
distributed a newsletter on or under the apartment doors of all residential tenants. For approximately 11 years,
building management did not object to the distribution of these newsletters.
In
1993, however, the manager of the Complex asked the Tenants Association to stop distributing newsletters on or
under apartment doors. In support, the manager cited the prohibition against "soliciting within the building"
found in the building standards in effect at that time. The Tenants Association responded with several letters
from attorneys asserting its constitutional right to free speech and threatening legal action. Hoping to avoid
litigation, the manager told the Tenants Association that "Golden Gateway Center management will not oppose the
distribution of newsletters under apartment doorways by members of the Golden Gateway Tenants' Association
provided it is done in a reasonable manner." Based on this representation, the Tenants Association resumed its
"practice of distributing GGTA newsletters to all tenants by sliding them under doors . . . ." Neither building
management nor the Tenants Association, however, discussed or defined what "a reasonable manner" meant.
Golden
Gateway hired a new building manager in 1995. In early 1996, the Tenants Association sharply increased its
leafletting activity and distributed at least eight separate newsletters and notices from February to May.
Because of this increased activity, the new manager asked the Tenants Association to scale back its leafletting
and to limit its distributions to newsletters. Citing the First Amendment of the United States Constitution, the
Tenants Association refused and continued to distribute its newsletter to all residential tenants.
Soon
after, Golden Gateway revised its building standards. The revised standards stated in relevant part: "Any
solicitation within the building is [26 Cal.4th 1018] absolutely forbidden. This includes, for example,
solicitation for profit, political purpose or any other reason, whether in writing or in person. . . . [¶]
Leafleting within the building is absolutely forbidden. This includes, for example, posting leaflets or notices
anywhere in the buildings other than on the bulletin boards located in the laundry rooms, sliding leaflets or
other papers underneath tenants' doors, placing leaflets or other papers on or about tenants' doors, or leaving
multiple copies of leaflets or other papers in any common areas. The only exception to this rule is where a
tenant specifically requests that papers be delivered to him or her either under or in front of his or her door.
. . ." Golden Gateway mailed a copy of the new standards to each residential tenant and explained that each
tenant must comply with these standards pursuant to his or her lease agreement.
Despite
the new building standards, the Tenants Association continued to distribute its newsletter door-to-door. Golden
Gateway then filed a complaint, seeking to enjoin the Tenants Association from distributing leaflets "in and
around their apartment doors." The Tenants Association responded by filing a cross-complaint for injunctive and
declaratory relief. The cross-complaint contended, among other things, that the Tenants Association had a
constitutional right to distribute its newsletters.
The
trial court initially issued a preliminary injunction enjoining the Tenants Association from leafletting. After
trial, however, the court dissolved the injunction and held that the Tenants Association had "a binding
contractual right to distribute its newsletter throughout" the Complex "by placing its newsletters under the
doors of all tenants, on the door knobs of tenants, and on bulletin boards that are provided." Upon resolving
the case on contractual grounds, the court declined to reach the constitutional free speech issues.
The
Court of Appeal reversed. After concluding that Golden Gateway did not enter into "a binding lease agreement
modifying its Building Standards" with the Tenants' Association based on the first manager's representation, the
court held that the Tenants Association had no right to leaflet in the Complex under the United States or
California Constitutions.
We
granted review to determine: (1) whether the tenants association of a large apartment complex has the right,
under the California Constitution, to distribute its newsletter and other leaflets concerning residence in the
complex to tenants in the building; and, if so, (2) whether a ban on the distribution of these materials to
tenants constitutes an unreasonable time, place and manner restriction on free speech. [26 Cal.4th 1019]
DISCUSSION
I
[1a]
In Hudgens v. National Labor Relations Bd. (1976) 424 U.S. 507, 519-520 (Hudgens), the United
States Supreme Court held that a union had no federal constitutional right to picket in a shopping center
because the actions of the private owner of the shopping center did not constitute state action. Hudgens,
supra, at pages 518-519, expressly reversed Food Employees v. Logan Plaza (1968) 391 U.S. 308
(Logan Plaza), by clarifying and extending the court's ruling in Lloyd Corp., Ltd. v. Tanner
(1972) 407 U.S. 551, 570 (Lloyd) (holding that political leafletters had no federal free speech rights in
a privately owned shopping mall). As acknowledged by both parties, Hudgens and Lloyd establish
that the Tenants Association has no right to distribute its newsletter door-to-door under the United States
Constitution. The lack of federal constitutional protection does not, however, "limit the authority of the State
to exercise its police power or its sovereign right to adopt in its own Constitution individual liberties more
expansive than those conferred by the Federal Constitution." (Pruneyard Shopping Center v. Robins,
supra, 447 U.S. at p. 81.) Thus, the Tenants Association may still prevail if the free speech clause of
the California Constitution protects its leafetting activities. (Art. I, § 2, subd. (a).) As explained below, we
conclude it does not.
Article
I, section 2, subdivision (a) states: "Every person may freely speak, write and publish his or her sentiments on
all subjects, being responsible for the abuse of this right. A law may not restrain or abridge liberty of speech
or press." Unlike the United States Constitution, which couches the right to free speech as a limit on
congressional power (see U.S. Const., 1st Amend.), fn.
2 the California Constitution gives "[e]very person" an affirmative right to free speech (Cal.
Const., art. I, § 2, subd. (a)). Accordingly, we have held that our free speech clause is "more definitive and
inclusive than the First Amendment . . . ." (Wilson v. Superior Court (1975)
13 Cal.3d 652,
658.)
Consistent
with this more expansive interpretation of California's free speech clause, we have declined to follow the First
Amendment jurisprudence of the United States Supreme Court in certain circumstances. Perhaps [26 Cal.4th
1020] our most noteworthy departure from this jurisprudence occurred in Robins. In Robins, the
majority reversed Diamond v. Bland (1974)
11 Cal.3d 331 (Diamond
II), and held that "sections 2 and 3 of article I of the California Constitution protect speech and
petitioning, reasonably exercised, in shopping centers even when the centers are privately owned." (Robins,
supra, 23 Cal.3d at p. 910.) In doing so, the majority rejected the approach of Hudgens and
Lloyd and reasserted the independent force of the California Constitution. fn.
3 (See Robins, at pp. 908-909.)
Despite
the clarity of its ultimate disposition, Robins was less than clear "as to the scope of the free speech
rights it was recognizing." (Brownstein & Hankins, Pruning Pruneyard: Limiting Free Speech Rights Under
State Constitutions on the Property of Private Medical Clinics Providing Abortion Services (1991) 24 U.C.
Davis L.Rev. 1073, 1090 (Pruning Pruneyard).) For example, Robins did not address the threshold
issue of whether California's free speech clause protects against only state action or also against private
conduct. (See Laguna Publishing Co. v. Golden Rain Foundation (1982)
131 Cal.App.3d 816,
838 (Laguna Publishing) [finding Robins "intriguing" because it never discussed or impliedly dealt
with "the phenomenon of state action"].) Robins also provided little guidance on how to apply it
outside the large shopping center context. (Pruning Pruneyard, supra, 24 U.C. Davis L.Rev. at p. 1092
[Robins did not provide "useful guidance on how this new constitutional journey was to proceed"].) Not
surprisingly, numerous legal commentators have pointed out and questioned these curious omissions in Robins.
fn. 4 Moreover, most of our sister courts interpreting state constitutional provisions similar in
wording to California's [26 Cal.4th 1021] free speech provision have declined to follow Robins.
fn. 5 Indeed, some of these courts have been less than kind in their criticism of Robins.
(See, e.g., SHAD [26 Cal.4th 1022] Alliance, supra, 488 N.E.2d at p. 1214, fn. 5;
Jacobs, supra, 407 N.W.2d at p. 841.)
Nonetheless,
Robins has been the law in California for over 20 years. Whether or not we would agree with
Robins's recognition of a state constitutional right to free speech in a privately owned shopping center
if we were addressing the issue for the first time, we are obliged to follow it under principles of stare
decisis. [2] " '[E]ven in constitutional cases, the doctrine [of stare decisis] carries such persuasive force
that we have always required a departure from precedent to be supported by some 'special justification.' "
(Dickerson v. United States (2000) 530 U.S. 428, 443, quoting United States v. International Business
Machines Corp. (1996) 517 U.S. 843, 856.) Because Robins is embedded in our free speech jurisprudence
with no apparent ill effects, no such justification exists here.
[3a]
We are, however, mindful of the ambiguities in Robins. In the hopes of clarifying Robins and
providing some guidance as to the scope of the free speech rights guaranteed by the California Constitution, we
now answer some of the questions left open by Robins. Based on these answers, we hold that the Tenants
Association has no state constitutional right to leaflet in the Complex.
II
"[B]efore
state courts can fully resolve . . . substantive free speech . . . issues, a proper constitutional analysis
requires that they first address the threshold issue of whether the . . . suits are barred by a state action
requirement." (Note, Post-Pruneyard Access to Michigan Shopping Centers: The "Malling" of Constitutional
Rights (1983) 30 Wayne L.Rev. 93, 97, fn. omitted (Post-Pruneyard Access); see also Private
Property, Public Property, supra, 62 Alb. L.Rev. at p. 1239 [state action question should be "a
threshold issue" in any analysis of constitutional free speech rights].) Thus, by neglecting to mention state
action, Robins created a noticeable gap in its reasoning and left the existence of a state action
limitation on California's free speech clause in doubt. (California's Right to Privacy, supra, 19
Pepperdine L.Rev. at p. 413; Free Speech Access to Shopping Centers, supra, 68 Cal. L.Rev. at p.
645.) Indeed, our lower courts have commented on this "intriguing" [26 Cal.4th 1023] omission. (Laguna
Publishing, supra, 131 Cal.App.3d at p. 838.) Not surprisingly, the uncertainty surrounding the fate
of the state action limitation has spawned a debate over the wisdom of extending our free speech clause to
private actors. fn.
6 We now fill this gap and conclude that California's free speech clause contains a state
action limitation.
[1b]
As an initial matter, we note that the first sentence of article I, section 2, subdivision (a) contains no
explicit state action limitation. The California Constitution gives every person the right to "freely speak,
write and publish his or her sentiments on all subjects, being responsible for the abuse of this right." (Art.
I, § 2, subd. (a).) The breadth of this language combined with the framers' arguable understanding of its
ramifications suggest an intent to protect the right to free speech against private intrusions. (Private
Actors, supra, 17 Hastings Const. L.Q. at pp. 119-121.) The express prohibition against a "law"
restraining or abridging free speech found in the second sentence of the clause arguably bolsters such an
interpretation. (Art. I, § 2, subd. (a).)
Nonetheless,
the absence of an explicit state action limitation in article I, section 2, subdivision (a) is not dispositive.
In the past, we have found a state action requirement even though the language of the California constitutional
provision in question--article I, section 7--did not expressly state such a requirement. (Gay Law Students
Assn. v. Pacific Tel. & Tel. Co. (1979)
24 Cal.3d 458,
468 (Gay Law Students Assn.); see also Jones v. Kmart Corp. (1998)
17 Cal.4th 329,
333 [stating that the search and seizure provision of the California Constitution--article I, section 13--contains
a state action limitation even though the provision contains no such limiting language].) We declined to apply that
provision "without regard to any state action doctrine whatsoever" absent some "suggestion" in the provision's
history for abandoning such a limitation. (Gay Law Students Assn., at p. 468.) Thus, "[t]he omission [of
state action language] . . . does not necessarily evince an intent to apply constitutional guarantees to private
parties." (Margulies, A [26 Cal.4th 1024] Terrible Beauty: Functional State Action Analysis and
State Constitutions (1988) 9 Whittier L.Rev. 723, 729 (A Terrible Beauty).)
Moreover,
the language of article I, section 2, subdivision (a) equally supports a state action limitation. The second
sentence of the clause--which prohibits any "law" from restraining or abridging "liberty of speech"
(ibid.)--indicates an intent to protect against only state actions. "Adding this prohibition on
oppressive laws might mean that, although the delegates wished to declare generally the sanctity of free
expression, they feared only government intrusions." (Private Actors, supra, 17 Hastings Const.
L.Q. at p. 121.) Such a reading is consistent with the view courts take of the Fourth Amendment, which is
similar in structure to California's free speech clause. (Ibid.)
Thus,
as acknowledged by the primary scholar cited by the dissent, the language of California's free speech clause is
ambiguous and supports either the presence or absence of a state action limitation. (Private
Actors, supra, 17 Hastings Const. L.Q. at p. 125 ["The text does not compel a finding that private
parties are bound; it only creates an opportunity to do so"]; see id. at p. 121; see also A Terrible
Beauty, supra, 9 Whittier L.Rev. at p. 729.) Where, as here, the text is "not conclusive" (Private
Actors, supra, 17 Hastings Const. L.Q. at p. 121), we must look to the history behind California's
free speech clause for guidance (see Hill v. National Collegiate Athletic Assn. (1994)
7 Cal.4th 1, 16
(Hill)). This history indicates that the framers intended to impose a state action requirement. (See Gay
Law Students Assn., supra, 24 Cal.3d at p. 468 [finding a state action limitation based on the history
behind the due process and equal protection clauses of the California Constitution].)
We
initially note that the debates over the California Constitution do not show an intent to extend the reach of
its free speech clause to private actors. Although "the designation of article I's free speech clause has
changed appreciably over the years . . . its language has not." (Gerawan, supra, 24 Cal.4th at p.
