Tan
v. Arnel Management Co. (2009) 170 Cal.App.4th 1087, -- Cal.Rptr.3d --
[No.
B197706. Second Dist., Div. Three. Jan. 29, 2009.]
YU
FANG TAN et al., Plaintiffs and Appellants, v. ARNEL MANAGEMENT COMPANY et al., Defendants and Respondents.
[Opinion
certified for partial publication. fn.
* ]
(Superior
Court of Los Angeles County, No. KC043469, Dan T. Oki, Judge.)
(Opinion
by Aldrich, J., with Croskey, Acting P. J., and Kitching, J., concurring.)
COUNSEL
Arkin
& Glovsky, Sharon J. Arkin and Scott C. Glovsky; Law Offices of Michael L. Oran and Michael L. Oran for
Plaintiffs and Appellants.
Kevin
S. Taylor, Daniel S. Wittenberg and Ryan C. Carson, for Defendants and Respondents. [170 Cal.App.4th
1090]
OPINION
ALDRICH,
J.-
INTRODUCTION
Plaintiff
Yu Fang Tan was shot in an attempted carjacking in the ungated portion of the common area of his apartment
complex. He, along with his wife Chun Kuei Chang and son (together, plaintiffs), sued the management company and
property owners, defendants Arnel Management Company, Pheasant Ridge Investment Company, and Colima Real Estate
Company, for failure to take steps to properly secure their premises against foreseeable criminal acts of third
parties. After an Evidence Code section 402 hearing held in limine, the trial court ruled that three prior
violent crimes against others on the premises' common areas were not sufficiently similar crimes to the one
perpetrated on plaintiff to impose a duty on defendants to protect tenants of the apartment complex. The court
entered judgment for defendants, and plaintiffs appeal.
In
the published portion of this opinion, we hold that plaintiffs' evidence of three prior violent attacks by
strangers in the common areas of the apartment complex were sufficiently similar to the attack on plaintiff to
provide substantial evidence of the necessary degree of foreseeability to give rise to a duty on defendants to
provide the relatively minimal security measures that plaintiffs seek. Accordingly, we reverse the judgment.
FACTUAL
AND PROCEDURAL BACKGROUND
Defendant
Arnel Management Company manages the Pheasant Ridge Apartments. Pheasant Ridge is a 620-unit, multi-building
apartment complex, [170 Cal.App.4th 1091] with over 1,000 residents, situated on 20.59 acres in Rowland
Heights, California. Entrance to the complex is gained from Colima Road. The entrance road bisects the property.
The beginning of the entrance road has a grassy median and is bordered on both sides by tennis courts. A little
farther up the road lie two open parking lots. One is a visitor lot, located on one side of the entrance road,
and the other is the parking lot for the leasing office, located on the other side of the road. Just before the
two parking lots, in the middle of the entrance road, sits a "guard shack." Continuing past the two parking lots
to the back of the property, the entrance road fans out into a circle by which vehicles can turn left or right
through two security gates. The apartments are located beyond the security gates. The gates are remote-control
operated. Most of the property's parking spaces lie behind these gates by the apartments.
Plaintiffs
moved into Pheasant Ridge in July 2002 and received one assigned parking space. Tenants could pay an additional
fee for a garage, but plaintiffs chose not to rent one. At the time they leased the apartment, plaintiffs
learned that if they had a second car, they could park it in unassigned parking spaces located throughout the
complex, or in one of the two lots for visitors and the leasing office, as long as the car was removed from the
leasing office lot before 7:00 a.m.
At
around 11:30 p.m. on December 28, 2002, plaintiff arrived home. He drove around the property looking for an open
parking space because his wife had parked the family's other car in their assigned space. Unable to locate an
available space, plaintiff parked in the leasing office parking lot outside the gated area.
As
Tan was parking his car, an unidentified man approached him and asked for help. When plaintiff opened his
window, the man pointed a gun at plaintiff and told him to get out of the car because the man wanted it.
Plaintiff responded, "Okay. Let me park my car first." But the car rolled a little, at which point the assailant
shot plaintiff in the neck. The incident rendered plaintiff a quadriplegic.
