Miranda
v. Bomel Construction Co., Inc. (2010), Cal.App.4th
[No.
G042073. Fourth Dist., Div. Three. July 30, 2010.]
RUDY
MIRANDA et al., Plaintiffs and Appellants, v. BOMEL CONSTRUCTION CO., INC. et al., Defendants and Respondents.
(Superior
Court of Orange County, No. 07CC05264, Stephen J. Sundvold, Judge.)
(Opinion
by O'leary, J., with Bedsworth, Acting P. J., and Moore, J., concurring.)
COUNSEL
Perona,
Langer, Beck & Serbin, Ronald Beck and Ellen R. Serbin for Plaintiffs and Appellants.
Trachtman
& Trachtman, Kevin L. Henderson and Ryan M. Craig; Ronald P. Kaplan for Defendant and Respondent Bomel
Construction Co., Inc.
Collins
Collins Muir & Stewart LLP, Brian K. Stewart, Douglas Fee, Joe A. Bollert and Christian E. Foy Nagy for
Defendant and Respondent J/K Excavation & Grading Co., Inc. {Slip Opn. Page 2}
OPINION
O'LEARY, J.-
Rudy
Miranda worked as a locksmith at a university campus in Fullerton. His office was located next to a vacant lot,
used in 2005 for stockpiling excess dirt from a large construction project. Miranda contracted the infectious
fungal disease Coccidioidomycosis, commonly called "Valley Fever." He sued general contractor, Bomel
Construction Co., Inc. (Bomel), and subcontractor, J/K Excavation & Grading Co., Inc., (J/K). Miranda's
general negligence complaint alleged Bomel and J/K "negligently, carelessly and unlawfully allowed the excavated
dirt to be in a dangerous, defective, and unlawful condition so as to cause [Miranda] to sustain severe injuries
and damages when he breathed the injurious particles from the excavated dirt." Miranda's wife, Donna Miranda
(Donna), sued for loss of consortium.
The
trial court entered summary judgment in favor of Bomel and J/K, concluding they did not owe a duty to protect
Miranda from exposure to the fungus, and it could not be established they proximately caused Miranda's or his
wife's injuries. We conclude the court was right and affirm the judgment.
I
Bomel
contracted with the Trustees of the California State University to construct a six-story parking structure on
the California State University, Fullerton (CSUF) campus. Bomel agreed to excavate, remove, and dispose of all
dirt not necessary for the project, known as the PS2 project. Bomel hired J/K to excavate approximately 1,600
cubic yards of dirt from the PS2 project site and transport it to a vacant lot on the campus, known as Dumbo
Downs. Miranda's locksmith shop was located approximately 10 to 15 feet away from Dumbo Downs. {Slip Opn. Page
3}
Construction
started during the school's spring break in 2005 and ended 14 months later. On May 26, 2005, J/K deposited 1,600
cubic yards of the PS2 project's dirt on Dumbo Downs. This stockpile of dirt was approximately 100 feet deep, 80
feet wide, and 10 feet high. Thereafter, other contractors and subcontractors working on different construction
projects also deposited dirt on Dumbo Downs.
For
approximately three months, from May 27 to September 1, 2005, the dirt pile was watered down only once. It was
not sprayed with polyurethane or otherwise covered until September 2, 2005.
Miranda
began exhibiting symptoms of coughing, fatigue, difficulty breathing, fever, and body aches in August 2005. Over
time his condition worsened, and in 2006, he underwent surgery to remove a portion of his left lung. The
pathology report confirmed the existence of Valley Fever.
At
the end of April 2007, Miranda and his wife (hereafter referred to collectively and in the singular as Miranda)
filed a complaint for negligence and loss of consortium against Bomel and J/K. In November 2008, Bomel and J/K
each filed a motion for summary judgment, both asserting: (1) they did not owe Miranda a duty to protect him
from the exposure to an airborne fungus; and (2) Miranda would not be able to prove causation as a matter of law
due to the nature of the disease caused by inhalation of airborne fungal spores endemic to a large portion of
California. Bomel and J/K jointly submitted the expert declaration of Ben Kollmeyer, a certified industrial
hygienist, who provided information on the nature of the fungus and the mode of infection.
Kollmeyer
declared, "Valley Fever is also known as coccidioidomycosis and caused by a fungus known as Coccidioides
immitis (the 'Cocci fungus')." He explained, "Persons can become infected with the Cocci
fungus by inhaling fungal spores that become airborne after disturbance of contaminated soil by humans or
natural disasters, e.g., dust storms, earthquakes, wildfires and manmade activities. [¶] {Slip Opn. Page 4} . .
. Any manmade activity or event which occurs on virgin (undeveloped) soil can create dust. This has the
potential of disturbing spores of the Cocci fungus, if spores are present in the soil . . . and may
occasionally result in infections, not only to the people participating in the activity but also to other people
in the area at the time of the activity. These activities include agricultural work, land development and
construction, mining, dusty recreational activities, vehicles on unpaved roads, home gardening, and
landscaping."