489.) Thus, the current incarnation of California's free speech clause is virtually identical to the free speech
clause in the original California Constitution adopted in 1849. (Compare Cal. Const., art. I, § 2, subd. (a),
with Cal. Const. of 1849, art. I, § 9.) The original framers adopted this language with no debate. (See
Browne, Rep. of Debates in Convention of Cal. on Formation of State Const. (1973 ed.) p. 41 (Browne); see also
Private Actors, supra, 17 Hastings Const. L.Q. at p. 119.) In fact, "[t]he debates, which on other
provisions are quite detailed, contain[] no record of any 'original intent' of these delegates in regard to the
private/public distinction." (Private Actors, supra, 17 Hastings Const. L.Q. at p. 119.) Thus,
[26 Cal.4th 1025] the debates over California's free speech clause give no indication that the
framers wished to guard against private infringements on speech.
Meanwhile,
the historical antecedents of our free speech clause strongly suggest that the framers of the California
Constitution intended to include a state action limitation. Many of the framers of the 1849 California
Constitution came from New York. (See Browne, supra, at pp. 478-479.) Not surprisingly, in drafting the
free speech clause, the framers borrowed from the free speech clause of the New York Constitution. (Browne,
supra, at p. 31.) Because they adopted New York's free speech clause virtually unchanged and with no
debate (Private Actors, supra, 17 Hastings Const. L.Q. at p. 119), the history behind New York's
clause is relevant to interpreting California's free speech clause (see Citizens for Parental Rights v. San
Mateo County. Bd. of Education (1975)
51 Cal.App.3d 1,
25-26, fn. 26 [finding the history behind the New York Constitution relevant to interpreting a clause of the
California Constitution based on a clause in the New York Constitution]).
A
review of this history reveals that the framers of the New York Constitution intended its free speech clause "to
serve as a check on governmental, not private, conduct." (Shad Alliance, supra, 488 N.E.2d at p.
1214.) The free speech clause of the New York Constitution was adopted in 1821 as part of that Constitution's
Bill of Rights and remained essentially unchanged after New York revised its Constitution in 1846. fn.
7 "The explicit reason [behind the adoption of New York's free speech clause] was to prevent
the legislature from restricting these freedoms by statute." (Galie, The New York State Constitution (1991) p.
51, fn. omitted.) As one of the delegates to New York's 1821 constitutional convention explained, the free
speech clause "was doubtless intended to secure the citizens . . . against the arbitrary acts of the legislature
. . . ." (Carter & Stone, Reports of the Proceedings and Debates of the Convention of 1821 (1821) p. 167
(Reports of the Proceedings).) In addition, the delegates to the 1821 New York constitutional convention viewed
the free speech clause as protection against the "usurpations by our judiciary" of libel actions from the jury.
(Id. at p. 490; see also id. at p. 167.) The framers of New York's free speech clause, however,
were not concerned with private interference with speech. "[W]hile [26 Cal.4th 1026] most of the
delegates were eager to defend the public's rights against official or legal interference, they were unwilling
to countenance unlimited freedom of expression . . . ." (Casias, The New York State Constitutional Convention of
1821 and its Aftermath (Colum. U. 1967) p. 139.)
Indeed,
the framers of the 1821 New York Constitution viewed the Constitution's Bill of Rights, including its free
speech clause, as a bulwark against government oppression, not private conduct. (See Reports of the Proceedings,
supra, at pp. 59, 163, 171-172.) As one delegate explained, "[a] bill of rights setting forth the
fundamental provisions of our government, has always been held sacred, and I have seen, as other gentlemen
familiar with legislation must have seen, the utility of this bill of rights . . . one calculated to restrain
useless and improvident legislation." (Id. at p. 163.) Another delegate later reiterated this
understanding: "[A] bill [of rights] like this reported, is not a bill enumerating the rights of the people, but
restricting the power of the legislature." (Id. at p. 172.) According to this same delegate, a "bill of
rights, setting forth the privileges of the people would be useless, nay, might be injurious; because in
purporting to set forth the rights of the people, if any were omitted, they might be considered to be yielded."
(Ibid.)
This
elucidation of the intent behind New York's free speech clause also conforms with the framers' understanding of
the overarching purpose behind the 1821 New York Constitution. "The intent of the constitution that we are
framing, and of every constitution, is to distribute to these [government] agents the power thus derived from
the people:--to mark the limits of their authority, and provide the means of restraining them in its exercise,
within their appropriate sphere." (Reports of the Proceedings, supra, at p. 110.)
Pre-1849
judicial statements regarding the scope of New York's free speech clause further confirm that the framers of the
New York Constitution intended to protect against only government encroachments. As the Chancery Court of New
York observed, "[t]hat great principle of a free government[,] the liberty of speech and of the press, is very
wisely guarded by a constitutional provision against the encroachment of either legislation or judicial
power." (Wetmore v. Scovell (N.Y.Ch. 1842) 3 Edw. Ch. 543, 562, italics added.)
Thus,
the framers of the New York Constitution undoubtedly intended that New York's free speech clause protect against
only state action--and not private conduct. Because the framers of the California Constitution adopted New
York's free speech clause almost verbatim, we reasonably conclude they had the same intent as their New York
counterparts. (Cf. Stockton Civic [26 Cal.4th 1027] Theatre v. Board of Supervisors
(1967)
66 Cal.2d 13, 21
[finding that statutory language taken verbatim from a constitutional provision must be given the same meaning as
the language in the constitutional provision "unless a clear legislative intent to the contrary appears"].)
This
conclusion follows logically from the mindset of the framers of the 1849 California Constitution during its
drafting. General Bennett Riley issued the call for the 1849 convention "for the purpose of providing such a
government as California might need." (Coy & Jones, California's Constitution (1930) p. 12; see also Browne,
supra, at pp. 3-4.) Thus, the framers of the 1849 California Constitution were focused on defining the
scope of the government's power. Consistent with this focus, various delegates observed that the
Constitution should protect against governmental action. (See, e.g., Browne, supra, at pp. 92, 130 ["the
object of this Convention is to limit the powers of the Legislature"; "We are guarding here against bad
Legislatures"].) As a result, the California "Constitution of 1849 was not a grant of power to the Legislature
but a limitation upon it." (Conmy, The Constitutional Beginnings of California (1959) p. 23, fn. 48,
italics added.) "It is abundantly clear that the draftsmen of the 1849 and 1879 constitutions regarded the
California Constitution as the principal bulwark protecting the liberties of Californians from governmental
encroachment." (Grodin et al., The Cal. State Constitution (1993) p. 21, italics added.)
In
any event, our extensive review of the history behind the adoption of California's free speech clause reveals
no evidence suggesting that the framers intended to protect against private encroachments. The lack of
such evidence is hardly surprising given the prevailing perception of state constitutions in 1849, as expounded
by the United States Supreme Court: "Each state established a constitution for itself, and in that constitution,
provided such limitations and restrictions on the powers of its particular government, as its judgment
dictated." (Barron v. City Council of Baltimore (1833) 32 U.S. 243, 247, italics added.) Indeed, "common
law and civil law" historically "regulate[d] private conduct," while constitutional law regulated "public
or governmental conduct." (California's Right to Privacy, supra, 19 Pepperdine L.Rev. at p. 409,
italics added.) Thus, "[i]t would . . . be natural to expect that a declaration of rights contained in a state
constitution pertains primarily to restrictions upon what the state may do to its citizens." (Id. at p.
407, fn. omitted.) Based on the historical evidence suggesting that the framers of California's free speech
clause intended to protect against governmental--and not private--encroachments, and the absence of any evidence
to the contrary, we see no grounds for reaching a [26 Cal.4th 1028] different conclusion. (See Gay Law
Students Assn., supra, 24 Cal.3d at p. 468.)
Robins
does
not alter our conclusion. Contrary to the dissent's unsupported assertion, Robins did not necessarily
reject a state action limitation. It could have "simply broadened the federal definition of 'state action' to
embrace the peculiar facts of the case." (Constructing an Alternative, supra, 21 Rutgers L.J. at
p. 832.) Over the past 20 years, numerous commentators have explicitly and implicitly recognized such a
possibility and noted that Robins left open the issue of whether California's free speech clause required
state action. fn.
8
Indeed,
our refusal to abandon the state action requirement is fully consonant with Robins. Although
Robins did not address the state action issue, it did rely heavily on California cases applying the
pre-Lloyd decisions of the United States Supreme Court (Robins, supra, 23 Cal.3d at pp.
908-909)--which, as Robins itself recognized, imposed a state action requirement (id. at p. 904).
Moreover, the reasoning of Robins bears a "close similarity" to the reasoning of the United States
Supreme Court in Logan Plaza. (Pruneyard Shopping Center, supra, 57 Chi.-Kent L.Rev. at p.
389.) Finally, Diamond v. Bland (1970)
3 Cal.3d 653,
666, fn. 4 (Diamond I), one of the decisions cited as persuasive authority in Robins, expressly
acknowledged the need for state action in order to trigger constitutional free speech protections. Thus,
Robins is wholly consistent with a state action requirement. (See California's Right to Privacy,
supra, 19 Pepperdine L.Rev. at p. 413; Free Speech Access to Shopping Centers, supra, 68 Cal.
L.Rev. at p. 665.)
Our
recent statement in Gerawan that California's free speech clause "runs against the world, including
private parties as well as governmental actors" does not dictate a contrary result. (Gerawan,
supra, 24 Cal.4th at p. 492.) In Gerawan, we considered "whether a marketing order issued by the
Secretary of Food and Agriculture of the State of California implicates any right to freedom of speech under
either the First Amendment or article I by compelling funding of generic advertising." (Id. at p. 476.)
Because the presence of a state actor was undisputed, we did not carefully consider [26 Cal.4th 1029]
whether California's free speech clause requires state action. Therefore, the language in Gerawan
suggesting that our free speech clause protects against private action is nonbinding dictum. (See Santisas v.
Goodin (1998)
17 Cal.4th 599,
620 [A decision "is not authority for everything said in the . . . opinion but only 'for the points actually
involved and actually decided' "].) The absence of any analysis renders this dictum unpersuasive. (See People v.
Mendoza (2000)
23 Cal.4th 896,
915 [" 'we must view with caution seemingly categorical directives not essential to earlier decisions and be guided
by this dictum only to the extent it remains analytically persuasive' "].) In any event, the express repudiation of
this language by one of the four signatories to Gerawan removes any impediment to reaching a different
conclusion based on our careful consideration of the clause's text and history here.
Nor
does our decision in Hill to reject a state action limitation on California's privacy clause compel a
different result. Our decision in Hill was based solely on the official ballot pamphlet--which
clearly contemplated that the constitutional right to privacy "may be enforced against private parties . . . ."
(Hill, supra, 7 Cal.4th at p. 18; see id. at pp. 16-18, 19.) In contrast, the history
behind California's free speech clause contains no such indication and strongly suggests the contrary. (See
ante, at pp. 1024-1028.)
Likewise,
the existence of a clause in the 1849 Constitution granting wives a separate property right against their
husbands does not support the rejection of a state action limitation. (Cal. Const. of 1849, art. XI, § 14.)
Unlike the free speech clause, section 14 of article XI was not part of the Declaration of Rights--which
historically set forth general principles of governance and established limitations on governments, not private
individuals. (See California's Right to Privacy, supra, 19 Pepperdine L.Rev. at p. 407.) Because
the marital property rights provision is more analogous to particularized legislation, literal adherence to the
words of that provision may be sufficient. However, where, as here, the constitutional provision announces a
broad principle of government, we necessarily look beyond the text and consider the context and history of that
provision. (See, e.g., Gay Law Students Assn., supra, 24 Cal.3d at pp. 468-469; Kruger v. Wells
Fargo Bank (1974)
11 Cal.3d 352,
366-367.) Thus, the existence of the marital property rights provision does not make irrelevant the fact that
California's free speech clause derives almost verbatim from a clause in the New York Constitution with a state
action limitation. (See ante, at pp. 1025-1026.) [26 Cal.4th 1030]
Finally,
including a state action limitation comports with the decisions of most of our sister courts. (See State
Constitutions and Protection of Freedom of Expression, supra, 33 U.Kan. L.Rev. at p. 318 ["The notion
that free expression can, and potentially does, mean something slightly different in each state even when
provisions read identically is not fully supportable"].) Virtually every state court construing a state
constitutional provision with language similar to California's free speech provision has found a state action
requirement. fn.
9 Although their reasoning varies somewhat, they all explicitly or implicitly invoke the
venerable principle that "[s]tate constitutions . . . serve as limitations on the otherwise plenary power of
state governments." (Woodland, supra, 378 N.W.2d at p. 347.) Under this principle, "the
fundamental nature of a constitution is to govern the relationship between the people and their government, not
to control the rights of the people vis-a-vis each other." (Southcenter Joint Venture, supra, 780
P.2d at p. 1286, fn. omitted.)
Like
our sister courts, we recognize that this careful differentiation between government and private conduct has
been a hallmark of American constitutional theory since the birth of our nation and serves two important
purposes. First, this demarcation is necessary to preserve private autonomy. "[B]y exempting private action from
the reach of the Constitution's prohibitions, [the state action limitation] stops the Constitution short of
preempting individual liberty--of denying to individuals the freedom to make certain choices. . . . Such freedom
is basic under any conception of liberty, but it would be lost if individuals had to conform their conduct to
the Constitution's demands." (Tribe, American Constitutional Law (2d ed. 1988) p. 1691.)
Second,
a state action limitation safeguards the separation of powers embodied in every American constitution by
recognizing the limited ability of courts "to accomplish goals which are essentially legislative and political."
(Woodland, supra, 378 N.W.2d at p. 347.) "Without a state action [26 Cal.4th 1031]
limitation, the courts will possess the same authority as the legislature to limit individual freedoms, but will
lack the degree of accountability which should accompany such power." (Post-Pruneyard Access,
supra, 30 Wayne L.Rev. at p. 117.) As a result, absent a state action requirement, "the 'rule of law'
would approach in Sir Ivor Jennings' caustic but realistic phrase, 'rule by the judges alone.' " (Harvey,
Private Restraint of Expressive Freedom: A Post-Pruneyard Assessment (1989) 69 B.U. L.Rev. 929, 967, fn.
omitted (Private Restraint).) Indeed, "[i]t is not the role of [courts] to strike precise balances among
the fluctuating interests of competing private groups which then become rigidified in the granite of
constitutional adjudication." (Cologne, supra, 469 A.2d at p. 1210.)