In
their ensuing complaint against defendants, plaintiffs alleged three causes of action: negligence, loss of
consortium, and fraud. The trial court granted summary adjudication of the fraud cause of action, but denied
summary adjudication of plaintiffs' negligence and loss of consortium causes of actions.
Before
trial, the court granted defendants' motion for an Evidence Code section 402 hearing to ascertain plaintiffs'
evidence of prior similar criminal activity. Defendants wanted to investigate whether the prior incidents raised
by plaintiffs were sufficiently similar to make the assault on Tan foreseeable [170 Cal.App.4th 1092] and
hence to impose a duty of care on defendants under Ann M. v. Pacific Plaza Shopping Center (1993)
6 Cal.4th 666 (Ann
M.).
At
the hearing, plaintiffs' expert, UCLA sociology professor Jack Katz, looked at police reports, complaints to the
police, property management reports, and records of Pheasant Ridge's security service, PacWest Security
Services. fn.
1 After excluding from his analysis those prior incidents involving attacks by acquaintances,
Professor Katz found 10 incidents he viewed as being "particularly significant warning signs," of which three
involved "prior violent incidents." All of the incidents involved a sudden attack without warning, late at
night, by a stranger on someone who was on the ungated portion of the premises.
The
first example of a violent incident occurred just under two years before plaintiffs' attack and involved an
assault with a deadly weapon. A guard, who was patrolling on his bicycle around 1:30 a.m., saw someone standing
by the maintenance garage. The guard approached the subject and asked him what he was doing. The subject replied
he was waiting for a friend. When the guard asked for identification, the subject retrieved an unknown object
from his pocket and swung it at the guard. The guard raised his arm in self-protection and received an one and
one-half inch slash on his forearm.
The
second example occurred about a year before plaintiff's attack and before the existing gates at the back of the
entrance road were installed. The assailants carjacked a car in Santa Monica with what the victim perceived to
be a gun. Finding Pheasant Ridge "a good place to rob somebody" because there was no gate to impede their
escape, as they told police later, the assailants came onto the property and robbed a tenant at his parking
spot. The assailants committed the robbery by blocking the tenant's car, smashing him on the head, and demanding
his valuables. They took the tenant's cell phone and other property.
The
third violent incident occurred at 3:55 a.m., nine months before the attack on plaintiff. The incident was "also
a violent attack, apparently, by strangers in late nighttime in a parking lot," and may have actually been in
the leasing office lot. The assailant suddenly and viciously attacked the tenant in the face causing profuse
bleeding. Although the victim did not mention a weapon, the police classified the attack under Penal Code
section 245, an assault with a deadly weapon or force likely to produce great bodily injury. [170 Cal.App.4th
1093]
Professor
Katz explained that these three prior incidents all involved "strangers coming in late night, suddenly becoming
violent against people they don't know in ungated parking areas." Professor Katz opined that these three
incidents "show that the probability is foreseeable here that people on this property will be attacked at some
point by a stranger in open parking areas late at night."
Plaintiffs
also presented nearly 80 examples of thefts from garages or cars or thefts of cars occurring on the Pheasant
Ridge property. The trial court excluded the evidence of these thefts because they did not involve robberies or
violent attacks on people.
The
trial court asked plaintiffs to "articulate your theory of what additional security measures the defendants were
under a duty to have in place in order to prevent the harm" to plaintiff. Accordingly, plaintiffs' counsel
stated that the first thing plaintiffs wanted was for defendants to install gates on the entrance roadway before
the leasing office and visitor parking lots, rather than at the back of the entrance road. The gates plaintiffs
contemplated were "more substantial" than swing-arms; something more akin to the gates defendants had already
installed. Counsel explained, "anything that could effectively deter escape is going to help reduce . . . the
probability of a carjacking occurring." In particular, counsel declared that plaintiffs were not asking that
defendant undertake a measure that would require ongoing surveillance or monitoring, or necessitate the
expenditure of significant funds.
