Zabrucky
v. McAdams (2005) 129 Cal.App.4th 618, 28 Cal.Rptr.3d 592
[No.
B167590. Second Dist., Div. Seven. May 18, 2005.]
JOHN
ZABRUCKY, et al., Plaintiffs and Appellants, v. LLOYD McADAMS, et al., Defendants and Respondents.
(Superior
Court of Los Angeles County, No. SC 069487, Patricia L. Collins, Judge.)
(Opinion
by Woods, J., with Johnson, J. concurring. Dissenting opinion by Perluss, P. J. (see p. 629).)
COUNSEL
Funsten
& Franzen and Don Erik Franzen; Joshua Kaplan for Plaintiffs and Appellants.
Rosario
Perry for Marquez Knolls Property Owners Association as Amicus Curiae on behalf of Plaintiffs and Appellants.
Robert
S. Gerstein and Christopher Rolin for Defendants and Respondents. [129 Cal.App.4th 619]
OPINION
WOODS,
J.-
Plaintiffs
John Zabrucky and Jaylene Zabrucky and defendants Lloyd McAdams and Heather Baines are adjoining neighbors in
the Marquez Knolls area of Pacific Palisades. Amicus curiae Marquez Knolls Property Owners Association ("MKPOA")
is a non-profit homeowners association for that area. Plaintiffs sued defendants alleging defendants' proposed
addition to their residence would violate Paragraph 11 of the relevant covenants, conditions and restrictions
("CC&Rs") by obstructing plaintiffs' view of the ocean. The court interpreted Paragraph
fn. 1 11's prohibition against erecting any structure [129 Cal.App.4th 620] which
obstructs a view as only prohibiting structures of the landscape type and not dwellings. Plaintiffs challenge the
court's interpretation. We reverse.
FACTUAL
AND PROCEDURAL SYNOPSIS
I.
Factual Background
The
Marquez Knolls CC&Rs include provisions, which (1) in Paragraph 1, limit residences built on the property to
one-story (except that a two-story residence could be approved by the architectural committee if it did not
detract from anyone else's view); (2) in Paragraph 2, require all buildings and any alterations be preapproved
by the architectural committee and later by the MKPOA, the powers of which lapsed permanently on December 31,
1995; (3) in Paragraph 3, restricts how a residence can be built on the lot by side and front yard set backs;
(4) in Paragraph 11, provides that no "tree, shrub, or other landscaping [shall] be planted or any structures
erected that may at present or in the future obstruct the view from any other lot"; and (5) in Paragraph 16,
provide construction of a residence must commence within two years of recording the deed.
When
appellants purchased their home in 1993, they were primarily induced to do so by what they claimed was the
incredible, unobstructed ocean view. Respondents purchased their home in 1994. In 1995, respondents started
making plans for an addition to their house. The plans called for two levels, one tucked under the main level so
it would have a one-story character. Appellants learned about the planned remodel in 1999. John Zabrucky met
with McAdams and objected to the addition because it would be visible from his property and destroy the
unobstructed view for which he had paid.
After
the meeting, McAdams asked the MKPOA for advice and, as a result, he reduced the size of the project. The
footprint of the addition was shown by a stick frame structure and yellow rope on the property. The frame
represented the project as reduced from the original plan. The yellow rope showed a further reduction offered by
respondents as a compromise, which was also reflected in the set of plans for the addition current at the time
of trial. fn.
2 The roof of the addition would be lower than the existing roofline. [129 Cal.App.4th
621]
II.
Procedural History
Appellants
filed their complaint for declaratory and injunctive relief on November 26, 2001, alleging that respondents'
landscaping encroached on appellants' view in violation of Paragraph 11 and that respondents had begun framing
an addition which would further encroach upon their view, also in violation of Paragraph 11. Respondents filed
an answer and a cross-complaint.
In
December 2002, the parties filed a joint stipulation of facts, which stated the controversy between the parties
was over the application of Paragraph 11 to respondents' landscaping and proposed addition.