Neither
the text of California's free speech clause nor our case law reveals an intent to depart from these bedrock
principles of constitutional jurisprudence. At the same time, the history behind the clause supports the
inclusion of a state action limitation and contains nothing even suggesting a contrary possibility.
Accordingly, we hold that article I, section 2, subdivision (a) only protects against state action. fn.
10 (See Gay Law Students Assn., supra, 24 Cal.3d at p. 468.)
III
[3b]
Of course, finding a state action limitation does not end our inquiry. We must still determine the scope of this
limitation. Robins established that state action for purposes of California's free speech clause is not
the same as state action for purposes of the First Amendment. (See Robins, supra, 23 Cal.3d at pp.
905-906 [federal free speech decisions do not preclude a different result under the California Constitution].)
In particular, California's free speech clause, unlike its federal counterpart, runs against certain privately
owned shopping centers. (Compare Robins, supra, 23 Cal.3d at p. 910, with Hudgens,
supra, 424 U.S. at pp. 519-520.) Robins did not, however, define the requisite state action or
delineate the scope of free speech rights recognized by the California Constitution. Today, we take the first
step in rectifying this situation and conclude that no state action exists here because the Complex is not
freely open to the public.
Although
Robins did not mention state action and did not clearly define the scope of California's free speech
clause, we can still look to its reasoning for guidance. To support its holding that the California Constitution
protects [26 Cal.4th 1032] free speech in a privately owned shopping center, Robins relied heavily
on the functional equivalence of the shopping center to a traditional public forum--the " ' "downtown[]" ' " or
"central business district[]." (Robins, supra, 23 Cal.3d at pp. 910, fn. 5, 907; id. at pp.
910-911.) In finding this functional equivalence, Robins emphasized, among other things, the shopping
center's open and unrestricted invitation to the public to congregate freely. (See id. at pp. 909-910.)
Indeed, Robins implicitly exempted " 'an individual homeowner' " from the purview of California's free
speech clause, presumably because individual homes are not freely and openly accessible to the public.
(Id. at p. 910.) In doing so, Robins indicated that the applicability of California's free speech
clause depends in part on the public character of the property.
The
importance of the public character of the property in determining the scope of California's free speech clause
derives support from Robins's reference to earlier California decisions finding a right to free speech on
private property. Although all of these cases relied on the First Amendment and the pre-Lloyd decisions
of the United States Supreme Court--Marsh v. Alabama (1946) 326 U.S. 501 (Marsh) and Logan
Plaza, supra, 391 U.S. 308 fn.
11 --Robins found many of the principles enunciated in these cases persuasive in
interpreting California's free speech clause. (See Robins, supra, 23 Cal.3d at pp. 908-909.) One
such principle emphasized by Robins was the public's unrestricted access to the privately owned property.
fn.
12 (See Robins, at pp. 909-910.)
Indeed,
the reference in Robins to California cases relying on Marsh and Logan Plaza suggests an
implicit approval of the reasoning in these federal decisions. (See Pruneyard Shopping Center,
supra, 57 Chi.-Kent L.Rev. at p. 384 [noting that Robins "resurrect[ed] the rationale of Logan
Plaza"].) Because both Marsh and Logan Plaza partially relied on the public's unrestricted
access in extending the reach of the First Amendment to certain [26 Cal.4th 1033] privately owned
properties, they bolster the conclusion that private property must be public in character before California's
free speech clause may apply. For example, Marsh held that a sidewalk in the business district of a
privately owned town may be treated as publicly owned property for First Amendment purposes based, in part, on
the public's unrestricted access to the town's business district. (Marsh, supra, 326 U.S. at pp.
508-509.) "The more an owner, for his advantage, opens up his property for use by the public in general, the
more do his rights become circumscribed by the statutory and constitutional rights of those who use it."
(Id. at p. 506.) Similarly, Logan Plaza held that a shopping mall should be treated as publicly
owned for First Amendment purposes because, among other things, the public had "unrestricted access to the mall
property." (Logan Plaza, supra, 391 U.S. at pp. 318, 321, 325.)
In
light of the above, we conclude that the actions of a private property owner constitute state action for
purposes of California's free speech clause only if the property is freely and openly accessible to the public.
By establishing this threshold requirement for establishing state action, we largely follow the Court of Appeal
decisions construing Robins. For example, our Courts of Appeal have consistently held that privately
owned medical centers and their parking lots are not functionally equivalent to a traditional public forum for
purposes of California's free speech clause because, among other things, they are not freely open to the public.
(See, e.g., Feminist Women's Health Center v. Blythe (1995)
32 Cal.App.4th 1641,
1661 (Blythe); Allred v. Harris (1993)
14 Cal.App.4th 1386,
1392-1393; Planned Parenthood v. Wilson (1991)
234 Cal.App.3d 1662,
1672; Allred v. Shawley (1991)
232 Cal.App.3d 1489,
1504-1505.) Our lower courts have also suggested that an apartment complex does not resemble a traditional public
forum because it "is a place where the public is generally excluded." (Cox Cable San Diego, Inc. v.
Bookspan, Inc. (1987)
195 Cal.App.3d 22,
29.)
Here,
the Complex is privately owned, and Golden Gateway, the owner, restricts the public's access to the Complex. In
fact, Golden Gateway carefully limits access to residential tenants and their invitees. Thus, the Complex,
unlike the shopping center in Robins, is not the functional equivalent of a traditional public forum.
Accordingly, Golden Gateway's actions do not constitute state action for purposes of California's free speech,
and the [26 Cal.4th 1034] Tenants Association has no right to distribute its newsletter pursuant to
article I, section 2, subdivision (a). fn.
13
In
reaching this conclusion, we note that judicial enforcement of injunctive relief does not, by itself, constitute
state action for purposes of California's free speech clause. Although the United States Supreme Court has held
that judicial effectuation of a racially restrictive covenant constitutes state action (see Shelley v.
Kraemer (1948) 334 U.S. 1, 20), it has largely limited this holding to the facts of those cases (Cole,
Federal and State "State Action": The Undercritical Embrace of a Hypercriticized Doctrine (1990) 24 Ga.
L.Rev. 327, 353). We therefore decline to extend it to this particular case, where the private property owner
merely seeks judicial enforcement of a neutral lease provision. fn.
14 Indeed, a contrary holding would effectively eviscerate the state action requirement
because private property owners, for the most part, enforce their property rights through court actions. We also
see no basis for conditioning a finding of state action on whether a party invokes California's free speech
clause as a sword or a shield. Therefore, we decline to follow the dictum in Blythe, supra, 32
Cal.App.4th at page 1665 ("Free speech concerns may be raised as a shield against injunctive relief only because
the effectuation of such relief entails government action").
Martin
v. City of Struthers (1943)
319 U.S. 141 and Van Nuys Pub. Co. v. City of Thousand Oaks (1971)
5 Cal.3d 817 are
also inapposite. Although Martin and Van Nuys found the prohibition of door-to-door leafletting to
private residences unconstitutional, both cases involved municipal ordinances enacted by a governmental entity.
(Martin, at p. 142; Van Nuys, at p. 819.) Here, the owner of the Complex is a private entity,
and its actions do not constitute state action. (See ante, at pp. 1033-1034.) [26 Cal.4th 1035]
Likewise,
defendant's reliance on Inganamort v. Merker (N.J. Super.Ct.Ch.Div. 1977) 372 A.2d 1168 is misplaced.
Inganamort only held that tenants had the right to distribute noncommercial written material in an
apartment building pursuant to their leaseholds under New Jersey law. (Id. at p. 1170.) It did not
consider any constitutional right to free speech. Moreover, the New Jersey Supreme Court has declined to impose
a state action limitation on the free speech clause of New Jersey's Constitution. (New Jersey Coalition
Against War, supra, 650 A.2d at p. 771.) Therefore, New Jersey decisions are not relevant to our
interpretation of the California Constitution.
Finally,
Laguna Publishing, supra,
131 Cal.App.3d 816, is
distinguishable. In Laguna Publishing, the Court of Appeal found the discriminatory enforcement of a ban on
distributing commercial newspapers in a private, gated community unconstitutional. (Id. at p. 844.) In
contrast, the instant case does not involve a discriminatory limitation on speech activities. Because this case
does not raise the same issue raised in Laguna Publishing, we decline to address it here and leave its
resolution for another day.
In
closing, we emphasize that our decision today does not give apartment owners carte blanche to stifle tenant
speech. Tenants may still have remedies under conventional property law principles. (See Lobsenz & Swanson,
The Residential Tenant's Right to Freedom of Political Expression (1986) 10 U. Puget Sound L.Rev.
1, 45.) Moreover, many statutes and ordinances serve to protect tenants against unreasonable lease provisions
and restrictions. (See, e.g., Civ. Code, §§ 1942.5, 1942.6, 1953.) Finally, tenants may always seek a
legislative solution tailored to their particular concerns. Indeed, "[t]he common law and statutes are always
sufficient if a state court has the desire and will to protect private rights from private infringement."
(California's Right to Privacy, supra, 19 Pepperdine L.Rev. at p. 409.) Our decision today merely
seeks to avoid "rigid rectitude in stultifying, imposed uniformity" by declining to constitutionalize a private
dispute. (Private Restraint, supra, 69 B.U. L.Rev. at p. 969.)
DISPOSITION
We
affirm the judgment of the Court of Appeal.
Baxter,
J., and Chin, J., concurred.
CONCURRING:
GEORGE,
C.J.-
I
concur in the determination that article I, section 2, subdivision (a) of the California Constitution (section
2(a) or the free speech clause) does not afford defendant tenants association a right to distribute [26
Cal.4th 1036] unsolicited pamphlets in the interior hallways of privately owned apartment buildings from
which the general public is excluded.
As
I shall explain, the particular category of free speech claim here at issue--the right to distribute
unsolicited pamphlets on another's property--is applicable only with respect to locations that, whether
publicly or privately owned, are freely open to the general public. Because a recognition of the appropriate
limit of this substantive right of free speech is sufficient in itself to resolve this case, I believe it is
unnecessary to reach out to decide the much broader question of whether section 2(a)'s right of "[e]very person
[to] freely speak, write and publish his or her sentiments on all subjects" affords individuals, as a general
matter and in all circumstances, protection against only "state action" and not against the conduct
or actions of private parties.
Neither
the parties nor the lower courts focused upon the broad issue of whether the state constitutional free speech
clause applies, as a general matter, only to state action, and there is no reason to undertake to resolve that
question here. Even if the apartment complex at issue had been publicly owned (and thus the state action
doctrine clearly satisfied), the state constitutional right of free speech would not extend to the unsolicited
distribution of pamphlets in the interior hallways of an apartment building that is not generally open to the
public. Accordingly, although I concur in the judgment, I do not join the lead opinion's discussion or
conclusions with regard to the state action doctrine.
I.
More
than a half century ago, the New York Court of Appeals, in Watchtower Bible & Tract Soc., Inc. v.
Metropolitan Life Ins. Co. (N.Y. 1948) 79 N.E.2d 433 (Watchtower), unanimously declined to recognize
either a state or federal constitutional right to solicit or distribute unsolicited pamphlets in the closed
areas of a large private apartment complex. The court in Watchtower observed that "[a] narrow inner
hallway on an upper floor of an apartment house is hardly an appropriate place at which to demand the free
exercise of" such rights (id., at p. 436), and that "no case we know of extends the reach of the Bill of
Rights so far as to proscribe the reasonable regulation, by an owner, of conduct inside his multiple
dwelling." (Id., at pp. 436-437, italics added.) Likewise, no decision of which I am aware, before or
since Watchtower, has recognized a constitutional right to distribute unsolicited pamphlets in the closed
interior hallways of privately owned apartment buildings or, for that matter, in any other analogous area that
is closed to the general public. [26 Cal.4th 1037]
The
United States Supreme Court has found a First Amendment free speech right to picket or distribute literature on
public streets and sidewalks, and in doing so it has emphasized the open nature of those locations as a basis
for its conclusion. (E.g., Thornhill v. Alabama (1940) 310 U.S. 88, 105-106 (Thornhill); see also
Hague v. C.I.O (1939) 307 U.S. 496, 515-516 [public streets and parks have been traditional grounds for
exercise of free expression]; Lovell v. Griffin (1938) 303 U.S. 444 [finding First Amendment right to
distribute religious pamphlets on public sidewalks].) In Marsh v. Alabama (1946) 326 U.S. 501
(Marsh), the high court extended this rule to the business district of a private "company town." The
court in Marsh found a free speech right to distribute religious literature, and emphasized that the
private town's business district was "freely accessible and open" to the public. (Id., at p. 508.)
fn.
1
In
Schwartz-Torrance Investment Corp. v. Bakery & Confectionery Workers' Union (1964)
61 Cal.2d 766 (Schwartz-Torrance),
this court, citing Thornhill and Marsh, found a right to peacefully picket at a privately owned
shopping center. In so concluding, we emphasized the public nature of the shopping center (Schwartz-Torrance,
supra, at pp. 772-773, and cases cited) and distinguished N.L.R.B. v. Babcock & Wilcox Co. (1956)
351 U.S. 105, in which the high court upheld an employer's right to prohibit picketing in a company parking lot. We
explained: "Unlike the . . . property in the present case, the Babcock & Wilcox parking lot was not generally
open to the public." (Schwartz-Torrance, supra, "61 Cal.2d at p. 774.)