Kollmeyer
declared the fungus spores can travel great distances. He stated, "Strong winds can carry spores of the
Cocci fungus for hundreds of kilometers. Therefore, in certain circumstances infection can be spread well
outside of recognized endemic areas. For example, strong winds during a storm in Kern County, California carried
the Cocci fungus pores 500 kilometers north to the vicinity of Sacramento, California (infecting as many
as 7,000 people in Sacramento County)." Kollmeyer attached scientific articles and reports supporting these
facts.
In
addition, Kollmeyer declared, "The Cocci fungus is hyperendemic in Kern County and areas of the San
Joaquin Valley, where almost one third of the population tests positive for exposure. Additionally, the
Cocci fungus is endemic to other arid and semi-arid areas of [S]outhern California. According to the
Center for Disease Control of people who live in an endemic region, about 10-50 [percent] will have evidence of
exposure. For the year 2005, public health agencies in the respective counties reported 1.3 infection cases per
100,000 persons in Orange County, California and 2.23 cases per 100,000 persons in Los Angeles, California."
Kollmeyer attached documentation also supporting these statistics.
Finally,
Kollmeyer opined, "Since a Valley Fever infection is almost always the direct result of inhalation of airborne
spores of the Cocci fungus, the exact source (home, recreation, work, travel, etc) of the exposure cannot
be determined absent scientific data, e.g., soils tests, confirming the existence of the Cocci fungus in
the soil at {Slip Opn. Page 5} issue at the time of exposure." In rendering his opinion, Kollmeyer relied
heavily on a report prepared by employees of the U.S. Geological Survey (USGS) and the School of Medicine at the
University of California, Davis, discussing the characteristics of the disease and providing risk management
strategies for workers performing geological fieldwork in areas endemic for Valley Fever. This scientific report
included a detailed description of the endemic areas, and the character of the disease. It supported Kollmeyer's
conclusion detection of Cocci fungus requires scientific data: "The presence of [Cocci fungus] in
specific areas is determined by direct sampling of soils, identification of positive skin and serologic tests in
non-mobile human populations, and recognition of the infection in humans and animals (mostly dogs)."
The
USGS study also revealed that large numbers of people are exposed to the fungus spores and are infected, but
very few people contract the more serious form of the disease. "Most people who are long-term residents (several
years) in areas where [Cocci fungus] is present are exposed to [the spores] of the fungus and are
consequently infected. About 60 percent of the people infected are asymptomatic, their exposure to the infection
being reflected only by a positive . . . skin test. Most symptomatic cases result in primary infection with
relatively mild cold or influenza-like symptoms . . . [and] in some cases there may be pneumonia. In about [one]
percent of those infected . . . [there are] fatal results." The authors of the report concluded, "Clearly, dust
control measures are the main defense against infection. However, it is important to note that dust itself is
only an indicator that [Cocci fungus spores] may be airborne in a given area and that some dust
clouds may be completely free of [it]. . . . [The spores], whose size is well below the limits of human vision,
may be present in air that appears relatively clear and dust free. Such ambient, airborne [spores] with their
low settling rates can remain aloft for exceedingly long periods and be carried hundreds of kilometers from
their point of origin." (Italics added.) {Slip Opn. Page 6}
Miranda
filed an opposition to the summary judgment motions and objected to portions of Kollmeyer's declaration as
reaching beyond the scope of his expertise. In his opposition, Miranda argued Bomel and J/K owed a duty to
protect Miranda from his exposure to dust inhalation, and causation was a triable issue of material fact. The
motion was supported by declarations from four expert witnesses: Theo Kirkland, Nachman Brautbar, Daniel Napier,
and Dan Rosen.
Theo
Kirkland, a physician, had written peer-reviewed articles on Valley Fever. He agreed Valley Fever was caused by
the Cocci fungus that grows as a mold in the soil and is endemic to Southern California, including
Fullerton. He opined that since the fungus infects humans by entering the lungs, "Exposure to dust from soil is
a critical factor in determining the risk for infection of Valley Fever. [Citation.] As a result, manmade
activities, such as the stockpiling of uncovered dirt which creates dust that is released into the air and is
inhaled by persons, will significantly increase the risk of acquiring the disease." He also noted, "the absence
of any testing for the [C]occi fungus at any given location does not preclude a physician from
rendering an opinion, to a reasonable degree of medical probability, that exposure from a certain source of dust
from soil was a substantial factor in causing a person's Valley Fever. This is because the [C]occi
fungus is endemic to Southern California." Kirkland stated that assuming the information regarding Miranda's
work location and time of exposure were true, "it is my opinion, to a reasonable degree of medical probability,
that . . . Miranda's exposure to the dust from the stockpile of dirt . . . was a substantial factor in causing
[his] Valley Fever."