Professor
Katz cited research showing that when gates were installed in crime areas, the rate of violent crime went down.
The research showed that "offenders who violently attack strangers are in the first instance concerned with
their escapes. And, when you put gates in, you -- while they can circumvent the gate to get in, they could climb
a fence or get around it, they can't anticipate an easy escape. . . . [T]hey will shy from a crime target that
has a gate in favor of one that's ungated. It will shift their focus of attention." Also, gates deter strangers
who must explain their presence on the property.
Professor
Katz testified that Pheasant Ridge should have ensured that the two objectives (of giving the impression that
(1) escape would be impeded and that (2) one's presence on the property would have to be explained) were
achieved by having a gate. Professor Katz explained that the effect of gates before the visitor and leasing
parking lots would be to block access to all parking spaces and to make escape problematic. He did not eschew a
swing-arm that rises and falls as cars enter because criminals could "anticipate on escape that [they] might
have to break it and call attention." But, Professor Katz testified, the preferable gate would be "something
that is continuous barrier such that if you are on the other side of it, you either have [170 Cal.App.4th
1094] a reason to be there or you don't." Professor Katz also discussed fencing, either four or six feet,
depending on the sight lines of the property. However, he explained, because the vast majority of the property
is already surrounded by fencing, only a "very small area" of the property would require an extension of the
existing barrier, with the result that the extension would be "very minor." Professor Katz specifically
stated he was not recommending that defendants hire security guards or monitor the property.
At
the close of the hearing, the trial court ruled that plaintiffs "failed to demonstrate that enclosing the entire
complex, moving the gates, and installing some system or a guard that would let invited guests enter the complex
at night, as they propose, would be any less burdensome than providing full-time security guards at night."
Therefore, the court observed, in order to impose a duty on defendants, plaintiffs would have to "demonstrate a
high degree of foreseeability of the crime committed against [plaintiffs] based upon prior similar incidents of
violent crime at Pheasant Ridge."
The
three incidents that Professor Katz characterized as "prior violent incidents," the court ruled, "neither
singularly nor collectively, make the armed attempted carjacking and attempted murder of Mr. Tan by gunfire
foreseeable." The court stated, "Notably, plaintiffs presented no evidence of a prior attempted carjacking, or
an attempted murder, or a completed carjacking or murder, or of anyone being shot, or shot at, or reports of
gunfire, at Pheasant Ridge." Therefore, the court held, defendants had no duty to take plaintiffs' proposed
additional measures to enhance the security in their common areas, including the leasing office parking lot
where the crime occurred. The court granted defendants' ensuing motion for judgment on the pleadings and
plaintiffs' timely appeal followed.
I.
DISCUSSION
a.
Standard of review of a ruling on a motion for nonsuit.
[1]
"Although duty is a legal question, the factual background against which we decide it is a function of a
particular case's procedural posture." (Castaneda v. Olsher (2007)
41 Cal.4th 1205,
1214 (Castaneda).) Here, the trial court granted defendants' motion for judgment on the pleadings. However,
with respect to plaintiffs' negligence cause of action, the court's ruling was based on evidence adduced in
the Evidence Code section 402 hearing held in limine. Insofar as the ruling addressed evidence, it went beyond the
four corners of the pleadings. Thus, the proceeding below was the functional equivalent of a motion and order for
[170 Cal.App.4th 1095] nonsuit. (See Mechanical Contractors Assn. v. Greater Bay Area Assn.
(1998)
66 Cal.App.4th 672,
676 ["In reviewing the propriety of the order granting GBA's motion in limine, we will apply the standard of
review applicable to an order granting a nonsuit."])