Subsequently,
in In re Hoffman (1967)
67 Cal.2d 845, we
found a right to peacefully and unobtrusively distribute leaflets protesting the Vietnam War, in the privately
owned Union Station of Los Angeles. In reaching our conclusion we emphasized that the railway station was a
"spacious area open to the community as a center for rail transportation" (id., at p. 847) and that in this
respect it was analogous to a "public street or park" (id., at p. 851).
Consistently
with Schwartz-Torrance, in Food Employees v. Logan Plaza (1968) 391 U.S. 308 (Logan Plaza),
the [26 Cal.4th 1038] high court found a free speech right to peacefully picket and distribute handbills
in a privately owned shopping mall, and in so concluding emphasized the public's "virtually unrestricted access"
to the mall property. (Id., at p. 321; see also id., at pp. 313, 325.) The court in Logan
Plaza observed that in circumstances in which "property is not ordinarily open to the public, this
Court has held that access to it for the purpose of exercising First Amendment rights may be denied altogether."
(Id., at p. 320, italics added.) fn.
2
In
In re Lane (1969)
71 Cal.2d 872, we
found a right to peacefully distribute labor union handbills on a private sidewalk abutting a large "stand alone"
supermarket. In so concluding we cited and followed the above cases and emphasized that the private sidewalk was
"open to the public" and that "[t]he public is openly invited to use it." (Id., at p. 878.)
Robins
v. Pruneyard Shopping Center (1979)
23 Cal.3d 899 (Robins),
affirmed sub nomine Pruney Shopping Center v. Robbins (1980) 447 U.S. 74, followed this same approach,
finding a right under section 2(a) to seek petition signatures and to speak with patrons on a matter of public
interest in a privately owned shopping center. Our decision in Robins emphasized that the center was freely
open to the public (Robbins, supra 23 Cal.3d at pp. 902, 909-911), and indeed we implicitly exempted " 'an
individual homeowner' " from our holding (id., at p. 910), presumably, as the lead opinion notes, "because
individual homes are not freely and openly accessible to the public." (Lead opn., ante, at p. 1032.)
California
decisions filed since Robins, finding a state constitutional free speech right to distribute pamphlets or
to picket, have continued to emphasize the open nature of the location where the rights were to be exercised.
(E.g., Sears, Roebuck & Co. v. San Diego District Council of Carpenters (1979)
25 Cal.3d 317,
328, 332 [upholding union's free speech right to picket on employer's privately owned sidewalks surrounding its
store; court emphasized that the sidewalk was open to the general public and was a "traditional and accepted place
where unions may, by peaceful picketing, present to the public their views respecting a labor dispute with that
store"]; Prisoners Union v. Department of Corrections (1982)
135 Cal.App.3d 930,
932 [recognizing the right to distribute pamphlets in a prison parking lot "open to [26 Cal.4th 1039]
members of the general public"]; Westside Sane/Freeze v. Hahn (1990)
224 Cal.App.3d 546,
552-556 [upholding political group's free speech right to distribute leaflets at a privately owned shopping center;
court asserted that the shopping center, to which the public was invited, was a public forum for exercising free
speech rights]; see also Los Angeles Alliance for Survival v. City of Los Angeles (2000)
22 Cal.4th 352,
363, 364 [ordinance that regulated and banned solicitation of funds in "public places," including sidewalks, bus
stops, and restaurants, "plainly implicate[d]" section 2(a)'s free speech right].)
Sister
state decisions that have found a state constitutional free speech right to distribute pamphlets in private
shopping centers likewise have stressed the open and public nature of the forum. (See Bock v. Westminster
Mall Co. (Colo. 1991) 819 P.2d 55, 61-63; New Jersey Coalition Against War v. J.M.B. Realty Corp.
(N.J. 1994) 650 A.2d 757, 771-774.) Similarly, state court decisions that have recognized other state
constitutional rights (distinct from a free speech right) to solicit signatures at private shopping centers also
have emphasized the open and public nature of the forum. (See Batchelder v. Allied Stores Intern., Inc.
(Mass. 1983) 445 N.E.2d 590, 595 (Batchelder) [finding right to solicit signatures under state
constitution's "freedom and equality of elections" provision]; fn.
3 Alderwood Associates v. Washington Environmental Council (Wash. 1981) 635 P.2d 108,
116-117 (Alderwood) [finding right to solicit signatures under state constitution's initiative
provision].) fn.
4
As
these decisions suggest, the acts of distributing unsolicited pamphlets, picketing, and soliciting signatures or
funds traditionally are performed in places open to the general public--that is, in places sometimes referred to
as public forums. fn.
5 In light of this tradition, when one speaks of a "constitutional right" to engage in such
conduct, one cannot reasonably have in mind [26 Cal.4th 1040] an asserted right to invade the interior
hallways of a private business structure, home, or apartment complex, in order to proffer an unsolicited
flier, placard or petition. Under the foregoing decisions, there is no state or federal constitutional right to
distribute unsolicited pamphlets in a location (whether publicly or privately owned) not open to the
general public, such as the closed interior hallways of the apartment buildings here at issue. (Watchtower,
supra, 79 N.E.2d 433, 436-437, quoted ante, at p. 1036; Hall v. Virginia (Va. 1948) 49 S.E.2d
369, 375-378 [there is no constitutional right to distribute unsolicited pamphlets in the interior hallways of
an apartment complex]; Annot., Right of Owner of Housing Development or Apartment Houses to Restrict Canvassing,
Peddling, Solicitation of Contributions, etc. (1949) 3 A.L.R.2d 1431, 1432-1433 ["[R]egulations of . . .
apartment house owners, which have the effect of restricting . . . solicitation, etc., will not be held . . .
unconstitutional as violating constitutional guaranties of others to freedom of religion, speech, or press,
where the activities are curtailed in places . . . not public or quasi-public in nature, and where the rights of
persons to privacy in their dwelling places are protected from infringement by such regulations"]; see also
Batchelder, supra, 445 N.E.2d 590, 595, quoted ante, at fn. 3.)
In
the case now before us, the landlord has limited hallway access to residential tenants and their invitees, and
has excluded the general public. Accordingly, this case is quite different from Robins, supra,
23 Cal.3d 899,
and the other free speech cases discussed above. A free speech right to distribute unsolicited pamphlets in
places open to the general public simply is not triggered on the facts presented.
It
is thus apparent that the state action doctrine is irrelevant to this case. Had the apartment complex been owned
by the state and had the apartment [26 Cal.4th 1041] been operated in the same manner as here--that is,
by restricting access to interior hallways to tenants and their invitees--the tenants still would have no
section 2(a) free speech right to distribute unsolicited pamphlets in the buildings' interior hallways, because,
as noted above, the constitutional right conferred by section 2(a) to distribute unsolicited pamphlets is
inapplicable to the interior hallways of apartment buildings that are closed to the general public.
II.
It
is important to emphasize what we do not consider or decide in this case. We do not face any effort by a
landlord to ban all discourse by tenants in the closed hallways. Tenants remain free to speak with each other in
the hallways or elsewhere about anything they wish. Tenants may knock on the doors of other tenants and speak
with them. They may telephone or fax each other, or correspond by letter or e-mail. Pursuant to the landlord's
rules, they may post fliers on the bulletin boards of the laundry rooms, and they may even, upon request,
deliver, and leave at the door of another tenant, the very same pamphlets whose intended distribution triggered
this case. As relevant here, the landlord's rule simply prohibits the tenants association from leaving
unsolicited pamphlets on or under the hallway doors of fellow tenants, or in a pile for the taking in the
hallway.
Furthermore,
although I conclude for the reasons discussed above that the tenants association possesses no
constitutional right to leave the unsolicited pamphlets here at issue in the hallways or on or under the
hallway doors of fellow tenants, it does not necessarily follow that tenants have no right of any sort to
do so. Tenants in fact may have such rights, depending upon the terms of the applicable lease or a statute, or
based upon general principles of landlord-tenant law. (See, e.g., Civ. Code, §§ 1942.5, 1942.6, 1953; Lobsenz
& Swanson, The Residential Tenant's Right to Freedom of Political Expression (1986) 10 U. Puget Sound
L.Rev. 1, 39-41, 45-49.) Because the only issue upon which we granted review is whether the state constitutional
right of free speech extends to the distribution of pamphlets in the interior hallways of an apartment building
that is not open to the public, we have no occasion to decide whether tenants or a tenants association may
derive such a right from some other source.
III.
There
is much to be said for taking an incrementalist approach to appellate decision making, and such jurisprudential
considerations apply especially when, as here, we face the significant task of defining the contours of an
[26 Cal.4th 1042] aspect of the state constitutional right of free speech that we have not addressed for
more than two decades. The analysis set forth above affords a fully adequate basis upon which to resolve this
matter, and I believe the court can, and should, leave to another day and another case the difficult task of
further defining and clarifying the scope of section 2(a)'s free speech right. I note that one such case,
Waremart, Inc. v. Progressive Campaigns (2000)
85 Cal.App.4th 679,
review granted March 14, 2001, S094236, already is pending before our court.
Instead
of resolving this case narrowly on the basis of the issue discussed above, the lead opinion proposes to hold
that state action or its equivalent must be established in order to raise any claim under section 2(a))
(lead opn., ante, at p. 1031), and further suggests that "private property must be public in character
before California's free speech clause may apply." (Id., at p. 1033, italics added.) But even if one
were to accept the lead opinion's assertion that a finding of state action or its equivalent is required with
regard to the specific subcategory of free speech here at issue--the right to distribute unsolicited
pamphlets--such a determination would not, in my view, necessarily control other types of free speech
claims that might be asserted under section 2(a). By proposing to reach the state action issue, and by speaking
broadly and asserting that as a general matter, section 2(a) can afford no type of free speech right with regard
to a forum that is both privately owned and closed to the general public, the lead opinion says more than it
needs to, and more than is supported by our prior decisions.
When,
in a future case, this court does address and decide whether, and in what circumstances, section 2(a) should be
construed as requiring a showing of state action, it will be helpful to consider the diverse circumstances in
which the free speech clause might be implicated. I have in mind circumstances in which a private person or
entity may attempt to utilize its power or authority in one sphere to censor or undermine what might be viewed
as another individual's "core" free speech rights. Consider a private landlord who, under penalty of eviction,
precludes his or her tenants from displaying in the windows of their apartments the campaign poster of a
particular political candidate supported by the tenant--or requires the tenants to display in the windows of
their homes a poster of the candidate supported by the landlord. Or consider a union or employer that attempts
to utilize its power over an individual by precluding certain bumper stickers on vehicles parked in the
employer's or union's parking lot, or by requiring that the employee place a certain bumper sticker on his or
her vehicle or attend a rally and make a political contribution, unconnected to employment-related issues, in
support of a candidate favored by the union or employer but not supported by the employee. [26 Cal.4th
1043]
If
we were to hold, as the lead opinion broadly would, that all types of section 2(a) free speech claims
require state action (or its equivalent, shown by establishing that the location where the speech is exercised
is the "functional equivalent of a traditional public forum") (lead opn., ante, at p. 1033), we
effectively would remove any state constitutional obstacle to any such action by a landlord, union, or employer.
I see no reason to prejudge the resolution of such questions.
Given
the variety of circumstances in which free speech concerns may come into play, and the difficulty of predicting
how the presence or absence of a "state action" requirement might affect the practical protection conferred by
the free speech right embodied in the California Constitution's free speech clause, I believe we should proceed
cautiously and limit our decision to the context presented by the facts before us.
IV.
I
join in the judgment of the court, because I believe that section 2(a) of the California Constitution has no
application in the context presented here. I would decide no more.
DISSENTING:
WERDEGAR,
J., Dissenting.
-
A
majority of this court, while divided in their reasons for so doing, today join in immunizing from state
constitutional scrutiny a commercial residential landlord's suppression of speech among its tenants. Guided by
our precedents and the clear language of our state Constitution, I respectfully dissent.
Background
Plaintiff
Golden Gateway Center (Golden Gateway) is landlord of a multi-building commercial and residential apartment
complex containing 1,254 residential units; defendant Golden Gateway Tenants Association (Tenants Association),
formed in 1982, is a group of residential tenants in the complex. Golden Gateway incorporates by reference in
each of its residential lease agreements certain "Building Standards." Among these, at relevant times through
June 1996, was a provision entitled "Soliciting," which read, in its entirety: "Any soliciting within the
building is absolutely forbidden. Should a solicitor appear, please notify the Owner so that appropriate action
may be taken."
From
the time of its formation in 1982 until 1993, the Tenants Association periodically distributed a newsletter on
or under the apartment doors of Golden Gateway's residents. For these approximately 11 years, Golden [26
Cal.4th 1044] Gateway did not object to the Tenants Association's leafleting. Golden Gateway, for its part,
also distributed papers under residents' doors (and posted them in common areas, such as the elevators), when
such modes of communication served its management's needs and interests.
In
1993, citing the Building Standards, Golden Gateway asked the Tenants Association to stop distributing
newsletters at tenants' doors. The Tenants Association refused, inter alia, on constitutional free speech
grounds, and continued to distribute its newsletters.
In
1996, shortly after the Tenants Association filed a lawsuit against Golden Gateway opposing "hotelization" of
the complex and distributed some leaflets critical of Golden Gateway's management, Golden Gateway demanded that
the Tenants Association cease "dissemination of politically based material." When the Tenants Association
refused, Golden Gateway revised its Building Standards expressly to forbid all "leafleting," stating that any
such within the building "is absolutely forbidden" other than "on the bulletin boards located in the laundry
rooms" or at the specific request of a tenant. The Tenants Association continued its distribution practices, and
Golden Gateway ultimately sought the injunction that is the subject of this litigation. The Tenants Association
cross-complained, seeking a declaration that it could continue leafleting at tenants' doors.