Similarly,
Miranda's treating physician in his workers' compensation case, Nachman Brautbar, described Valley Fever as
being caused by the Cocci fungus found in the soil and it infected humans by entering the lungs. He
noted, "CSUF and its insurance carrier have accepted . . . Miranda's claim that his Valley Fever was caused by
his occupational exposure to dust from soil from an area on the campus of CSUF." {Slip Opn. Page 7}
Brautbar
also discussed the nature of the disease. He stated, "Exposure to dust from soil is a critical factor in
determining the risk for infection of Valley Fever. As a result, manmade activities that create dust from soil
will significantly increase the risk of the disease in endemic areas. [¶] . . . The incubation period for Valley
Fever (the time from exposure to the appearance of symptoms) is approximately [one to four] weeks." Based on his
background, the medical and scientific literature, Miranda's medical records, and the undisputed facts of the
case, Brautbar stated, "[I]t is my opinion, to a reasonable degree of medical probability, that . . . Miranda's
exposure to the dust from the approximate 1100 to 1600 cubic yards of dirt stockpiled at Dumbo Downs was a
substantial factor in causing [his] Valley Fever."
Daniel
Napier, a certified industrial hygienist discussed the general construction practices for contractors, including
the safe storage of soils. Based on his review of deposition testimony, Napier determined, "J/K and Bomel were
required to implement dust control for the stockpile at Dumbo Downs[,]" but they failed to appropriately water
or cover the dirt from May 26, 2005, to September 1, 2005. He noted the dirt pile was watered only one day, June
6, 2005. Napier noted there was deposition testimony confirming dust from the stockpile traveled to surrounding
areas beyond Dumbo Downs, and there were dust problems in the locksmith shop where Miranda worked.
Napier
stated he was "aware of state and local regulations that require contractors to reduce the amount of fugitive
dust in the ambient air. For example, under the South Coast Air Quality Management District ('AQMD') 'Rule 403.
Fugitive Dust,' contractors are required to 'reduce the amount of particulate matter entrained in the ambient
air as a result of anthropogenic (man-made) fugitive dust sources by requiring actions to prevent, reduce, or
mitigate fugitive dust emissions.' [Citation.]"
Napier
explained, "This regulation is health-based because particulate matter from fugitive dust can cause health
problems including 'aggravated asthma, heart, {Slip Opn. Page 8} or lung disease,' 'chronic bronchitis,' and
'premature death.' [Citation.]" Based on his experience and training, Napier opined "the standard of care for
general construction practices relating to the stockpiling of dirt requires that contractors either (1) spray
the stockpiled dirt daily with water, (2) fully cover the stockpiled dirt, or (3) spray a chemical suppressant
on the stockpiled dirt to prevent fugitive dust. These requirements are necessary to prevent persons from being
exposed to such contaminants as fungi, bacteria, and carcinogens, which can cause serious illness and the
increased risk of cancer." Napier also opined: (1) Bomel's and J/K's failure to stabilize the stockpile
substantially deviated from the AQMD rules; (2) Bomel's and J/K's failure to implement dust control measures
substantially deviated from and violated the standard of care for general construction practices; and (3) the
failure to implement dust control measures caused excessive visible dust problems in Miranda's shop and
surrounding areas, and "was a substantial factor in increasing [his] risk of contracting Valley Fever."
Finally,
Napier refuted Bomel's and J/K's claims to have had no knowledge of Valley Fever or its presence in Orange
County. Napier stated those contractors "should have known" because "it has been long established that the
[C]occi fungus is endemic in Southern California and that activities that create dust from soil such as
construction will increase the risk of the disease." Napier stated he has personally been aware of the risks of
Cocci fungus since 1982.
Dan
Rosen is a licensed general contractor who has worked in the business for over 30 years. He offered his opinion
on the standard of care of general contractors and subcontractors in the transportation and storage of dirt on
construction sites. He stated, "Covering of a dirt pile of excavated soil has been for as long as I have been in
the business a common, standard, and required practice in the building industry." Rosen reviewed the depositions
and the parties' contracts concerning the PS2 project and he concluded J/K "was under a contractual obligation
to supply and maintain a dust control system during the course of their work for Bomel . . . . In addition,
Bomel and J/K were {Slip Opn. Page 9} paid and agreed to cause the covering of the Dumbo Downs dirt during the
May-September 2005 time period."
Rosen
also discussed the AQMD regulations regarding dust control, and attached a copy to his deposition. He stated
these regulations and general construction practices require contractors to prevent dirt from "entering the
atmosphere and causing a host of problems." He opined, "The contractor and/or general contractor that is
responsible for covering the dirt pile does not need to know or understand what might be contained in the dirt,
whether it be simply dirt particles, chemicals, toxics or fungus of any sort. The dirt simply must be promptly
covered to prevent release into the atmosphere."
Bomel
and J/K submitted replies and objected to portions of Miranda's experts' declarations. J/K's attorney, Joe
Bollert, submitted a declaration stating Miranda had an opportunity to test the soil in the Spring of 2006 in
connection with his workers' compensation case. He stated Miranda's counsel took several soil samples from Dumbo
Downs on March 14, 2008.