During
a court trial, the court conducted a view of the tract. The court filed a statement of decision. On the basis of
the view and photographic exhibits, the court found respondents' addition would obstruct a portion of the view
from appellants' lot, respondents' existing home partially blocked appellants' view, and various other homes in
the tract also partially blocked other owners' views. The court concluded it would have been impractical for the
original drafters of the CC&Rs to have intended that no house be built which obstructed any other owner's
view. The court held that neither the planned addition nor the landscaping on respondents' property constituted
a violation of Paragraph 11 or a nuisance. fn.
3 The court also denied relief on the cross-complaint.
The
court denied appellants' motion for reconsideration or new trial and entered judgment on the complaint for
respondents and on the cross-complaint for appellants.
Appellants
filed a timely notice of appeal.
DISCUSSION
I.
Relevant paragraphs
Paragraph
1:
"All
said lots shall be known and described as residential lots, no structure shall be erected, altered, placed or
permitted to remain on any building plot other than one detached single-family dwelling not to exceed one story
in height and a private garage, for not more than three cars; except; [129 Cal.App.4th 622] where, in the
judgment of the Declarant [Marquez Knolls Inc.] and approved by the Architectural Committee, one two story
single-family dwelling may be erected where said dwelling will not detract from the view of any other lot."
Paragraph
2:
"No
building shall be erected, placed or altered on any building plot in this subdivision until the building plans,
specifications, and plot plan showing the location of such building have been approved in writing as to
conformity and harmony of exterior design with existing structures, in the subdivision, and as to location of
the building with respect to topography and finished ground elevation by an Architectural Committee . . . ."
Paragraph
11:
"No
fences or hedges exceeding three feet in height shall be erected or permitted to remain between the street and
the front set-back line nor shall any tree, shrub or other landscaping be planted or any structures erected that
may at present or in the future obstruct the view from any other lot, and the right of entry is reserved by the
Declarants to trim any tree obstructing the view of any lot."
II.
Interpretation of the CC&Rs
The
court stated: "Reading the CC&Rs as a whole, the court concludes that the main dwelling structure is
governed by Paragraph 1 and not Paragraph 11. The wording of Paragraph 11 clearly addresses structures relating
to fences, hedges and landscaping, and not the main dwelling." Appellants contend the court misinterpreted
Paragraph 11 and should have used the plain meaning of "structure" as a broad term.
[1]
"[W]e must independently interpret the provisions of the document. It is a general rule that restrictive
covenants are construed strictly against the person seeking to enforce them, and any doubt will be resolved in
favor of the free use of land. But it is also true that the '"intent of the parties and the object of the deed
or restriction should govern, giving the instrument a just and fair interpretation."' The intention of the
parties is to be determined from the document as a whole, and if possible still give effect to every part."
(Citations omitted.) (White v. Dorfman (1981)
116 Cal.App.3d 892,
897; see also Ezer v. Fuchsloch (1979)
99 Cal.App.3d 849,
861 ["'[P]articular words or clauses must be subordinated to general intent.'"].) [129 Cal.App.4th 623]
In
the instant case, in determining that "any structure" was limited to landscape-type structures, the superior
court found support for its interpretation in the rule of construction of ejusdem generis as discussed in
White v. Dorfman, supra,
116 Cal.App.3d 892.
Appellants
assert that Paragraph 11 absolutely prohibits, i.e., has a zero tolerance for, anything that obstructs the view
of another lot in any manner and that the court's interpretation defeats the intent or main goal of the
CC&Rs to protect views. In appellants' opinion, if a residence is destroyed or demolished, any replacement
must be built within the footprint of the original approved plan unless any extension or change does not
obstruct the view of another lot in any manner whatsoever.
Appellants
assert this case is governed by Seligman v. Tucker (1970)
6 Cal.App.3d 691. In
Seligman, the court was called upon to interpret a recorded restriction for a subdivision, which provided in
pertinent part: "'No . . . structure shall be . . . erected . . . upon any lot in such location or in such height
as to unreasonably obstruct the view of any other lot . . . ."" (Id., at p. 693.) In concluding that the
term "unreasonably obstruct" was not too vague or uncertain to be enforced, the court reasoned: "It is clear from
the surrounding circumstances and the timing of the filing of the declaration of restrictions that the views dealt
with in the 'view-protection' clause were those which the residences had upon their completion, by reason of their
orientation on the lots and their room and window locations and of the open spaces left on other lots."