The
trial court preliminarily enjoined the Tenants Association from leafleting. After trial, however, the court
dissolved the injunction, ruling that the Tenants Association had a contractual right to distribute its
newsletter at tenants' doors and on laundry room bulletin boards. The Court of Appeal reversed, and we granted
review on petition of the Tenants Association.
Discussion
Our
state Constitution provides that "[e]very person may freely speak, write and publish his or her sentiments on
all subjects, being responsible for the abuse of this right." (Cal. Const., art. I, § 2, subd. (a); hereafter
section 2(a) or the state free speech clause.) fn.
1 This unambiguous language should afford California apartment complex dwellers the freedom,
subject to reasonable regulation, to communicate in writing with each other on their residential premises,
including, as relevant in this case, at each others' front doors, about matters in their common interest as
tenants. [26 Cal.4th 1045]
At
the outset, it is important to emphasize the narrowness of the question we are called upon to decide. No
question is raised as to whether the Tenants Association or its members have waived their leafleting or other
communicative rights. Nor do we have before us a landlord's attempt to curb purely commercial or nontenant
activity. Finally, Golden Gateway's property rights are not those " 'of an individual homeowner or the
proprietor of a modest retail establishment' " (Robins v. Pruneyard Shopping Center (1979)
23 Cal.3d 899,
910 (Robins), affd. sub nom. PruneYard Shopping Center v. Robins (1980) 447 U.S. 74). We need
not decide today, therefore, what result an appropriate constitutional analysis would generate in such cases. The
sole question we face is whether the residents of a large multi-building apartment community have the right, as
against the landlord's wishes, to communicate with each other through the distribution at their front doors of
leaflets, subject to reasonable time, place, and manner regulations and the right of any resident who so wishes to
opt out of receiving such communications. I would hold that they do.
I.
In
providing that all Californians "may freely speak, write and publish" their sentiments, the framers of the state
free speech clause drew no distinction, among those who might seek to obstruct such activities, between state
and private actors. They specified instead, in plain language, a right of free speech that runs against
both--and protects against interference by either. Thus, as we observed only last year, section 2(a)'s "right to
freedom of speech, unlike the First Amendment's, is unbounded in range. It runs against the world, including
private parties as well as governmental actors." (Gerawan Farming, Inc. v. Lyons (2000)
24 Cal.4th 468,
492 (Gerawan), citing Robins, supra, 23 Cal.3d at pp. 908-911; Fritz, More Than "Shreds and
Patches": California's First Bill of Rights (1989) 17 Hastings Const. L.Q. 13, 31; Friesen, Should
California's Constitutional Guarantees of Individual Rights Apply Against Private Actors? (1989) 17 Hastings
Const. L.Q. 111, 118, 119-122 (Private Actors).)
Section
2(a) also, as the lead opinion emphasizes, provides that "[a] law may not restrain or abridge liberty of speech
or press," thus explicitly prohibiting state legislative, and implicitly prohibiting state executive and
judicial, suppression of protected speech. But the latter proviso neither grammatically nor legally qualifies
the simple and sweeping free speech guarantee with which section 2(a) begins. Nor, contrary to the lead opinion,
does that proviso indicate an intent that the clause as a whole protect against [26 Cal.4th 1046] only
state actions (lead opn., ante, at pp. 1023-1024). Rather, as the lead opinion concedes and as
commentators have observed, that the "express prohibition against a 'law' restraining or abridging free speech"
(ibid.) resides in (and on its face purports to govern) the second sentence, alone, "arguably bolsters
such an interpretation" (ibid.) of the clause as a whole as would infer "an intent to protect the right
to free speech against private intrusions" (id. at p. 11, citing Private Actors, supra, 17
Hastings Const. L.Q. at pp. 119-121).
In
consequence of section 2(a)'s plain language, we consistently have rejected any suggestion that California's
free speech clause carries a state action limitation. We first held more than 20 years ago that it carries no
such limitation. (Robins, supra, 23 Cal.3d at p. 910.)
In
Robins, we stated "that sections 2 and 3 of article I of the California Constitution protect speech and
petitioning, reasonably exercised, in shopping centers even when the centers are privately owned."
(Robins, supra, 23 Cal.3d at p. 910, italics added.) Although our rejection in Robins of a
state action requirement was only implicit, the lead opinion is mistaken in asserting we there did not address
whether California's free speech clause protects against only state action or against private conduct as well.
(Lead opn., ante, at p. 1020.) We had no choice but to address that issue, as the conduct
complained of in Robins--a commercial landlord's policy "not to permit any tenant or visitor to engage in
publicly expressive activity" (Robins, supra, 23 Cal.3d at p. 902)--was "that [of] a private
individual" (Laguna Publishing Co. v. Golden Rain Foundation (1982)
131 Cal.App.3d 816,
838). We properly treat courts' implicit holdings as equivalent, legally and logically, to their explicit ones
(see, e.g., Chapman v. Pitcher (1929) 207 Cal. 63, 68; People v. McCoy (2001)
25 Cal.4th 1111,
1121), and no reason appears why we should treat Robins differently.
Some
commentators apparently, at least for a time, found Robins's applicability outside its context of a large
shopping center uncertain because we there discussed "the role of the centers in our society" and emphasized the
case did not implicate " 'the property or privacy rights of an individual homeowner or the proprietor of a
modest retail establishment' " (Robins, supra, 23 Cal.3d at p. 910). But any questions left open
by Robins on the state action question were laid to rest in Gerawan, where we stated unambiguously
that the right of free speech granted by the state free speech clause "runs against the world, including private
parties as well as governmental actors" (Gerawan, supra, 24 Cal.4th at p. 492). Indeed, we cited
Robins (23 Cal.3d at pp. 908-911) for that very proposition. [26 Cal.4th 1047]
The
lead opinion dismisses Gerawan's discussion of state action as "nonbinding dictum." (Lead opn.,
ante, at p. 1029.) Nevertheless, for many of the same reasons, presumably, as led the author of the lead
opinion only eight months ago to sign the majority opinion in Gerawan, I disagree that Gerawan's
dictum is unpersuasive. Gerawan based its rejection of a state action requirement on section 2(a)'s plain
language (Gerawan, supra, 24 Cal.4th at pp. 489-492), buttressed by "the peculiar character
of constitutions [like California's] dating to the 19th century, which are not so narrow" as to restrain only
governmental actors (id. at p. 492). The Gerawan majority cited textual proof that the California
Constitution must be counted among those that were drafted to protect against private, as well as governmental,
intrusion on constitutional rights. (See Gerawan, supra, 24 Cal.4th at p. 493 [citing
constitutional grant to wives of a separate property right as against their husbands and to husbands and wives a
similar right as against one another].) I continue to find Gerawan's analysis persuasive--its
plain-language rationale for the reasons earlier stated, and its constitutional-character rationale on the basis
of the scholarly authorities and textual examples that Gerawan provided. fn.
2
Gerawan
's progenitor, Robins, as the lead opinion recognizes, "has been the law in California for over 20 years"
and is "embedded in our free speech jurisprudence with no apparent ill effects" (lead opn., ante, at p.
1022). Principles of stare decisis, therefore, oblige us to follow its holding. As explained above, that holding
logically implies that section 2(a) carries no state action limitation.
Concededly,
the result in Robins might be reconcilable with a rule--similar, perhaps, to that the lead opinion
proffers--that would make free and open accessibility to the public a "threshold requirement" for applying the
state free speech clause to the actions of a private property owner. (Lead opn., ante, at p. 1033.) But
our analysis in Robins would not be so reconcilable.
Thus,
when we referred in Robins to Court of Appeal cases citing the United States Supreme Court's decisions in
Marsh v. Alabama (1946) 326 U.S. 501 and Food Employees v. Logan Plaza [26 Cal.4th 1048]
(1968) 391 U.S. 308, we did so not with implicit approval of any state action reasoning in those underlying
federal decisions (see lead opn., ante, at p. 1032); rather, we believed the Court of Appeal opinions to
be useful in illustrating "the strength of 'liberty of speech' in this state." (Robins, supra, 23
Cal.3d at p. 908.) Irrespective of federal principles, we noted, "[t]he duty of this court is to help determine
what 'liberty of speech' means in California." (Id. at p. 909, italics added.)
Ultimately,
we explained our holding in Robins as "providing greater protection than the First Amendment now seems to
provide" (Robins, supra, 23 Cal.3d at p. 910), affirming the long-standing principle that a "
'protective provision more definitive and inclusive than the First Amendment is contained in our state
constitutional guarantee' " (id. at p. 908).
Our
decision in Robins rested expressly on our understanding "that sections 2 and 3 of article I of the
California Constitution protect speech and petitioning, reasonably exercised," even on private property
(Robins, supra, 23 Cal.3d at p. 910) and not on any "functional equivalence of the shopping
center to a traditional public forum" (lead opn., ante, at p. 1032). In Robins, far from finding
this functional equivalence, we found, much more modestly, that " '[a] handful of additional orderly persons
soliciting signatures and distributing handbills in connection therewith, under reasonable regulations adopted
by defendant to assure that these activities do not interfere with normal business operations [citation] would
not markedly dilute defendant's property rights.' " (Robins, supra, 23 Cal.3d at p. 911.) In
considering the competing constitutional rights at stake, we nowhere referred, categorically, to "the public
character of the property" (lead opn., ante, at p. 1032). fn.
3 Rather, we considered the interest in "speech and petitioning, reasonably exercised," and
"the role of [shopping] centers in our society" (Robins, supra, 23 Cal.3d at p. 910) in
facilitating the exercise of such rights as against the " 'defendant's property rights' " (id. at p.
911), emphasizing that our result, in favoring free speech, might be different if " 'we . . . ha[d] under
consideration the property or privacy rights of an individual homeowner or the proprietor of a modest retail
establishment' " (id. at p. 910). We also expressly preserved property owners' right, despite
constitutional constraints, to impose " 'reasonable regulations' " (id. at p. 911), avoiding any
implication "that those who wish to disseminate ideas have free rein" (id. at p. 910).
In
Robins we thus followed "the familiar and well-established constitutional analysis--applicable to other
constitutional rights, such as freedom of [26 Cal.4th 1049] speech . . .--under which a court considers
the extent to which a defendant's actions infringe or intrude upon the plaintiff's constitutionally protected
interest and 'balances' or 'weighs' such infringement against the relative importance or 'compelling' nature of
the defendant's justifications for its actions (taking into account whether there are other, less intrusive
means by which the defendant could achieve its objectives)." (Hill v. National Collegiate Athletic Assn.
(1994)
7 Cal.4th 1, 62
(conc. & dis. opn. of George, J.).) fn.
4
We
should adhere to our established constitutional jurisprudence in this case. Consequently, unless we conclude
Golden Gateway's leafleting ban is a reasonable regulation of the speech at issue, we must balance the private
and societal interest in that speech against any competing constitutional concerns that would be implicated were
we to rule that section 2(a) forbids enforcement of that ban. (See, e.g., Robins, supra, 23 Cal.3d
at pp. 910-911 [balancing signature gatherers' "wish to disseminate ideas" with concern " 'that these activities
do not interfere with normal business operations' " and " 'property or privacy rights' " of occupants and
owners].) We must also take into account the ban's impact on the right of Californians, generally, to receive
unsolicited communications. (See generally Van Nuys Pub. Co. v. City of Thousand Oaks (1971)
5 Cal.3d 817,
825-826 (Van Nuys); see also Martin v. City of Struthers (1943) 319 U.S. 141, 148-149.) fn.
5
A.
Is the ban a reasonable regulation of affected speech?
Golden
Gateway unquestionably retains the right to impose reasonable time, place, and manner restrictions on expressive
activity at its premises. [26 Cal.4th 1050] (Robins, supra, 23 Cal.3d at pp. 910-911; In
re Hoffman (1967)
67 Cal.2d 845,
852-853.) Such restrictions must, however, be " ' "justified without reference to the content of the regulated
speech, . . . narrowly tailored . . . , and . . . leave open ample alternative channels for communication of the
information." ' " (Savage v. Trammel Crow Co. (1990)
223 Cal.App.3d 1562,
1573, quoting Clark v. Community for Creative Non-Violence (1984) 468 U.S. 288, 293.)
1.
Does the ban afford ample alternative channels for communication?
Even
assuming Golden Gateway's leafleting ban can be considered content neutral, fn.
6 the record demonstrates that it fails to leave open ample alternative channels of
communication, in that its only allowance for distribution of unsolicited printed matter is posting on laundry
room bulletin boards.
Neither
that the Tenants Association can use the public mails nor that it can distribute its leaflets off Golden
Gateway's premises provides a constitutional alternative to door-to-door leafleting. Mailing a single leaflet to
each address, the record suggests, would cost the Tenants Association more than $500, even assuming it could
muster the volunteers to assemble, stuff, and address 1,254 envelopes. (See generally City of Watseka v.
Illinois Public Action Council (7th Cir. 1986) 796 F.2d 1547, 1558 [mail and telephone not sufficient
because "more expensive and less effective than in-person solicitation at the citizen's residence"].) Nor would
standing on the sidewalk near the complex afford Tenant Association speakers a reasonable opportunity to
"directly communicate their message to their targeted audience" (Planned Parenthood v. Wilson
(1991)
234 Cal.App.3d 1662,
1674), some of whom (e.g., automobile drivers) may not use those sidewalks at all and all of whom, presumably, use
them at most intermittently. As the United States Supreme Court has noted, "the most effective way of bringing
[informational materials] to the notice of individuals is their distribution at the homes of people." (Schneider
v. New Jersey (1939) 308 U.S. 147, 164; accord, Van Nuys, supra, 5 Cal.3d at pp. 823-825.) [26
Cal.4th 1051]
Although
oral communication among tenants may be permitted, as the concurring opinion suggests (conc. opn., ante,
at p. 1041), fn.