Miranda
filed a sur-reply and made evidentiary objections to Bollert's declaration. He submitted a supplemental
declaration from Kirkland, who stated, "According to Mr. Bollert's declarations, soil samples were taken from
four different areas on the [CSUF] campus. Even assuming these soil samples from CSUF tested negative for the
Cocci fungus, such test results do not mean that the Cocci fungus is not in the soil. Direct soil
sample testing for the Cocci fungus, even in areas where the Cocci fungus is endemic, can test
negative because, among other reasons, (1) the Cocci fungus grows sporadically in the soil and it is not
evenly distributed, (2) soil samples represent a small cross-section of the particular area of land that is
being tested for the Cocci fungus (soil samples only represent a few grams of soil), and (3) the
Cocci fungus is extremely difficult to culture from a soil sample in a laboratory. As a result, besides
direct sampling of soils or positive skin tests for Valley Fever, the presence of the Cocci fungus in a
{Slip Opn. Page 10} specific area can be determined by the recognition of the infection in humans. ('2000 USGS
Operational Guidelines for Geological Fieldwork in Areas Endemic for Coccidioidomycosis (Valley Fever)'
p. 7, attached as Exhibit Y to Kollmeyer Decl.)"
In
February 2009, the court heard oral argument on the motions and took the matter under submission. In its minute
order, the court granted the motions, concluding Miranda "failed to demonstrate a duty that was breached . . .
or a triable issue of fact with respect to causation . . . ." The court determined asbestos cases were
distinguishable because here there was "no acknowledged exposure to Cocci fungus under the control of . .
. Bomel [and J/K]." The court noted Miranda was not alleging he suffered respiratory problems due to exposure to
large amounts of dust, and he could not demonstrate Cocci fungus was ever in the dust he inhaled from
Dumbo Downs. It determined Miranda failed to demonstrate the AQMD rules designed to minimize the impact of dust
in the atmosphere was also "intended to prevent unforeseeable Cocci exposure."
The
court concluded the case was more similar to those involving spider bites: "Holding [d]efendants liable for
[Miranda's] injuries here would be like holding a gardener liable for allergies caused by pollen, or like
holding a hotel liable for a spider bite where the hotel had no reason to know that a particular spider was
present. The [c]ourt equates this fungus exposure to spider bites, tick bites, or illness from disease-carrying
rodents--or illness as a result of natural disasters such as dust storms, earthquakes, or wildfires (in other
words, there is no liability for illness from naturally occurring phenomena absent advance notice--which in this
case would be advance notice that a particular fungus was present in the soil being moved). (Butcher v.
Gay (1994)
29 Cal.App.4th 388,
404 [(Butcher)] and Brunelle v. Signore (1989) 215 Cal.App.3d 122, 129 [(Brunelle)].)" The
court sustained Bomel's and J/K's objections to Miranda's experts' declarations and specifically the opinions the
dust from {Slip Opn. Page 11} Dumbo Downs was a substantial factor in causing Miranda's Valley Fever disease. It
overruled Miranda's objections to paragraphs seven and nine of Kollmeyer's declaration.
II
A.
Standard of Review
Miranda
appeals from the trial court's grant of summary judgment and we, therefore, must "independently examine the
record in order to determine whether triable issues of fact exist to reinstate the action." (Wiener v.
Southcoast Childcare Centers, Inc. (2004)
32 Cal.4th 1138,
1142 (Wiener); see also Saelzler v. Advanced Group 400 (2001)
25 Cal.4th 763,
767.) "In performing our de novo review, we view the evidence in the light most favorable to plaintiff[] . . ." and
we "liberally construe" plaintiff's evidence and "strictly scrutinize" that of defendants "in order to resolve any
evidentiary doubts or ambiguities in plaintiff's favor. [Citation.]" (Wiener, supra, 32 Cal.4th at p. 1142.)
"A
different analysis is required for our review of the trial court's . . . rulings on evidentiary objections.
Although it is often said that an appellate court reviews a summary judgment motion 'de novo,' the weight of
authority holds that an appellate court reviews a court's final rulings on evidentiary objections by applying an
abuse of discretion standard. [Citations.]" (Carnes v. Superior Court (2005) 126 Cal.App.4th 688, 694.)
B.
Negligence & Causation
"In
order to establish entitlement to summary adjudication of a cause of action, the moving party defendant must
establish that the cause of action is without merit by negating an essential element or by establishing a
complete defense. (Code Civ. Proc., § 437c [hereafter § 437c], subd. (f); City of Emeryville v. Superior
Court (1991)
2 Cal.App.4th 21.)"
(Westlye v. Look Sports, Inc. (1993)
17 Cal.App.4th 1715,
1726-1727.) {Slip Opn. Page 12}
"'The
elements of a cause of action for negligence are well established. They are: "(a) a legal duty to use due care;
(b) a breach of such legal duty; [and] (c) the breach as the proximate or legal cause of the resulting injury."'
[Citation.]" (Ladd v. County of San Mateo (1996)
12 Cal.4th 913,
917-918, italics omitted.) Here, the court granted summary judgment based on Bomel's and J/K's ability to defeat
two of these elements: (1) duty, and (2) causation. Summary judgment is proper if the ruling was correct on either
ground. We choose to focus on the causation element.
fn. 1
Ordinarily,
a plaintiff may establish proximate cause without the testimony of an expert by providing evidence that
indicates the defendant's conduct was a substantial factor in producing plaintiff's damages. (Padilla v.