(Id., at pp. 697, 699.)
However,
other paragraphs of the instant CC & Rs prohibit certain trades, activities and uses of the lots. Thus,
reading the CC&Rs as whole, it is evident that protecting views was one of their purposes not their only or
their main purpose. Accordingly, the question is how much protection was intended. fn.
4
In
common with most coastline housing in Southern California, the prime thing the Marquez Knolls development sold
its prospective homeowners was a beautiful ocean view. In fact, like most such housing, much of the value of any
property within the development depends on the quality of the view. To significantly obstruct any homeowner's
view of the Pacific Ocean is to depreciate the economic worth of their property -- often by several hundred
[129 Cal.App.4th 624] thousand dollars -- as well as dramatically reduce their enjoyment of the home they
bought and live in. Thus, it is not surprising the rest of the Zabrucky's neighbors, the MKPOA, filed an amicus
brief seeking to enforce the development's CC&Rs. These provisions, and especially the Paragraph 11 at issue
in this case, form their only bulwark against rampant expansions of existing residences that would obstruct
views and depreciate land values throughout the entire Marquez Knolls neighborhood.
It
seems highly unlikely those who framed Paragraph 11 intended to limit its protections to "fences, hedges and
landscaping" and not to the erection of other kinds of "structures" that might significantly destroy the views
and value of homes in the Marquez Knolls development. When the lots were first sold and houses designed and
constructed, views were protected by an architectural committee whose approval was required for the design and
placement of all structures constructed on the lots. But once the lots were built out and the architectural
committee disbanded, Paragraph 11 was the only remaining restriction against what otherwise could be unlimited
structural additions (at least single story ones) to some original existing residences at the expense of the
views enjoyed by other homeowners.
At
the same time, while fairly confident about the probable intent behind Paragraph 11, the language employed in
this provision is not crystal clear on the question whether it prohibits the type of construction respondents
propose. Many years ago, in a different context, Justice Johnson of this court pointed out the Legislature had
"handed us a true conundrum" when an ambiguous statute was open to two inconsistent but reasonable
interpretations. (People v. Weatherill (1989)
215 Cal.App.3d 1569,
1589.) In that instance, he found one of those interpretations "marginally more persuasive" than the other and thus
dissented. (Id., at p. 1580.)
In
the case at bar, the drafters of Paragraph 11 appear to have handed this court a contractual "true conundrum."
(The fact, as explained below, that Division 5 appears to have gone both ways when interpreting nearly identical
view obstruction restrictions, which also happen to be similar to the restriction before this court, in two
cases decided a decade apart tends to support this characterization.) In any event, even though the trial
court's construction of Paragraph 11 is not illogical or unsupportable, we are persuaded a contrary reading is
marginally more logical and supportable. In part, our conclusion is influenced by information evidently not
before the trial court when it made its ruling. [129 Cal.App.4th 625]
The
trial court relied heavily on Division 5's opinion in White which allowed the construction of a residence
on an empty lot despite the fact it would block the adjoining landowner's view of the San Fernando Valley in
apparent violation of a restriction similar, but not identical, to the one before this court. In doing so, the
trial court distinguished Seligman, an earlier Division 5 opinion, which had required removal of an
expansion to an existing home, in that instance the addition of a rumpus room, which obstructed the adjoining
owner's "panoramic view" of the lower San Fernando Valley. (Seligman v. Tucker, supra, 6
Cal.App.3d at p. 693.) Division 5 found this expansion violated that restriction.
For
reasons explained below, the language in Seligman is closer in text and meaning to Paragraph 11 than is
the language in White. We now turn to the relevant language of the restrictions found in the three cases,
starting with Paragraph 11:
".