7 the Building Standards forbid all unrequested published discourse by tenants except
in the laundry rooms. As the state free speech clause protects the freedom of Californians to "write and
publish" equally and identically with their right to "speak" their sentiments on all subjects, the Building
Standards banning written and published discourse offend the clause equally and identically as would a rule that
entirely forbade tenants to speak with each other on the premises except in the laundry rooms.
2.
Is the ban narrowly tailored to accomplish its legitimate objectives?
The
record also establishes that Golden Gateway's ban on solicitations and leafleting goes much further than is
necessary to address its asserted legitimate concerns for tenant safety, tenant privacy, or cleanliness of the
premises. As Golden Gateway conceded at trial, no breaches of security have occurred as a result of leaflet
distribution. With respect to litter concerns, Golden Gateway acknowledged the Tenants Association already has
agreed to retrieve from around tenants' doors, within 24 hours of distribution, any of its newsletters or
leaflets that have not been collected by their intended recipients.
Nor
would enforcing Golden Gateway's ban necessarily significantly enhance tenant privacy. While one of Golden
Gateway's property managers opined at trial that unsolicited leafleting constituted an invasion of tenant
privacy, he conceded that the only available alternative under Golden Gateway's ban, unrequested mail or
telephone calls, would equally be so. And Golden Gateway conceded at trial that the Tenants Association already
has agreed not to distribute leaflets or newsletters to any tenant who indicates a desire not to receive them.
Were Golden Gateway's regulations more narrowly tailored in that direction, a tenant who prefers not to receive
leaflets could simply post a "no leafleting" sign or appropriately advise the Tenants Association.
Golden
Gateway's ban thus operates far more broadly than is necessary to effect its legitimate purposes. It may not,
therefore, be enforced as merely a reasonable regulation of the time, place, or manner of the speech it would
affect. (Savage v. Trammel Crow Co., supra, 223 Cal.App.3d at p. 1573.) [26 Cal.4th 1052]
B.
Balancing of affected constitutional interests
Since
Golden Gateway's ban is not a reasonable regulation, we must, in order to resolve this matter, balance the
competing constitutional interests implicated in its efforts to prohibit the Tenants Association's leafleting.
(See Robins, supra, 23 Cal.3d at pp. 910-911.) Such interests include, on the one hand, the
Tenants Association's interest in freely speaking, writing and publishing to tenants at Golden Gateway Center
and those tenants' interest in receiving the Tenants Association's written communications. They include, on the
other hand, the privacy interests of individual tenants and Golden Gateway's property interests.
1.
Free speech
The
Tenants Association understandably desires to communicate regularly with the tenants of Golden Gateway about
Tenants Association business and tenants' issues, generally. As previously noted, moreover, Golden Gateway
tenants have a recognized interest in receiving even unsolicited communications. (See generally Martin v.
City of Struthers, supra, 319 U.S. at pp. 147-148; Van Nuys, supra, 5 Cal.3d at pp.
825-826.) We should be mindful of the "paramount and preferred place" that free speech enjoys in the hierarchy
of rights in this state (In re Lane (1969)
71 Cal.2d 872,
878) and also should strive to avoid any balancing of constitutional interests that would relegate California
apartment dwellers, as a group, to inferior status among speakers.
2.
Property rights
Plaintiff,
as landlord, complains its property rights will be diminished if its leafleting ban is not enforced. Such
concerns, legitimate in the abstract, would seem overblown in this case to the extent that the tenants of Golden
Gateway already have undisputed rights to be present in the hallways and throughout the common
areas of their complex. Pursuant to their lease agreements, the tenants have the contractual right to be present
in the hallways and throughout the common areas of the Golden Gateway Center. They also possess property rights
entitling them to occupy and utilize the premises. Leaseholds possessed by tenants are as much estates in
property as is a landlord's remaining ownership interest. Therefore, to construe section 2(a) to require of
Golden Gateway a more appropriately tailored approach to regulation of tenant leafleting, as a matter of both
law and fact, " 'would not markedly dilute [the landlord]'s property rights' " (Robins, supra, 23
Cal.3d at p. 911). [26 Cal.4th 1053]
3.
Tenant privacy
Golden
Gateway makes much of the insulation from unsolicited appeals (and the high rents assertedly paid for such
insulation) that the Building Standards purportedly are designed to preserve. As demonstrated, however, Golden
Gateway's policies go far beyond reasonable regulation directed to such insulation. Even assuming that privacy
concerns loom as large, practically speaking, as plaintiff would have us believe, fn.
8 we should remain mindful that "a community may not suppress . . . the dissemination of views
because they are unpopular, annoying or distasteful." (Murdock v. Pennsylvania (1943) 319 U.S. 105, 116.)
Enforcement
of Golden Gateway's leafleting ban, which forbids the provision to any tenant of any leaflet not specially
requested in advance, significantly would impact "the constitutional rights of those desiring to distribute
literature and those desiring to receive it, as well as those who choose to exclude such distributers from the
home." (Martin v. City of Struthers, supra, 319 U.S. at pp. 148-149.) The net effect of enforcing
Golden Gateway's total ban will be to deprive the residents of this sizable community of a traditional and
important means of communicating with each other.
Ultimately,
the appropriate "balance is tipped in favor of the right to voice ideas as opposed to the property rights or
mere naked title of the owners" (Allred v. Shawley (1991)
232 Cal.App.3d 1489,
1496) of Golden Gateway Center. fn.
9 And in my view, "proper accommodation of the competing [free speech] and privacy values at
issue requires that the initial burden be placed on the homeowner to express his objection to the distribution of
material." (Van Nuys, supra, 5 Cal.3d at p. 826.) fn.
10 [26 Cal.4th 1054]
II.
The
lead opinion never engages in a traditional analysis along the lines of the foregoing, arguing rather that
Golden Gateway's restrictions on tenant speech do not implicate the state free speech clause in the first place.
It takes as its fundamental premise that the state free speech clause protects only against state action,
defining "the scope of this limitation" (lead opn., ante, at p. 1031) as encompassing "the actions of a
private property owner . . . only if the property is freely and openly accessible to the public" (id. at
p. 1033). fn.
11
For
support, the lead opinion cites Gay Law Students Assn. v. Pacific Tel. & Tel. Co. (1979)
24 Cal.3d 458,
apparently for the proposition that state constitutional provisions carry a state action limitation "absent some
'suggestion' in the provision's history" to the contrary. (Lead opn., ante, at p. 1023.) But this court
neither expressly nor impliedly addressed in Gay Law Students the question whether some kind of presumption
of that nature might exist. Further, in Gay Law Students we spoke only to "the equal protection clause of
the California Constitution" (24 Cal.3d at p. 466) and its "predecessor provision" (id. at p. 468).
Similarly, in Jones v. Kmart Corp. (1998)
17 Cal.4th 329,
333, the other case cited by the lead opinion on this point, we spoke to the state search and seizure provision. As
the lead opinion's own authority notes, the question of "whether to apply constitutional restraints on private
actors" is properly approached "only by reference to the text, history and purpose of individual clauses of the
California Declaration of Rights. It must be answered separately for each clause, not generally for the entire
constitution." (Private Actors, supra, 17 Hastings Const. L.Q. at pp. 111-112.)
Next,
while acknowledging the absence from section 2(a) of an explicit state action limitation, the lead opinion
asserts the state free speech clause nevertheless is ambiguous as to the implicit presence or absence of such a
limitation. (Lead opn., ante, at p. 1024.) The lead opinion finds such ambiguity in the second sentence
of the clause, asserting that its reference to [26 Cal.4th 1055] "law" abridging the liberty of speech or
press might mean the framers feared only government intrusion, thus indicating an intent to protect only against
state actions. (Id. at p. 12.) Such an inference is neither logically nor grammatically supportable.
First,
although a type of state action requirement might be discerned in the clause's second sentence if it stood alone
or purported to qualify the first sentence, as noted it does neither. The second sentence is preceded by and
makes no reference to the first sentence; the first sentence, in turn, grants the free speech right without any
limitation except that of responsibility for abuse of the right. The presence of the second sentence, with its
express reference to state action in the form of "law," in fact bolsters the case for construing the first
sentence in accord with its plain language, i.e., in accord with its lack of any such reference, and for
construing the entire clause in accord with its plain language, i.e., in accord with the lack of any
qualification on the scope of the free speech right it confers.
Second,
scholars have recognized that the phrase "being responsible for the abuse of this right" in the first sentence
of section 2(a) offers contextual evidence the framers' were aware the state free speech clause would limit
private conduct. The reasoning is that the phrase likely was intended to preserve common law defamation actions
for abusive speech, with the corollary that nonabusive speech "should not be suppressed by a private suit
for injunctive or damage relief. This, then, is evidence of awareness that the constitution could not only
shield conduct (nondefamatory speech) from civil liability but also limit other private conduct (damage suits
for nondefamatory speech) . . . . At the very least, its inclusion in 1849 supports the argument that the
document's drafters . . . did not have a fixed notion that only the conduct of public actors could be affected
by constitutional guarantees." (Private Actors, supra, 17 Hastings Const. L.Q. at p. 122.)
Third,
were it accurate that the framers " 'feared only government intrusions' " (lead opn., ante, at p. 1024),
the proffered conclusion--that in drafting the state free speech clause as a whole the framers "intended to
impose a state action requirement" (id. at p. 13)--would not follow, for, as the lead opinion itself
notes, the framers, regardless of what type of intrusion they feared most, evidently also " 'wished to declare
generally the sanctity of free expression' " (id. at p. 12) as against the world. (See also
Gerawan, supra, 24 Cal.4th at pp. 492-493.) The language they employed does just that.
Plain
English is not ambiguous unless "there are two meanings which may reasonably be attributed to the term in
question." (Reserve Insurance Co. v. [26 Cal.4th 1056] Pisciotta (1982)
30 Cal.3d 800,
815 [contract provision]; see also Davis v. City of Berkeley (1990)
51 Cal.3d 227,
235 [constitutional provision].) Applying this fundamental principle of construction, we previously have held that
a constitutional liberty conferred without qualification is neither " 'ambiguous or doubtful' " in scope but,
rather, " 'applies to all . . . substantial . . . impair[ments]' " of the right conferred and " 'is not aimed
solely at' " (Meriwether Invest. Co., Ltd. v. Lampton (1935)
4 Cal.2d 697,
703) any subset thereof. (See also Welsh v. Cross (1905) 146 Cal. 621, 624.) fn.
12 Ultimately, the same principle applies here. In light of its unqualified statement of the free
speech right, section 2(a) is not susceptible of being construed as applicable only against state or state-like
action.
In
short, the lead opinion fails to demonstrate that, despite its plain language and contrary to our pronouncements
in Robins and Gerawan, section 2(a) contains ambiguities regarding state action the resolution of
which requires recourse to extrinsic sources concerning the framers' intent. But even were such ambiguities
present, I would conclude, based on section 2(a)'s history and context, that--as Robins impliedly held
and Gerawan confirmed--our Constitution grants a free speech right running against private parties as
well as state actors.
The
state free speech clause first appeared as article I, section 9 of the original California Constitution of 1849:
"Every citizen may freely speak, write, and publish his sentiments on all subjects, being responsible for the
abuse of that right; and no law shall be passed to restrain or abridge the liberty of speech or of the press. In
all criminal prosecutions for libels, the truth may be given in evidence to the jury; and if it shall appear to
the jury that the matter charged as libelous is true, and was published with good motives and for justifiable
ends, the party shall be acquitted; and the jury shall have the right to determine the law and the fact." (Cal.
Const. of 1849, art. I, § 9.)
The
clause next appeared as article I, section 9 of the present California Constitution of 1879. It was identical to
its predecessor but for the addition of a sentence further relating to criminal libel. (See Cal. Const., art. I,
former [26 Cal.4th 1057] § 9, as adopted May 7, 1879.) fn.
13 In 1974, the clause was revised by the addition of new section 2 to article I and the
deletion of old section 9: "Every person may freely speak, write and publish his or her sentiments on all
subjects, being responsible for the abuse of this right. A law may not restrain or abridge liberty of speech or
press." (Cal. Const., art. I, § 2, added Nov. 5, 1974.) fn.
14 Finally, the clause was redesignated in 1980 as article I, section 2, subdivision (a).
Thus,
like the present clause, the state free speech clause as originally drafted drew no distinction between state
actors and private parties, impliedly therefore granting a free speech right that runs against both. Also like
the present clause, the original clause expressly noted speakers' responsibility for "abuse" of the free speech
right, language that--to the extent it may be read as preserving the right of aggrieved private parties to sue
for defamation (see Lundquist v. Reusser (1994)
7 Cal.4th 1193,
1203)--the lead opinion's proffered state action requirement would render superfluous.
Examination
of the constitutional context of the original state free speech clause, as originally enacted and as it appears
today, buttresses the conclusion that it grants a right of free speech running against private parties as well
as state actors. Enacted together with the free speech clause in the Constitution of 1849 was a clause that
granted to wives a separate property right as against their husbands, who were obviously private parties. (Cal.
Const. of 1849, art. XI, § 14.) This separate-property clause clearly illustrates that the free speech clause
was not unique, in 1849, in granting rights against private parties as well as state actors.
Today
the state free speech clause appears in the same article as the privacy clause: "All people are by nature free
and independent and have inalienable rights. Among these [is] . . . privacy." (Cal. Const., art. I, § 1.) The
right of free speech and the right of privacy complement each other, the former dealing with communication to
others (see Spiritual Psychic Science Church v. City of Azusa (1985)
39 Cal.3d 501,
510-511 [26 Cal.4th 1058] [implying speech "communicates a message" from speaker to audience]), the latter
dealing both with conduct apart from others and information kept from others (see Nahrstedt v. Lakeside Village
Condominium Assn. (1994)
8 Cal.4th 361,
387; Hill v. National Collegiate Athletic Assn., supra, 7 Cal.4th at pp. 35-36). Just as the right of
privacy runs against private parties as well as state actors (Hill v. National Collegiate Athletic Assn.,
supra, 7 Cal.4th at pp. 15-20), so too, as demonstrated, runs the right of free speech.