Rodas (2008) 160 Cal.App.4th 742, 752 ["[t]o establish the element of actual causation, it must be shown
that the defendant's act or omission was a substantial factor in bringing about the injury"].) However, "The law
is well settled that in a personal injury action causation must be proven within a reasonable medical
probability based upon competent expert testimony. Mere possibility alone is insufficient to establish a prima
facie case. [Citations.] That there is a distinction between a reasonable medical 'probability' and a medical
'possibility' needs little discussion. There can be many possible 'causes,' indeed, an infinite number of
circumstances which can produce an injury or disease. A possible cause only becomes 'probable' when, in the
absence of other reasonable causal explanations, it becomes more likely than not that the injury was a result of
its action. This is the outer limit of inference upon which an issue may be submitted to the jury. [Citation.]"
(Jones v. Ortho Pharmaceutical Corp. (1985)
163 Cal.App.3d 396,
402-403.) {Slip Opn. Page 13}
Bomel
and J/K met their burden of proof it was only a possibility, not a reasonable medical probability,
Miranda contracted Valley Fever by inhaling an airborne Cocci spore that originated from the soil at
Dumbo Downs. Their expert, Kollmeyer, explained the fungus was endemic to a large portion of California, and
scientific studies have shown the airborne fungal spores can travel in the wind. He stated spores can become
airborne after any kind of disturbance of the soil by humans or natural causes. Given that over one-third of the
population in San Joaquin Valley tests positive for exposure to the fungus, and due to the great number of
reasons for soil disturbance, "the exact source (home, recreation, work, travel, etc) of the exposure cannot be
determined absent scientific data, e.g., soils tests, confirming the existence of the Cocci fungus in the
soil at issue at the time of exposure." It was undisputed Miranda had no such scientific data.
Bomel
and J/K argued that absent scientific data proving the soil at Dumbo Downs was the source of the fungal spores
inhaled by Miranda, summary judgment was appropriate. They established there was no reasonable medical
probability the dusty air Miranda inhaled from Dumbo Downs, as opposed to the air at home or some other location
in California, contained the spores that caused him to contract Valley Fever. This showing was sufficient to
shift the burden to Miranda to create a triable issue of fact on the issue of causation.
Miranda
submitted four expert declarations: two physicians discussed the issue of causation, and two construction
experts focused on the issue of duty. Both medical experts agreed with Kollmeyer about how humans become
infected with Valley Fever. They confirmed the fungus was endemic to a large area of California. Kirkland
opined, "Exposure to dust from soil is a critical factor in determining the risk for infection . . . ." He
concluded that because the fungus is endemic to Southern California, the absence of testing for the "fungus at
any given location does not preclude a physician from rendering an opinion, to a reasonable degree of medical
probability, that exposure {Slip Opn. Page 14} from a certain source of dust from soil was a substantial factor
in causing a person's Valley Fever." He concluded Miranda's exposure to dust "from the stockpile of dirt . . .
was a substantial factor in causing [his] Valley Fever."
Similarly,
Brautbar opined exposure to dust from soil was the "critical factor in determining the risk for infection of
Valley Fever." He noted the incubation period from the time of exposure to the appearance of symptoms ranged
from one to four weeks. Brautbar concluded Miranda's exposure to dust from the large pile of dirt stockpiled at
Dumbo Downs "was a substantial factor in causing [his] Valley Fever" to a "reasonable degree of medical
probability."
The
trial court rejected these expert causation opinions as speculative. While medical and scientific data certainly
supported their claim exposure to dust was a critical factor, neither expert accounted for the undisputed facts
showing there were other reasonable and likely sources of the fungus spore causing Miranda's injury. Neither
expert offered an opinion on whether there was a way to medically or scientifically determine the origins of the
infecting fungal spore. Nor did they dispute the fungus grows all over California, the spores become airborne,
spores are not visible to the naked eye, spores sometimes can be in dust-free air, spores are not immediately
detectible, infection does not always generate symptoms, others working or living near Dumbo Downs were not
infected with Valley Fever, and Miranda did not spend all his time near Dumbo Downs. In light of the above
undisputed evidence, the fact Miranda was infected, standing by itself, does not create a reasonable inference
the dust from Dumbo Downs, as opposed to another location, was the source of the disease.