"On
review of a judgment of nonsuit, as here, we must view the facts in the light most favorable to the
plaintiff[s]. '[C]ourts traditionally have taken a very restrictive view of the circumstances under which
nonsuit is proper. The rule is that a trial court may not grant a defendant's motion for nonsuit if
plaintiff[s'] evidence would support a jury verdict in plaintiff[s'] favor. [Citations.] [¶] In determining
whether plaintiff[s'] evidence is sufficient, the court may not weigh the evidence or consider the credibility
of witnesses. Instead, the evidence most favorable to plaintiff[s] must be accepted as true and conflicting
evidence must be disregarded. The court must give "to the plaintiff[s'] evidence all the value to which it is
legally entitled, . . . indulging every legitimate inference which may be drawn from the evidence in
plaintiff[s'] favor . . . ." ' [Citation.] The same rule applies on appeal from the grant of a nonsuit.
[Citation.]" (Castaneda, supra, 41 Cal.4th at pp. 1214-1215.) Consequently, all of defendants' evidence
adduced at the Evidence Code 402 hearing that contradicted plaintiffs' evidence must be disregarded. Stated
another way, to the extent that evidence was presented that disputed plaintiffs' evidence, the case must go to
the jury.
b.
The duty of landlords to prevent third-party criminal acts on their premises
[2]
To succeed in a negligence action, the plaintiff must show that: (1) the defendant owed the plaintiff a legal
duty, (2) the defendant breached the duty, and (3) the breach proximately or legally caused (4) the plaintiff's
damages or injuries. (Ann M., supra, 6 Cal.4th at p. 673.) The existence of duty is a question of law for
the court. (Id. at p. 674.)
[3]
Our Supreme Court has clearly articulated "the scope of a landowner's duty to provide protection from
foreseeable third party [criminal acts] . . . . [It] is determined in part by balancing the foreseeability of
the harm against the burden of the duty to be imposed. [Citation.] ' "[I]n cases where the burden of preventing
future harm is great, a high degree of foreseeability may be required. [Citation.] On the other hand, in cases
where there are strong policy reasons for preventing the harm, or the harm can be prevented by simple means, a
lesser degree of foreseeability may be required." [Citation.]' [Citation.] . . . . [D]uty in such circumstances
is determined by a balancing of 'foreseeability' of the criminal acts against the 'burdensomeness, vagueness,
and efficacy' of the proposed security measures. [Citation.]" (Ann M., supra, 6 Cal.4th at pp. 678-679,
quoting from Gomez v. Ticor (1983)
145 Cal.App.3d 622,
[170 Cal.App.4th 1096] 631, disapproved on another point in Sharon P. v. Arman, Ltd. (1999)
21 Cal.4th 1181,
1193.)
The
higher the burden to be imposed on the landowner, the higher the degree of foreseeability is required.
(Sharon P. v. Arman, Ltd., supra, 21 Cal.4th at p. 1195, disapproved on other grounds in Aguilar v.
Atlantic Richfield Co. (2001)
25 Cal.4th 826,
853, fn. 19; Delgado v. Trax Bar & Grill (2005)
36 Cal.4th 224,
243 (Delgado); Castaneda, supra, 41 Cal.4th at pp. 1213-1214.) A "high degree of
foreseeability is required in order to find that the scope of a landlord's duty of care includes the hiring of
security guards . . . [because the] monetary costs of security guards is not insignificant" and "the obligation . .
. is not well defined." (Ann M., supra, 6 Cal.4th at p. 679, italics added.) The burden of hiring
security guards is "so high in fact, that the requisite foreseeability to trigger the burden could rarely, if ever,
be proven without prior similar incidents. [Citation.]" (Wiener v. Southcoast Childcare Centers, Inc.
(2004)
32 Cal.4th 1138,
1147, citing Ann M., supra, at p. 679.)
The
plaintiff in Ann M. was raped by an unknown assailant at her place of employment, a store located in a
shopping center. (Ann M., supra, 6 Cal.4th at pp. 670-671.) At issue in that case was whether the
scope of the duty owed by the shopping center owner to maintain its common areas in a reasonably safe condition
included providing security guards in those areas. (Id. at p. 670.) The Supreme Court held, under the
facts of that case, that the owner did not owe a duty to provide security guards in the common areas.