Given
that the history and context of the California free speech provision sufficiently confirm its meaning, any
excursion into the history of the New York Constitution from which the clause derived is unnecessary. Nor is the
relevance of that history clear. The lead opinion posits no evidence that the framers of California's
Constitution were aware of or indeed intended to adopt those aspects of the New York history that relate to
state action. Nor does it persuade that the framers of the New York Constitution "intended its free speech
clause 'to serve as a check on governmental, not private, conduct.' " (Lead opn., ante, at p. 1025.) The
authorities underlying SHAD Alliance v. Smith Haven Mall (1985) 66 N.Y.2d 496, cited by the lead opinion,
as well as the lead opinion's other authorities, tend upon examination to support only the first half of that
claim, i.e., that the New York framers wished to guard against government encroachments on speech, not the
latter half, i.e., that they wished not to guard against private encroachments. (See, e.g., SHAD
Alliance, supra, 66 N.Y.2d at p. 502 [citing various scholars for the truism that "a Bill of Rights
is designed to protect individual rights against the government"].) One commentator, noting that the New York
"minutes do not reveal why the delegates chose to declare an open-ended right rather than simply to prohibit
oppressive 'laws,' " reasons that "perhaps [the broader language] was more attractive precisely because it
secured a precious liberty against the entire world." (Private Actors, supra, 17 Hastings Const.
L.Q. at p. 120.)
Finally,
whatever the decisions of most of our sister courts (see lead opn., ante, at p. 1030), what matters is
the meaning of California's free speech clause. Any assertion that there exists a uniform and unchanging
"American constitutional theory" (ibid.) is not supportable. (See generally Baum & Fritz, American
Constitution-Making: The Neglected State Constitutional Sources (2000) 27 Hastings Const. L.Q. 199, 199-201;
Fritz, The American Constitutional Tradition Revisited: Preliminary Observations on State Constitution-Making
in the Nineteenth-Century West (1994) 25 Rutgers L.J. 945, 952-956, 964-971.) [26 Cal.4th 1059]
Ultimately,
neither the text of the state free speech clause, the history of its adoption, our prior pronouncements, nor
considerations of constitutional theory supports judicial imposition of a state action limitation on
Californians' free speech rights. Consequently, I join with the Chief Justice in rejecting the lead opinion's
discussion and conclusions with regard to the state action doctrine (conc. opn., ante, at p. 1036) and
would adhere to our traditional understanding that, even when a restriction on speech "does not implicate any
right to freedom of speech under the First Amendment, [it may nevertheless] implicate such a right under
[California's free speech clause]" (Gerawan, supra, 24 Cal.4th at p. 476).
III.
Regrettably,
four justices of this court join today in denying constitutional protection to the tenant speech at issue here.
The concurring opinion, like the lead opinion, emphasizes that Golden Gateway's premises are not open to the
public. To that extent, I agree this case is different from Robins factually. I disagree the distinction
is dispositive. Rather, that the owner of private property may exclude members of the general public from entry
onto the premises without necessarily implicating their free speech rights says little about the rights of those
who are lawful members of a community occupying units of the property as their residences.
Both
opinions, moreover, overlook a critical respect in which this case is factually similar to Robins:
The private property owner seeking to restrict speech already has for its own purposes surrendered to those
whose speech it would restrict much of its interest in retaining exclusive control over the premises. Golden
Gateway seeks to enjoin tenant speech (as the owners of the shopping center in Robins sought to restrict
some patrons' speech), but it already has surrendered to tenants, for virtually the entire range of activities
and uses associated with daily living, the hallways and other common areas of the building. Similarly, as the
lead and concurring opinions acknowledge, the owners of the shopping center in Robins had "invited [the
public] to visit for the purpose of patronizing the many businesses" (Robins, supra, 23 Cal.3d at
p. 902).
The
concurring opinion concludes that the tenant speech Golden Gateway's leafleting ban would affect lies outside
"the appropriate limit of th[e] substantive right of free speech" (conc. opn., ante, at p. 1036). But
contrary to the concurring opinion, Golden Gateway's ban is not a " 'reasonable regulation, by an owner, of
conduct inside [its] multiple dwelling' " (id. at p. 2, quoting Watchtower Bible & Tract Soc.,
Inc. v. Metropolitan Life Ins. Co. [26 Cal.4th 1060] (1948) 297 N.Y. 399 [79 N.E.2d 433, 436-437],
italics in conc. opn. omitted). As explained above, the ban goes much further than is necessary to address any
legitimate concerns Golden Gateway may have about tenant safety, tenant privacy, or cleanliness of the premises.
With
the concurring opinion, therefore, I reject a view of our state free speech clause that "effectively would
remove any state constitutional obstacle to any . . . action by a landlord, union, or employer" implicating an
individual's core free speech rights. (Conc. opn., ante, at p. 1043.) But I also reject the concurring
opinion's approach, which would do much the same with respect to published communications, despite their
constitutionally equal--and traditionally cherished--status in this state as protected expressive activity.
Conclusion
For
the foregoing reasons, I would reverse the judgment of the Court of Appeal.
Kennard,
J., and Klein, J. fn.
* , concurred.
FN *. Presiding
Justice of the Court of Appeal, Second Appellate District, Division Three, assigned by the Chief Justice pursuant
to article VI, section 6 of the California Constitution.
FN 1. All
further undesignated article references are to the California Constitution unless otherwise indicated.
FN 2. The
First Amendment of the United States Constitution states in relevant part: "Congress shall make no law . . .
abridging the freedom of speech . . . ."
FN 3. In
holding that high school students had a state constitutional right to solicit signatures in a privately owned
shopping center, Robins weighed the students' right to free speech against the property rights of the owner
of the shopping center. (Robins, supra, 23 Cal.3d at pp. 910-911.) Robins did not, however,
consider the free speech rights of the owner under the California Constitution. (See Gerawan Farming, Inc. v.
Lyons (2000)
24 Cal.4th 468,
513 (Gerawan) [holding that California's free speech clause grants "a right to refrain from speaking at all
as well as a right to speak freely"].) We express no opinion here as to the role of these rights in ascertaining
the scope of free speech rights guaranteed by article I, section 2, subdivision (a).
FN 4. (See,
e.g., Friedelbaum, Private Property, Public Property: Shopping Centers and Expressive Freedom in the States
(1999) 62 Alb. L.Rev. 1229, 1239 (Private Property, Public Property) ["It is difficult to understand how a
threshold issue [state action] of such importance could have been overlooked except for the fervency of both
federal and state courts to attain other objectives" (fn. omitted)]; Kelso, California's Constitutional Right to
Privacy (1992) 19 Pepperdine L.Rev. 327, 413 (California's Right to Privacy) ["the court in
Pruneyard does not resolve whether the free speech clause applies to all private conduct which
burdens speech or only to private conduct imbued with public elements sufficient to trigger the protections of the
Declaration of Rights"]; Pruning Pruneyard, supra, 24 U.C. Davis L.Rev. at pp. 1090, 1092 [expressing
surprise at Robins's failure to address the state action issue and noting other analytical problems];
Devlin, Constructing an Alternative to "State Action" as a Limit on State Constitutional Rights Guarantees: A
Survey, Critique and Proposal (1990) 21 Rutgers L.J. 819, 832 (Constructing an Alternative) ["the
[Robins] court was less explicit about its reasons for applying the state constitution . . . [and] did not
clarify whether it rejected a state action requirement or simply broadened the federal definition of 'state action'
to embrace the peculiar facts of the case" (fn. omitted)]; Simon, Independent but Inadequate: State
Constitutions and Protection of Freedom of Expression (1985) 33 U.Kan. L.Rev. 305, 325-336 (State
Constitutions and Protection of Freedom of Expression) ["The Pruneyard court did not explain why this
[free speech] burden applied to private parties . . . [and] did not attempt to delineate the scope of California's
affirmative right of freedom of expression"]; Comment, State Constitutional Rights of Free Speech on Private
Property: The Liberal Loophole (1982/1983) 18 Gonz. L.Rev. 81, 94 (State Constitutional Rights of Free
Speech) ["The California Supreme Court in Robins, however, never expressly rejected this [state action]
prerequisite and in fact simply avoided the issue"]; Comment, Transforming the Privately Owned Shopping Center
into a Public Forum: Pruneyard Shopping Center v. Robins (1981) 15 U.Rich. L.Rev. 699, 720 [Robins is
"confusingly broad" (fn. omitted)]; Note, Robins v. Pruneyard Shopping Center: Free Speech Access to Shopping
Centers Under the California Constitution (1980) 68 Cal. L.Rev. 641, 645 (Free Speech Access to Shopping
Centers) [suggesting that the court was not prepared to address the state action issue in Robins]; but
see, e.g., Ragosta, Free Speech Access to Shopping Malls Under State Constitutions: Analysis and Rejection
(1986) 37 Syracuse L.Rev. 1, 21 (Free Speech Access to Shopping Malls) [observing that "only California has
completely and clearly rejected a state action limitation upon free speech" (fn. omitted)]; Utter, The Right to
Speak, Write, and Publish Freely: State Constitutional Protection Against Private Abridgment (1985) 8 U. Puget
Sound L.Rev. 157, 169 ["Although the [Robins] court did not expressly state that the California Constitution
had no state action requirement, the Washington court has interpreted Robins as impliedly abandoning any
state action requirement for the California Constitution" (fn. omitted)].)
FN 5. (See,
e.g., Fiesta Mall Venture v. Mecham Recall Committee (Ariz.Ct.App. 1988) 767 P.2d 719, 724 (Fiesta Mall
Venture) [finding no state constitutional right to free speech in a privately owned shopping center];
Cologne v. Westfarms Assocs. (Conn. 1984) 469 A.2d 1201, 1210 (Cologne) [same]; Cahill v. Cobb
Place Associates (Ga. 1999) 519 S.E.2d 449, 450-451 (Cahill) [same]; Eastwood Mall, Inc. v.
Slanco (Ohio 1994) 626 N.E.2d 59, 61-62 (Eastwood Mall) [same]; Woodland v. Michigan Citizens
Lobby (Mich. 1985) 378 N.W.2d 337, 358 (Woodland) [same]; Minnesota v. Wicklund (Minn. 1999) 589
N.W.2d 793, 802 (Wicklund) [same]; S.O.C., Inc. v. Mirage Casino-Hotel (Nev. 2001) 23 P.3d 243, 250
(S.O.C.) [declining to adopt the rationale of Robins]; Shad Alliance v. Smith Haven Mall
(1985) 498 N.Y.S.2d 99, 102, fn. 5 [488 N.E.2d 1211, 1214] (Shad Alliance) [finding no state constitutional
right to free speech in a privately owned shopping center]; Southcenter Joint Venture v. National Democratic
Policy Com. (Wash. 1989) 780 P.2d 1282, 1292 (Southcenter Joint Venture) [same]; Jacobs v. Major
(Wis. 1987) 407 N.W.2d 832, 841 (Jacobs) [same]; but see Bock v. Westminster Mall Co. (Colo. 1991)
819 P.2d 55, 61-63 [finding a state constitutional right to leaflet in a privately owned shopping center]; New
Jersey Coalition Against War v. J.M.B. Realty Corp. (N.J. 1994) 650 A.2d 757, 780 (New Jersey Coalition
Against War) [same].)
Various
state courts have also held that a state constitutional provision concerning the right to petition does not
protect the solicitation of signatures in a privately owned shopping center. (See, e.g., Stranahan v. Fred
Meyer, Inc. (Or. 2000) 11 P.3d 228, 243 [finding no state constitutional right to petition in a privately
owned shopping center]; Citizens for Ethical Gov. v. Gwinnett (Ga. 1990) 392 S.E.2d 8, 9-10 [same]; but
see Batchelder v. Allied Stores Intern., Inc. (Mass. 1983) 445 N.E.2d 590, 595 [finding a state
constitutional right to solicit signatures in a privately owned shopping center pursuant to a clause in the
Massachusetts Constitution concerning freedom and equality of elections].)
FN 6. (See,
e.g., Eule & Varat, Transporting First Amendment Norms to the Private Sector: With Every Wish There Comes a
Curse (1998) 45 UCLA L.Rev. 1537; Chemerinsky, More Speech is Better (1998) 45 UCLA L.Rev. 1635; Varat,
When May Government Prefer One Source of Private Expression Over Another? (1998) 45 UCLA L.Rev. 1645;
Pruning Pruneyard, supra, 24 U.C. Davis L.Rev. 1073; Friesen, Should California's Constitutional
Guarantees of Individual Rights Apply Against Private Actors? (1989) 17 Hastings Const. L.Q. 111 (Private
Actors); Sundby, Is Abandoning State Action Asking Too Much of the Constitution? (1989) 17 Hastings
Const L.Q. 139; Free Speech Access to Shopping Centers, supra, 68 Cal. L.Rev. 641; Free Speech
Access to Shopping Malls, supra, 37 Syracuse L.Rev. 1; Cohen, Pruneyard Shopping Center v. Robins:
Past, Present and Future (1981) 57 Chi.-Kent L.Rev. 373 (Pruneyard Shopping Center).)
FN 7. (See
5 Thorpe, The Federal and State Constitutions (1909) pp. 2648, 2654; see also Reiner & Size, The Law Through
a Looking Glass: Our Supreme Court and the Use and Abuse of the California Declaration of Rights (1992) 23
Pacific L.J. 1183, 1197 ["In order to appreciate the intellectual origins of our California Declaration of Rights,
it is necessary to understand, first, that it was the 1846 New York Constitution . . . which our delegates were
looking at in Monterey in 1849. Second, the provisions of the 1846 bill of rights for the most part trace their
language to the 1821 constitution"].)