Miranda
characterizes his case as being like an asbestos exposure case where proof of causation by direct evidence is
frequently impossible and therefore circumstantial evidence may be used. (See Rutherford v. Owens-Illinois,
Inc. (1997) 16 Cal.4th 953 (Rutherford).) The Rutherford case sets forth the controlling
two-part test for determining whether exposure to asbestos from a particular product was a legal cause {Slip
Opn. Page 15} of a plaintiff's injury in an asbestos-induced personal injury case. "[T]he plaintiff must first
establish some threshold exposure to the defendant's defective asbestos-containing products, and must further
establish in reasonable medical probability that a particular exposure or series of exposures was a 'legal
cause' of his injury, i.e., a substantial factor in bringing about the injury." (Id. at p. 982, fn.
omitted, italics omitted.) "[P]laintiffs may prove causation in asbestos-related cancer cases by demonstrating
that the plaintiff's exposure to defendant's asbestos-containing product in reasonable medical probability was a
substantial factor in contributing to the aggregate dose of asbestos the plaintiff or decedent inhaled or
ingested, and hence to the risk of developing asbestos-related cancer, without the need to demonstrate that
fibers from the defendant's particular product were the ones, or among the ones, that actually produced the
malignant growth." (Id. at pp. 976-977, fn. omitted, italics omitted.) In other words, "a particular
asbestos-containing product is deemed to be a substantial factor in bringing about the injury if its
contribution to the plaintiff's or decedent's risk or probability of developing cancer was substantial."
(Id. at p. 977, italics omitted.)
Factors
to be considered in determining whether "inhalation of fibers from the particular product should be deemed a
'substantial factor' in causing the cancer[]" include "the length, frequency, proximity and intensity of
exposure, the peculiar properties of the individual product, any other potential causes to which the disease
could be attributed (e.g., other asbestos products, cigarette smoking), and perhaps other factors affecting the
assessment of comparative risk . . . ." (Rutherford, supra, 16 Cal.4th at p. 975.) The reason so many
factors are relevant in assessing the medical probability that an exposure contributed to plaintiff's asbestos
disease is because often the disease is cumulative in nature, with many separate exposures contributing to the
injury. As a result, multiple asbestos containing products can be considered a substantial factor in causing the
plaintiff's injury. (Ibid.) {Slip Opn. Page 16}
Miranda
argues that like the plaintiff in Rutherford, he could not be expected to trace with "medical exactitude
the unknowable path of the Cocci fungus to which he was exposed. Instead, [he] met his burden by proving
by reasonable medical probability that his exposure to the approximate 1,100 to 1,600 cubic yards of excavated
dirt from an endemic area for the Cocci fungus was a "substantial factor contributing to the
plaintiff's . . . risk of developing [Valley Fever]." We disagree. This case is not analogous to the
asbestos exposure cases.
As
noted above, in asbestos exposure cases, "[T]he plaintiff must first establish some threshold exposure to
the defendant's defective asbestos-containing products . . . ." (Rutherford, supra, 16 Cal.4th at
p. 982, fn. omitted, italics added.) Miranda certainly established he was exposed to dirt and dust for several
months. But unlike the exposure cases, he did not establish it was defective, harmful, fungus-containing, or
disease-packed dust or air. In other words, he cannot make the threshold showing of exposure to a harmful
product. Contrary to Miranda's contention, without that threshold showing we do not get to the next step of
determining if the "product" was a substantial factor.
We
note Miranda's experts' declarations skip this threshold step and both render the opinion exposure to Southern
California dust is a "significant factor" in catching Valley Fever, and therefore, inhaling dust from Dumbo
Downs was a "significant factor" in Miranda's illness. However, the question is not whether inhaling Southern
California dust increases your general risk of catching the disease. Rather, in this case the issue is whether
the uncovered dirt at Dumbo Downs was the source of the fungus spore causing Miranda's illness creating
liability. Miranda's experts failed to present any evidence on this point. Without evidence of a fungus-infected
product, on what basis can it be considered a substantial factor in Miranda's illness?
As
aptly noted by the trial court, another distinction between this case and the asbestos exposure cases is the
defendants in those cases acknowledge the products {Slip Opn. Page 17} under their control contained asbestos.
Bomel and J/K claim they did not know, and had no way of knowing if Cocci fungus was in their dirt
stockpile. Indeed, Miranda cannot prove it was there. The legal test applied in asbestos exposure case is inapt.
As
this court recently stated with respect to a food poisoning case, "the logical fallacy of 'post hoc, ergo
propter hoc' (after the fact, therefore because of the fact)" does not carry the day. (Sarti v. Salt Creek
Ltd. (2008)
167 Cal.App.4th 1187,
1196 (Sarti).) "Just because you get sick soon after eating at a restaurant doesn't prove bad food or some
other contamination at the restaurant caused it. Any other rule would be untenable, since it would make restaurants
de facto health insurers of their customers." (Ibid.) There was no evidence Miranda got sick immediately
after inhaling a fungal spore. His own expert attested the incubation period can take several weeks. Because
Miranda developed the illness possibly weeks after inhaling the sport, one can only guess as to its source because
the fungus grows sporadically throughout California.
The
trial court correctly concluded Valley Fever is more akin to naturally occurring diseases such Lyme's disease
(Butcher, supra, 29 Cal.App.4th at p. 404 [summary judgment granted in action against homeowner who
permitted his dog carrying a Lyme-disease-carrying tick to sit on plaintiff's lap]), or spider bites
(Brunelle, supra,
215 Cal.App.3d 122 [summary
judgment granted in favor of vacation home owner who was sued by guest suffering serious injuries after he was
bitten by a brown recluse spider]). Based on the experts' description of the disease, Valley Fever spreads much
like other naturally occurring illnesses. You can have your suspicions, but without scientific data tracing the
source, you cannot be sure who infected you with their head cold or stomach flu. We do not wish to downplay the
seriousness of Valley Fever, but its source is just as elusive as most other invisible bacteria or virus.