(Ibid.) The Court explained that the plaintiff conceded that the prior incidents "were not similar in
nature to the violent assault that she suffered. Similarly, none of the remaining evidence presented by Ann M.
is sufficiently compelling to establish the high degree of foreseeability necessary to impose upon Pacific
Plaza a duty to provide security guards in the common areas. Neither the evidence regarding the presence of
transients nor the evidence of the statistical crime rate of the surrounding area is of a type sufficient to
satisfy this burden." (Id. at p. 680, italics added, fn. omitted.)
Next,
the Supreme Court held in Sharon P. v. Arman, Ltd., supra,
21 Cal.4th 1181,
that where there had been no assaults on the premises in 10 years, the plaintiffs' violent third party sexual
assault in a commercial underground parking garage was not sufficiently foreseeable to justify requiring the
landlord to hire patrolling security guards. (Id. at pp. 1185, 1195.) Sharon P. rejected the
plaintiff's argument for a "per se rule of foreseeability in cases involving underground parking structures."
(Id. at p. 1192.) It likewise held that seven armed robberies occurring at the bank on the ground floor
above the garage were insufficient to impose a duty of care on the defendants to [170 Cal.App.4th 1097]
undertake the onerous security measures of hiring security guards for the garage. (Id. at p. 1195.)
Sharon P. found that bank robberies "were not sufficiently similar to the sexual assault crime to establish
a high degree of foreseeability. Nor would such a duty be found if the assault on plaintiff had occurred in other
areas of the office building instead of the garage (e.g., in a common hallway or at plaintiff's place of
business)." (Ibid.)
More
recently, in Delgado, one of the bar's two "bouncers" noticed hostile stares between the plaintiff bar
patron and other bar patrons and concluded a fight was imminent. The bouncer asked the plaintiff to leave. Once
in the parking lot, the plaintiff was accosted by 12 to 20 men. (Delgado, supra, 36 Cal.4th at p. 231.)
The Supreme Court held that "only when 'heightened' foreseeability of third party criminal activity on the
premises exists -- shown by prior similar incidents or other indications of a reasonably foreseeable risk of
violent criminal assaults in that location -- does the scope of a business proprietor's
special-relationship-based duty include an obligation to provide guards to protect the safety of patrons.
[Citations.]" (Id. at p. 240, fn. omitted.)
[4]
Delgado went on to explain that Ann M.'s "progeny . . . expressly reaffirm the sliding-scale
balancing formula . . . under which we have recognized that, as a general matter, imposition of a high burden
requires heightened foreseeability, but a minimal burden may be imposed upon a showing of a lesser degree of
foreseeability. [Citations.]" (Delgado, supra, 36 Cal.4th at p. 243.) Such a sliding-scale balancing
formula is defined by the Supreme Court by the following principles: "In circumstances in which the burden of
preventing future harm caused by third party criminal conduct is great or onerous (as when a plaintiff, such as
in Ann M., asserts the defendant had a legal duty to provide guards or undertake equally onerous
measures, or as when a plaintiff, such as in Sharon P. or Wiener, asserts the defendant had a
legal duty to provide bright lighting, activate and monitor security cameras, provide periodic
'walk-throughs' by existing personnel, or provide stronger fencing), heightened foreseeability -- shown by
prior similar criminal incidents or other indications of a reasonably foreseeable risk of violent criminal
assaults in that location -- will be required." (Delgado, supra, at p. 243, fn. 24, italics added.)
However, the Supreme Court specifically contrasted those "cases in which harm can be prevented by simple means
or by imposing merely minimal burdens, only 'regular' reasonable foreseeability as opposed to heightened
foreseeability is required." (Ibid.)