FN 8. (See
Private Property, Public Property, supra, 62 Alb. L.Rev. at pp. 1238-1239; California's Right to
Privacy, supra, 19 Pepperdine L.Rev. at p. 413; Pruning Pruneyard, supra, 24 U.C. Davis
L.Rev. at p. 1090; Constructing an Alternative, supra, 21 Rutgers L.J. at p. 832; A Terrible
Beauty, supra, 9 Whittier L.Rev. at p. 731; State Constitutional Rights of Free Speech,
supra, 18 Gonz. L.Rev. at pp. 94-95; Free Speech Access to Shopping Centers, supra, 68 Cal.
L.Rev. at p. 645; see also Laguna Publishing, supra, 131 Cal.App.3d at p. 838 [declining to interpret
Robins as rejecting a state action limitation].)
FN 9. (See,
e.g., Fiesta Mall Venture, supra, 767 P.2d at p. 723 [holding that the state free speech clause did
not restrain private conduct]; Cologne, supra, 469 A.2d at p. 1209 [same]; Cahill,
supra, 519 S.E.2d at p. 450 [same]; Iowa v. Lacey (Iowa 1991) 465 N.W.2d 537, 540 [same]; Eastwood
Mall, supra, 626 N.E.2d at p. 61 [same]; People v. DiGuida (Ill. 1992) 604 N.E.2d 336, 344
[same]; Woodland, supra, 378 N.W.2d at p. 348 [same]; Wicklund, supra, 589 N.W.2d at p.
801 [same]; S.O.C., supra, 23 P.3d at p. 251 [same]; Shad Alliance, supra, 488 N.E.2d
at p. 1214, fn. 5 [same]; Western Pennsylvania Socialist Workers v. Connecticut General Life Ins. Co. (Pa.
1986) 515 A.2d 1331, 1335 [same]; Southcenter Joint Venture, supra, 780 P.2d at p. 1292 [same];
Jacobs, supra, 407 N.W.2d at p. 841 [same]; but see New Jersey Coalition Against War,
supra, 650 A.2d at p. 771 [holding that "the State right of free speech is protected . . . from unreasonably
restrictive and oppressive conduct by private entities"].)
FN 10. Contrary
to the dissent's characterization (see dis. opn., at p. 22), Chief Justice George expressly declines to reach the
state action question and expresses no opinion as to whether California's free speech clause requires state action
(see conc. opn., at pp. 9-10).
FN 11. (See
Diamond I, supra, 3 Cal.3d at p. 661 [relying on the First Amendment and Logan Plaza]; In
re Lane (1969)
71 Cal.2d 872,
878 (Lane) [same]; In re Hoffman (1967)
67 Cal.2d 845,
849-850 (Hoffman) [relying on the First Amendment and Marsh]; Schwartz-Torrance Investment Corp.
v. Bakery & Confectionery Workers' Union (1964)
61 Cal.2d 766,
771 (Schwartz-Torrance) [relying on Marsh and other First Amendment precedents].)
FN 12. (See
Diamond II, supra,
11 Cal.3d 331,
342-343 (dis. opn. of Mosk, J.) [emphasizing the public's unrestricted access to the shopping center]; Diamond
I, supra, 3 Cal.3d at pp. 659-660 [same]; Lane, supra, "71 Cal.2d at pp. 877-878
[emphasizing the public nature of the sidewalk and store]; Hoffman, supra, "67 Cal.2d at pp. 847, 851
[emphasizing that the railway station was open to the public and contained a "spacious area" with numerous retail
establishments where the public could and would congregate]; Schwartz-Torrance, supra, "61 Cal.2d at
pp. 768, 772 [emphasizing the public nature of the shopping center].)
FN 13. Consequently,
we do not reach the issue of whether Golden Gateway's ban on leafletting is a reasonable time, place and manner
restriction on free speech.
FN 14. (See,
e.g., Linn Valley Lakes Property Owners Assn. v. Brockway (Kan. 1992) 824 P.2d 948, 951 [judicial
enforcement of a constitutionally permissible restrictive covenant is not state action]; Midlake on Big Boulder
Lake v. Cappuccio (Pa.Super.Ct. 1996) 673 A.2d 340, 342 [same]; Washington v. Noah (Wash.Ct.App. 2000) 9
P.3d 858, 870 [judicial enforcement of a voluntary settlement agreement is not state action]; cf. CompuServe
Inc. v. Cyber Promotions, Inc. (S.D. Ohio 1997) 962 F.Supp. 1015, 1026 ["the mere judicial enforcement of
neutral trespass laws by the private owner of property does not alone render it a state actor"]; Commonwealth v.
Hood (Mass. 1983) 452 N.E.2d 188, 193 [judicial enforcement of neutral trespass statute is not state action];
but see Franklin v. White Egret Condominium, Inc. (Fla.Dist.Ct.App. 1977) 358 So.2d 1084, 1087-1088 [finding
enforcement of a restrictive covenant barring children under the age of 12 unconstitutional], affd. by (Fla. 1979)
379 So.2d 346; West Hill Baptist Church v. Abbate (Ohio Ct. Common Pleas 1969) 261 N.E.2d 196, 200 [judicial
enforcement of restrictive covenant excluding houses of worship constitutes state action].)
FN 1. The
court observed: "The more an owner, for his advantage, opens up his property for use by the public in general, the
more do his rights become circumscribed by the statutory and constitutional rights of those who use it. [Citation.]
Thus, the owners of privately held bridges, ferries, turnpikes and railroads may not operate them as freely as a
farmer does his farm. Since these facilities are built and operated primarily to benefit the public and since their
operation is essentially a public function, it is subject to state regulation." (Marsh, supra, 326 U.S. at
p. 506.)
FN 2. The
high court reversed Logan Plaza in Hudgens v. National Labor Relations Bd. (1976) 424 U.S. 507.
FN 3. The
court in Batchelder observed: "We are not discussing signature solicitations in stores but only
unobtrusive and reasonable solicitations in the common areas of the mall, areas that have been dedicated to the
public as a practical matter." (Batchelder, supra, 445 N.E.2d at p. 595, italics added.)
FN 4. In
Southcenter v. National Dem. Policy Comm. (Wash. 1989) 780 P.2d 1282, 1290, the Washington Supreme Court
subsequently reaffirmed this aspect of Alderwood, while at the same time rejecting other facets of that
decision.
FN 5. Decisions
upholding a right to distribute pamphlets door-to-door (e.g., Martin v. City of Struthers (1943) 319 U.S.
141; Van Nuys Pub. Co. v. City of Thousand Oaks (1971)
5 Cal.3d 817)
recognize that unless the occupant of a dwelling announces a desire not to receive unsolicited material, members of
the general public are permitted to traverse a private walkway, and leave pamphlets on or near any dwelling door
that is located in an area not closed to the general public. Accordingly, in situations contemplated in those
decisions, unlike the present case, the area leading to and immediately surrounding the door is not closed
to the general public.
Laguna
Publishing Co. v. Golden Rain Foundation (1982)
131 Cal.App.3d 816 (Laguna
Publishing Co.) is distinguishable from the present case. In that case, a newspaper publisher was barred by the
homeowner's association of a private gated community from entering the community and depositing unsolicited copies
of its free newspaper at the doors of the residents of the community. At the same time, the association permitted
another newspaper publisher to deliver its competing free and unsolicited newspaper to the doors of the community
residents. The excluded publisher sued in order to establish its right to distribute on an equal footing with the
preferred publisher. Although the Court of Appeal found that the excluded publisher had a right under article 2(a)
to distribute its newspapers to the doors of the community residents on an equal basis with the other publisher,
that court's decision rested upon the discriminatory nature of the challenged policy. (See Laguna Publishing
Co., supra, at pp. 840-845.) The Court of Appeal in Laguna Publishing Co. concluded that the dispute
presented was "purely and simply a discrimination case with substantial economic consequences," and "not one truly
involving the resolution of rights of free speech in conflict with the vested rights of private property."
(Id., at p. 847-848, fn. 14.)
FN 1. In
its entirety, section 2(a) provides: "Every person may freely speak, write and publish his or her sentiments on all
subjects, being responsible for the abuse of this right. A law may not restrain or abridge liberty of speech or
press."
FN 2. The
lead opinion suggests that the justices in Gerawan's majority "did not carefully consider whether
California's free speech clause requires state action" (lead opn., ante, at pp. 1028-1029) when they stated
that it "runs against the world, including private parties" (Gerawan, supra, 24 Cal.4th at p. 492),
but that the statement may have been dictum does not mean it was ill considered. As explained above, moreover, and
contrary to the lead opinion's further assertion, the Gerawan majority provided ample analytical support
(lead opn., ante, at p. 1029) for its statement.
FN 3. Actually,
the private property involved in Robins, contrary to the lead opinion's implication, was not open to the
public without qualification, but only at certain times and "for the purpose of patronizing the many businesses."
(Robins, supra, 23 Cal.3d at p. 902.)
FN 4. See,
e.g., Aguilar v. Avis Rent A Car System, Inc. (1999)
21 Cal.4th 121,
166 (conc. opn. of Werdegar, J.) ("[b]alancing . . . First Amendment free speech rights with the equally weighty
right of plaintiffs to be let alone at their jobsite, free of racial discrimination"); Sommer v. Metal Trades
Council (1953)
40 Cal.2d 392,
401-402 (noting the " 'effort in the cases has been to strike a balance between the constitutional protection of
the element of communication in picketing and "the power of the State to set the limits of permissible contest open
to industrial combatants" ' "); Gill v. Hearst Publishing Co. (1953)
40 Cal.2d 224,
228 (holding the "right 'to be let alone' and to be protected from undesired publicity is not absolute but must be
balanced against the public interest in the dissemination of news and information consistent with the democratic
processes under the constitutional guaranties of freedom of speech and of the press").
FN 5. Martin
v. City of Struthers, supra, 319 U.S. 141 and Van Nuys, supra,
5 Cal.3d 817 both
were cases decided in the First Amendment context, but the free speech interests they involved were similar to
those with which this case deals. "As a general rule, [moreover, California's] free speech clause and its right to
freedom of speech are not only as broad and as great as the First Amendment's, they are even 'broader' and
'greater.' " (Gerawan, supra, 24 Cal.4th at p. 491, citing numerous authorities.)
FN 6. The
assumption may be faulty. The current version of Golden Gateway's ban, the first expressly to prohibit
"leafleting," was promulgated shortly after the Tenants Association distributed flyers criticizing Golden Gateway's
management and discussing a Tenants Association lawsuit against Golden Gateway. The record, moreover, suggests that
Golden Gateway construes its ban as not restricting its own communicative prerogatives.
FN 7. But
such communication is not without restriction. Under the Building Standards' solicitation ban, tenants may not even
speak with each other in the common areas of the building if to solicit membership in the Tenants
Association, engage in religious proselytizing, distribute campaign literature, seek political or charitable
contributions, or, indeed, seek support for causes of any kind.
FN 8. While
Golden Gateway's property managers testified in general terms to tenant concern about leafleting, the record
reveals that Golden Gateway ultimately could document only one resident complaint about door-to-door leafleting in
over 15 years.
FN 9. This
is not to say, of course, that free speech rights, when implicated, always must prevail over competing
considerations. As we observed in Robins, for example, appropriate constitutional balancing of free speech
interests against " 'the property or privacy rights of an individual homeowner or the proprietor of a modest retail
establishment' " (Robins, supra, 23 Cal.3d at p. 910) might come out differently.
FN 10. Golden
Gateway's ban does not distinguish between, and is not tailored separately to address, commercial and noncommercial
speech. Moreover, Golden Gateway's Building Standards by their terms bar, and the injunction Golden Gateway seeks
would burden, only tenant speech. We need not decide, therefore, what result an appropriate balancing of
constitutional considerations would generate in a case implicating only commercial or only nontenant speech.
FN 11. For
convenience, the discussion that follows occasionally employs the lead opinion's apparent shorthand expression
"state action" for the "state or state-like action" limitation on state free speech rights the lead opinion would
impose. As will appear, however, I disagree that Robins stands for the proposition that "private property
must be public in character before California's free speech clause may apply" (lead opn., ante, at p. 1033).
Still less am I willing to embrace the logically incoherent notion that "the actions of a private property owner
constitute state action . . . if the property is freely and openly accessible to the public" (id. at p. 26).
FN 12. Specifically,
in Meriwether we held that, in forbidding " 'any "law" impairing the obligation of contract,' " former
article I, section 16 of the California Constitution plainly was " 'not aimed solely at laws which expressly
destroy or annul contracts.' " (Meriwether Invest. Co., Ltd. v. Lampton, supra, "4 Cal.2d at p. 703.)
In Welsh, we reasoned that, as that clause by its terms "is not aimed solely at" laws which expressly
annul contracts, it "applies to all laws which in any substantial degree" have that effect. (Welsh v. Cross,
supra, 146 Cal. at p. 624.)
FN 13. The
additional sentence read: "Indictments found, or information laid, for publications in newspapers shall be tried in
the county where such newspapers have their publication office, or in the county where the party alleged to be
libeled resided at the time of the alleged publication, unless the place of trial shall be changed for good cause."
(Cal. Const., art. I, former § 9, as adopted May 7, 1879.)
FN 14. This
revision retained, without substantial change, the state free speech clause at its core and removed the provisions
relating to procedure in prosecutions for criminal libel as more suited to statute than constitution. (See Ballot
Pamp., Gen. Elec. (Nov. 5, 1974) analysis of Prop. 7 by Legis. Analyst, p. 26.)
FN *. Presiding
Justice of the Court of Appeal, Second Appellate District, Division Three, assigned by the Chief Justice pursuant
to article VI, section 6 of the California Constitution.
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