We
recognize Miranda contends his case is like the line of bacteria food poisoning cases which he asserts applies a
special "reasonable inference test." (Citing Sarti, supra,
167 Cal.App.4th 1187.)
Not so. As discussed in great detail Sarti, food {Slip Opn. Page 18} poisoning defendants "are somehow not
accorded a special, protected status with an abnormally 'heightened' standard of causation . . . . Despite
intimations in the [Minder v. Cielito Lindo Restaurant (1977)
67 Cal.App.3d 1003 (Minder)],
. . . food poisoning cases are governed by the same basic rules of causation that govern other tort cases.
Reasonable inferences drawn from substantial evidence are indeed available to show causation." (Sarti,
supra, 167 Cal.App.4th at p. 1190.)
In
the Sarti case, plaintiff and a friend ate an appetizer containing raw ahi tuna at a restaurant.
(Sarti, supra, 167 Cal.App.4th at p. 1191.) The next day, plaintiff became ill and after several days had
to be hospitalized in intensive care. The doctor determined plaintiff ingested campylobacter bacteria, a
pathogen not found in raw tuna, unless it has been cross-contaminated by raw chicken, where bacteria are common.
(Ibid.) The Orange County Health Department issued a "'food borne illness' report dated . . . a little
less than a month after the meal. The report identified four practices at [the restaurant] that could lead to
cross-contamination. Specifically: Wipe-down rags were not being sanitized between wiping down surfaces. There
was also an insufficient amount of sanitizer in the dishwasher. Chicken tongs were sometimes used for other food
. . . . Raw vegetables were stored under 'raw meat' (the expert testifying did not say what kind of raw meat),
so that a drop of raw meat juice might get on the vegetables. There was also testimony that the waiter who
served Sarti had used a wet, unsanitized rag stored underneath the bar to wipe down Sarti's table."
(Ibid.)
Based
on this evidence, the jury in Sarti rejected all the evidence showing the restaurant had taken careful
measures to keep its raw chicken separate from the tuna. It concluded the restaurant was liable, and awarded
plaintiff substantial damages for her injuries. The trial court granted the restaurant's motion for judgment
notwithstanding the verdict, based on its misunderstanding food poisoning cases required more than an reasonable
inference based on collateral evidence to prove causation. (Sarti, supra, 167 Cal.App.4th at p. 1192.) A
different panel of this appellate court reversed the judgment, {Slip Opn. Page 19} concluding food poisoning
cases are governed by the same basic rules of causation as other tort cases. (Ibid.)
Specifically,
the Sarti court determined, "In the case before us, unlike Minder, there was expert testimony
expressly making the link between the particular kind of food poisoning involved (campylobacter) and the
particular unsanitary conditions found at the restaurant--cross-contamination from raw chicken. An expert for
Sarti, Dr. Andrew Kassinove, testified that anything that might have touched something that touched raw chicken
would be cross-contaminated. Particularly given the lack of proper sterilization in the dishwasher and the
waiter's constant use of an unsterilized wipe down rag, a reasonable jury could infer either that a rag used to
wipe down a raw chicken board was used to wipe down a vegetable or tuna board, or, alternatively, that a drop or
two of raw chicken juice may have leaked onto some of the vegetables stored beneath it." (Sarti, supra,
167 Cal.App.4th at p. 1207.)
The
court rejected the restaurant's assertion "Sarti was required, as a matter of law, to exclude all
'possibilities' other than the meal she had at the restaurant. As we have already shown . . . that point is
untenable. . . . California law on causation is 'substantial factor.' And, . . . a plaintiff need not '"exclude
every other conclusion"' than the defendant's negligence. [Citation.]" (Sarti, supra, 167 Cal.App.4th at
p. 1210.) The court concluded, "Given the facts of the case before us, we are spared the tough problem of
whether the existence of an alternative 'explanation' supported by substantial evidence competing with the
finding the jury actually chose might somehow defeat, as a matter of law, the jury's finding of food poisoning
from the restaurant meal. . . . [The restaurant] has cited no substantial evidence requiring a finding
that Sarti picked up the campylobacter from handling a leaky package of chicken while working at a checkstand,
or handling a cat, or somehow being exposed to a baby in the house, or eating in the lunchroom with the
employees from the meat department." (Ibid.) The court recognized {Slip Opn. Page 20} its review of a
jury verdict was limited, and because the evidence created a reasonable inference of a causal link the judgment
must be affirmed. (Id. at p. 1211.)