[5]
This analytical approach was confirmed by the Supreme Court in Castaneda, supra, 41 Cal.4th 1205: "
'First, the court must determine the specific measures the plaintiff asserts the defendant should have taken to
prevent the harm. This frames the issue for the court's determination by [170 Cal.App.4th 1098] defining
the scope of the duty under consideration. Second, the court must analyze how financially and socially
burdensome these proposed measures would be to a landlord, which measures could range from minimally burdensome
to significantly burdensome under the facts of the case. Third, the court must identify the nature of the third
party conduct that the plaintiff claims could have been prevented had the landlord taken the proposed measures,
and assess how foreseeable (on a continuum from a mere possibility to a reasonable probability) it was that this
conduct would occur. Once the burden and foreseeability have been independently assessed, they can be compared
in determining the scope of the duty the court imposes on a given defendant. The more certain the likelihood of
harm, the higher the burden a court will impose on a landlord to prevent it; the less foreseeable the harm, the
lower the burden a court will place on a landlord.' [Citation.] Again, other Rowland [v. Christian
(1968) 69 Cal.2d 108] factors may come into play in a given case, but the balance of burdens and foreseeability
is generally primary to the analysis. [Citation.]" (Castaneda, supra, at p. 1214, quoting from Vasquez
v. Residential Investments, Inc. (2004)
118 Cal.App.4th 269,
285, fns. omitted.) fn.
2
With
these rules in mind, we turn to the evidence presented in the instant case.
c.
The trial court erred in finding defendants owed no duty.
Referring
to the first step of the analysis, i.e., the specific security measures that plaintiffs proposed defendants
should have taken, the record shows that plaintiffs requested minimal changes: Professor Katz recommended (1)
moving the existing security gates from the back of the access road, or (2) installing "very similar"
gates before the visitor and leasing office parking lots. An additional gate could be "any gate . . . -- that
would not necessarily impede climbing over it. It wouldn't have spikes or -- or be unusually high. It
would just define a property boundary . . . ." "[v]ery similar to the gates they have . . . ."
(Italics added.) Indeed, Professor Katz did not reject swing-arm gates. Any gate could remain open during
the day to allow business in the leasing office. Plaintiffs clearly stated they were not asking for the
hiring of a guard or for any form of ongoing surveillance or monitoring. Furthermore, [170 Cal.App.4th
1099] because existing fencing extends around almost the entire perimeter of the property, only a "very
minor" fn.
3 extension over a "very small area" would be necessary to close the fencing gap, Professor
Katz testified, and could be achieved by merely mounding dirt. Viewing the record as we are required
(Castaneda, supra, 41 Cal.4th at pp. 1214-1215), the trial court's finding that plaintiffs had proposed
"enclosing the entire complex, moving the gates, and installing some system or a guard that would
let invited guests enter the complex at night" overstates the security measures sought.
fn. 4 (Italics added.)
The
second issue requires the court to analyze how financially and socially onerous the proposed measures would be
to the landlord. The measures "could range from minimally burdensome to significantly burdensome under the facts
of the case." (Castaneda, supra, 41 Cal.4th at p. 1214.) The evidence adduced at the hearing was that the
cost to defendants to install the two security gates barricading the two roads at the back of the property was
about $13,050. And plaintiffs suggested using the same gates for the front of the property. Although plaintiffs
presented no evidence about the cost of extending the fence, notably Professor Katz testified that would
necessitate only a "minor extension," because the property is already almost completely surrounded by walls,
and could even involve merely mounding dirt. As plaintiffs observed, their proposed security measures
involved a one-time expenditure and did not require ongoing surveillance of any kind, or the expenditure of
significant funds. We disagree with the court that the proposed security measures were onerous.
fn. 5
[6]
Turning then to the heart of this case, the third element of foreseeability, plaintiffs demonstrated three prior
incidents of sudden, unprovoked, increasingly violent assaults on people in ungated parking areas on the
Pheasant Ridge premises by strangers in the middle of the night, causing great bodily injury. Professor Katz
opined, based on the three incidents, that "the probability is foreseeable here" of plaintiff's attack because
in his experience, "you don't get more than this." The evidence of three vicious criminal assaults in the common
areas within two years of plaintiff's attack here is more similar and compelling than the evidence in Ann M.,
supra, 6 Cal.4th at page 671 [no evidence landlord had notice of crime on the [170 Cal.App.4th 1100]
property], or Sharon P. v. Arman, Ltd., supra, 21 Cal.4th at page 1186 [no assaults in 10 years on
the premises]. We conclude that plaintiffs presented substantial evidence of prior similar incidents or other
indications of a reasonably foreseeable risk of violent criminal assaults on the property so as to impose on
defendants a duty to provide the comparatively minimal security measures plaintiffs described.