. . nor shall any tree, shrub or other landscaping be planted or any structures erected that may at present or
in the future obstruct the view from any other lot, . . ."
The
full restriction addressed in the Seligman case reads:
"No
hedge or hedgerow or wall or fence or building or other structure shall be planted, erected, located or
maintained upon any lot in such location or in such height as to unreasonably obstruct the view from any other
lot or lots on said Tract." (Emphasis added.)
The
restriction addressed in the White case read:
"'No
hedge or hedgerow, or wall or fence or other structure shall be planted, erected, located or maintained upon any
lot in such location or in such height as to unreasonably obstruct the view from any other lot or lots on said
Tract.'" (White v. Dorfman, supra, 116 Cal.App.3d at p. 895.)
As
can be readily seen, the sole difference between the restrictions in Seligman and White is the
clause "or building" found in Seligman but not included in White. But this difference is not the
one either the White court or the trial court in this case seized upon to distinguish Seligman. In
fact, the trial court here did not even have the full Seligman restriction before it during the trial or
at the time it drafted its Statement of Decision. fn.
5 Instead, the judge only had the portion of that restriction Division 5 elected to quote in
its [129 Cal.App.4th 626] Seligman opinion. That excerpt read: "'No . . . structure shall be . . .
erected . . . upon any lot in such location or in such height as to unreasonably obstruct the view from any
other lot . . . .'" (Seligman v. Tucker, supra, 6 Cal.App.3d at p. 693.)
As
if to further mislead the trial court here in its interpretation of the two Division 5 opinions and their
application to Paragraph 11, the White court itself distinguished its Seligman holding on grounds
the Seligman restriction, in contrast to the White restriction, did not contain the "hedges,
hedgerows, walls or fences" clause immediately preceding the "other structures" clause. As Division 5
emphasized, erroneously it would appear, "Paragraph IV [the restrictive section in White] of the case at
bar is not in the identical language as the Seligman restriction, as appellant suggests. . . . because of
the specific enumeration of hedges, hedgerows, walls or fences, the phrase 'other structure' took on a
particular meaning as referring to 'structures of a similar kind or nature.'" (White v. Dorfman, supra,
116 Cal.App.3d at p. 898.)
As
a result of Division 5's omission of the full restriction from the Seligman opinion and compounded by the
White court's misleading implication the language of the two restrictions was quite different, the trial
court below concluded the critical distinction between the two restrictions was the "hedges, hedgerows, walls or
fences" clause. After all, the Seligman restriction presumably lacked such a list and the court found it
barred the defendant's construction even though it was only an addition to an existing residence. Meanwhile, the
White restriction contained such a list and the court found this list meant the restriction only limited
construction of structures similar to "hedges, hedgerows, walls or fences" and allowed the defendants to build
an entire new residence on an empty lot. Thus, the trial court here inferred, with some logic, that the presence
of a "hedges, etc." list in a restriction meant it only applied to "hedges, etc." type "structures" and
permitted construction of other structures such as additions to residences even if those structures
substantially obstructed the views of adjoining land owners.
As
a result of its understandable misperception that the Seligman restriction omitted the "hedges, etc."
list found in the White restriction, the trial court failed to focus on the salient factual difference
between the two cases. To have enforced the view obstruction restriction in White would have prevented
the defendant owner from building a residence at all on his empty lot. But enforcing that same restriction in
Seligman, as would be the case here, only precluded adding more square footage to an existing residence.
Division 5 evidently was willing to protect an adjoining homeowner's view by denying a landowner the opportunity
to expand his existing residence but not to deny a [129 Cal.App.4th 627] landowner the right to develop
his vacant residential lot at all by prohibiting construction of the one and only residence on that lot.
But
even assuming the language of the White restriction could be construed to permit the expansion of an
existing residence, as a matter of logic and precedent it does not control the interpretation of the restriction
in the case before this court. To begin with, of course, unlike the trial court we are not bound by the
White opinion and can certainly distinguish it, as suggested above, as applying only to the situation of
whether an owner of a vacant residential lot is to be allowed the chance to build a residence on that lot. But
more importantly, the language of the restriction before this court differs from the language of the
White restriction and in a way that seems to substantially affect the scope of the term "structure" found
in both provisions.