Miranda
argues that like the Sarti plaintiff who did not have to provide direct evidence linking her food
poisoning with some specific food, he should not be required to provide direct evidence linking his illness with
a specific source of fungus. The analogy, however, cannot be made because the Sarti plaintiff submitted
strong circumstantial evidence she ate food at a specific restaurant with documented unsanitary conditions that
permitted cross contamination of other foods with raw chicken, a specific food known to contain the bacteria
causing her food poisoning. From this substantial evidence the jury could make the reasonable inference there
was a causal link between a specific restaurant's unsanitary conditions and her food poisoning. In contrast,
Miranda submitted evidence the soil, and sometimes the air, in Southern California is known to contain the
pathogen causing his disease. This is evidence from which the jury could link dust inhalation in Southern
California and his Valley Fever. However, there was no circumstantial evidence from which the jury could
reasonable infer Dumbo Downs, as opposed to any other specific dirt pile, was the source of the Cocci
fungal spore that infected Miranda. Dumbo Downs was only one of many reasonably possible sources of dust that
may have contained the pathogen. This case is governed by the same basic rules of causation as other tort cases,
and we agree Miranda failed to create a triable issue of material fact.
C.
Evidentiary Objections
Because
there are other explanations for the cause of Miranda's injury, and it could have occurred even in the absence
of negligence, proof of causation requires more than speculation, conjecture, and inferences as to who to blame.
We conclude the trial court properly sustained the evidentiary objections to Miranda's experts' speculative
conclusions about causation. {Slip Opn. Page 21}
Expert
testimony is admissible only if based on matter of a type that may reasonably be relied on by an expert in
forming an opinion on the subject to which his testimony relates. (Evid. Code, § 801, subd. (b).) Miranda's
experts properly formed opinions on how Miranda caught Valley Fever, i.e., he inhaled a fungal spore. They
certainly had expertise about the nature of the disease and the characteristics of the Cocci fungus. They
did not refute Kollmeyer's opinion the source of the infecting spore is difficult to determine because it cannot
be seen, it is airborne, it can travel in the wind, and it is endemic to a large area of California. Indeed, one
of Miranda's experts agreed the source often cannot be determined by testing the soil, due to the sporadic
growth patterns of the fungus.
None
of Miranda's experts offered research studies, experience, or really any specific factual basis upon which to
render an opinion about whether the dirt and dust from Dumbo Downs contained the infecting fungal spore. Their
statements confirming the fungus spores can be found anywhere in California hurts rather than helps Miranda's
case. They offer no reason why the infecting fungal spore could not have been unearthed from other CSUF
construction projects, the Fullerton Arboretum, the local city parks, or Miranda's neighbor's yard. There was no
evidence other employees or residents near Dumbo Downs were infected. Their speculative opinion the source was
Dumbo Downs lacked foundation and it cannot be said the court abused its discretion in sustaining the
objections.
Miranda
asserts the court improperly overruled his objection to portions of Kollmeyer's declaration. Specifically, he
objected to Kollmeyer's statements regarding the airborne nature of the fungal spores and given the ability to
travel in the wind it is difficult to prove the source of infection absent some kind of scientific data.
Kollmeyer referred to several science-based articles in making these statements, primarily articles published by
federal agencies and written by medical experts. Miranda did not challenge the sufficiency of the USGS report,
or object to its inclusion, or challenge the facts as {Slip Opn. Page 22} unreliable. Rather, he argues
Kollmeyer's declaration was "mere regurgitation of the scientific journal" making his opinion "inadmissible
hearsay." However, he cites to no legal authority to support his claim experts cannot refer to scientific facts
contained in scientific articles or reports. Miranda's experts regurgitated many of the same facts about the
Cocci fungus in their declarations. Those experts did not disapprove of the USGS report or its findings.
Indeed, Kirkland in the sur-reply referred directly to the same USGS report as Kollmeyer, directing the court to
look at the report attached to Kollmeyer's declaration.
Kollmeyer
was a well qualified and highly educated scientist experienced with the issues of environmental infectious
diseases and possible means of exposure. The record shows Kollmeyer earned a Master of Public Health,
Environmental Health Sciences--Industrial Hygiene Program, at University of California, Berkeley. He obtained a
Bachelor of Science, Political Economy of Natural Resources from the same school. In addition to participating
in symposiums and conferences, Kollmeyer works as a certified industrial hygienist, and he has published several
articles in his field of expertise. It is his job to anticipate, recognize, evaluate, and control health safety
hazards faced by people at work or in their communities. (See http://www.abih.org/general/cihcaih.html [American
Board of Industrial Hygiene (ABIH) website). "Health and safety hazards cover a wide range of chemical,
physical, biological and ergonomic stressors." (Ibid.) Miranda offers no reason why Kollmeyer was not
qualified to formulate an expert opinion based on other scientific studies of the Cocci fungus. This
potentially dangerous fungus certainly qualifies as a biological health and safety hazard faced by people at
work and in their community throughout Southern California. {Slip Opn. Page 23}
III
The
judgment is affirmed. Respondents shall recover their costs on appeal.
Bedsworth,
Acting P. J., and Moore, J., concurred.
FN 1. Because
we conclude summary judgment was properly granted on the causation issue, we do not render any opinion as to issue
of whether there was a duty or breach.
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