The
court here required a heightened showing of foreseeability necessitating nearly identical prior crimes, in part,
because the court perceived the proposed security to be onerous. We have already concluded that the actual
measures sought were not especially burdensome under the facts of this case. Thus, the court's ruling is
erroneous that where none of these incidents involved guns, shootings, attempted carjackings, or attempted
murder, the incidents were not sufficiently similar to meet the heightened standard of foreseeability.
fn. 6 We addressed this same issue in Claxton v. Atlantic Richfield Co., supra,
108 Cal.App.4th 327,
where the plaintiff was seriously injured in a vicious, racially motivated attack at a gas station. The record
contained evidence of prior robberies, assaults, and gang activity in and around the area. In holding that the
plaintiff presented substantial evidence of a reasonably foreseeable risk of violent criminal assaults, we
specifically rejected the trial court's ruling requiring evidence of the same racially-motivated robberies
or assaults as that perpetrated on the plaintiff. We stated, "As set forth in Ann M. and Sharon P.,
the test is prior 'similar' incidents [citations], not prior identical incidents. Therefore, it is
immaterial whether any prior robberies or assaults at the station were motivated by racial animus, or were merely
garden-variety antisocial behavior. Claxton presented substantial evidence of prior robberies and assaults, as well
as other indications of a reasonably foreseeable risk of violent criminal assaults at the station." (Id. at
p. 339, first italics added, second italics in original.) In light of the minimum security measures proposed by
plaintiffs here, they have presented substantial evidence of prior, sudden, vicious assaults by a stranger at
Pheasant Ridge. It is of no moment that the assaults were not committed with guns where they nonetheless inflected
great bodily injury. Plaintiffs demonstrated a reasonably foreseeable risk of violent criminal assaults on the
property. fn.
7 [170 Cal.App.4th 1101]
Perfect
identity of prior crimes to the attack on plaintiff is not necessary. Under the Supreme Court's "sliding-scale
balancing formula," heightened foreseeability is required to impose a high burden whereas some showing of a
"lesser degree of foreseeability" is sufficient where a minimal burden is sought to be imposed on the
defendants. (Delgado, supra, 36 Cal.4th at p. 243.) Foreseeability lies on a "continuum from a mere
possibility to a reasonable probability." (Castaneda, supra, 41 Cal.4th at p. 1214.) Because plaintiffs
have only asked for relatively minimal security measures -- ones already taken by defendants in another portion
of the property -- the degree of foreseeability required here is not especially high. As a matter of law,
therefore, the three prior incidents cited are sufficiently similar to make the assault on plaintiff foreseeable
and to place a duty of care on defendants. Accordingly, the trial court erred in ruling that defendants had no
duty of care in this case. fn.
8
II.
fn.
*
.......................................................................................................................................
[170 Cal.App.4th 1102]
DISPOSITION
The
judgment is reversed. Defendants to bear the burden of costs on appeal.
Croskey,
Acting P. J., and Kitching, J., concurred.
FN *. Pursuant
to California Rules of Court, rules 8.1100 and 8.1110, this opinion is certified for publication with the exception
of part II.
FN 1. PacWest
Security Services was hired by defendant Arnel Management Company to perform nightly patrols throughout Pheasant
Ridge. Defendants cross-complained against PacWest Security Services, which was dismissed earlier in the action
after the court granted summary judgment in their favor.
FN 2. Although
Castaneda was decided after the judgment was entered in this case, it is declarative of existing law and so
it applies to this case. (See Newman v. Emerson Radio Corp. (1989)
48 Cal.3d 973,
981-982 ["[w]ith few exceptions and even after expressly considering suggestions to the contrary, California courts
have consistently applied tort decisions retroactively even when those decisions declared new causes of action or
expanded the scope of existing torts in ways defendants could not have anticipated prior to our decision."].)
Furthermore, Castaneda quotes from Vasquez v. Residential Investments, Inc., supra,
118 Cal.App.4th 269,
which predates the trial court's decision in this case and so it too applies to this case.
FN 3. Plaintiffs
also argued that defendants should not have rented parking spaces out to non-tenants because that practice had the
effect of reducing nonassigned spaces for tenants, forcing tenants to park in the unprotected leasing office lot.
However, the evidence shows that plaintiff was offered the opportunity to rent a garage and turned it down, with
the result he may not raise this issue.
FN 4. Defendants'
suggestions that plaintiffs were requesting guards or a " 'continuous barrier' around the perimeter of the almost
21-acre property" is hyperbolic.
FN 5. Whether
these security measures would feasibly have prevented the crime, as defendants contest, goes to the question of
causation, not a relevant issue at the Evidence Code section 402 hearing concerning the duty element of negligence.
FN 6. Nor
are we persuaded by defendants' attempts to distinguish the assaults from the attack on plaintiff by arguing that
none occurred in the same parking lot where plaintiff was attacked. Professor Katz very conservatively cited
evidence of attacks in common areas of the Pheasant Ridge property only. (See Claxton v. Atlantic
Richfield Co. (2003)
108 Cal.App.4th 327,
339 [discussing crime at the station].)
FN 7. Castaneda
does not aid defendants. Although the court required a high degree of foreseeability, it had already explained that
the security measures sought, namely, (1) the hiring of security guards and (2) the eviction of gang member
tenants, "[could not] be considered a minimal burden." To establish a duty to evict the [perpetrator-gang members],
plaintiff must show that violence by them or their guests was highly foreseeable." (Castaneda, supra,
41 Cal.4th at pp. 1219-1221.) The other measure requested, refusing to rent to gang members, would not be "fair or
workable . . . ." (Id. at p. 1216.) Thus, the two prior incidents of shooting, neither of which occurred
on the property "did little to establish that gun violence by those occupants was a likely occurrence."
(Italics added.) Here, the measures sought were much less burdensome than evicting a tenant or hiring security
guards, and so, as noted, the degree of foreseeability necessary here was correspondingly lower. (Id. at p.
1221.) Other cases relied on by defendants likewise involved requests for considerable security burdens and by
comparison, lesser degrees of foreseeability than in the facts in this case. (See, Ann M., supra, 6
Cal.4th at pp. 670-673; Wiener v. Southcoast Childcare Centers, Inc., supra, 32 Cal.4th at pp. 1143,
1147, 1150 [the injury causing event was a " 'highly absurd and bizarre' " occurrence and there had been no
evidence the day care center had ever been the target of violence]; Rinehart v. Boys & Girls Club of Chula
Vista (2005)
133 Cal.App.4th 419,
435 [requesting additional supervisors in playground].) We respectfully disagree with any suggestion to the
contrary in Alvarez v. Jacmar Pacific Pizza Corp. (2002)
100 Cal.App.4th 1190,
which was issued before our opinion in Claxton reiterating the Ann M. rule that prior incidents be
similar, not identical. (Claxton v. Atlantic Richfield Co., supra, 108 Cal.App.4th at p. 339; see
also Alvarez, supra, at p. 1220 (dis. opn. of Epstein, J.).)
FN 8. We
do not address plaintiffs' alternative theory of negligence, namely, that a duty was created when defendants
voluntarily undertook to install security gates at the back of the property. In Alvarez v. Jacmar Pacific Pizza
Corp., supra,
100 Cal.App.4th 1190,
the appellate court rejected the plaintiffs' attempt to alternatively characterize their negligence cause of action
against a premises owner as one for negligent undertaking of a duty. (Id. at p. 1212.) The court stated:
"plaintiffs cannot attempt to circumvent governing decisional law about a commercial enterprise's liability for
criminal acts by recasting their claim in some other subtheory of negligence. The dispositive issue remains the
foreseeability of the criminal act. Absent foreseeability of the particular criminal conduct, there is no duty to
protect the plaintiff from that particular type of harm." (Ibid.)
FN *. See
footnote, ante, page 1087.
|