The
trial court here used the interpretative aid of ejusdem generis to arrive at the conclusion the term
"structures" in Paragraph 11 only meant landscape-related structures and not additions to existing residences.
This approach was the same one Division 5 had used in construing the White restriction to apply only to
landscape-related structures (but curiously not to be so limited in Seligman). But assuming ejusdem
generis properly leads to this narrow definition of "structures" in White does not mean it logically
produces the same result when interpreting Paragraph 11 and its critically different language.
As
will be recalled, the White restriction reads "[n]o hedge or hedgerow, or wall or fence or other
structure shall be planted, erected, located or maintained . . . ." (Emphasis added.) The White court
held the scope of the term "other structure" was to be "construed as applicable only to . . . things of the same
general nature . . . as those enumerated" earlier in the provision. (White v. Dorfman, supra, 116
Cal.App.3d at pp. 895, 897.) The word "other" before the word "structure" implies "similar to those just
listed."
But,
as will also be recalled, the restriction in Paragraph 11 is worded quite differently as to the structures it
prohibits and also the separation of landscape-related obstructions from structural obstructions. The Paragraph
11 restriction reads "nor shall any tree, shrub or other landscaping be planted or any structures
erected." (Emphasis added.) In this case, ejusdem generis applies only to the general term
"landscaping" which is preceded by the specific terms "tree" and "shrub." And both the specific words and the
general word are followed by a verb "planted" that can apply only to them and not to a structure. The term
"structures" appears in an entirely separate clause with its own verb "erected." But even more significantly
this general term is not [129 Cal.App.4th 628] preceded by the qualifier "other" which might imply
"structures similar to (or related to) landscaping" but rather by the broadest possible qualifier "any." So the
plain language of the Paragraph 11 restriction prohibits the erection of "any structures" which obstruct
views on an adjoining property.
If
we embraced the trial court's interpretation of the term "any structure" as limited to "landscape-related"
structures (whatever that may be since even fences would have a hard time fitting into the category "other
landscaping" since they fall outside the specific terms "tree" and "shrub" used to define that general term).
Then by its terms, Paragraph 11 would permit not only the set-back line to set-back line expansion of an
existing one-story residence but also the erection of any number of possible outbuildings -- a pool house, a
guest house, and the like so long as they were connected, however tenuously, to the residence or the garage. (It
should be noted this interpretation would also have allowed the rumpus room addition Division 5 barred in the
Seligman case.)
[2]
Thus, it would be more "just and fair" to adopt the interpretation of Paragraph 11 understood as the proper rule
by the vast majority of homeowners in Marquez Knolls. It is the interpretation calculated to protect the views
and property values of these residents. And it is the one that seems most consistent with the meaning the
English language ascribes to the words used in this paragraph. After all, the word "any" is defined to mean "of
whatever kind" or "without restriction." (Merriam Webster's Collegiate Dict. (10th ed. 1993) p. 53, col. 1.) And
"structure" means "[a]ny construction, production, or piece of work artificially built up or composed of parts
purposefully joined together (a building is a structure)." (Black's Law Dict. (8th ed. 2004) p. 1464, col. 1.)
To say that the addition of several rooms to an existing residence does not fit under the term "any structure"
is to say a building is not a structure and "any" means "of a special type" rather than "of whatever kind."
There
is no doubt it would have been preferable for the drafters of Paragraph 11 to have located the prohibition
against erection of "any structure" that obstructs the view of an adjoining homeowner in its own paragraph or
subparagraph. Then presumably there would have been no room for a contrary interpretation of this expansive
language. But at the same time those drafters are entitled to expect the courts construing the contractual
language to give ordinary words their ordinary meaning -- and certainly not an opposite meaning. The term "any
structure" if given its ordinary meaning certainly covers the erection of an addition containing several rooms,
as is proposed here. [129 Cal.App.4th 629]
However,
it is not reasonable to interpret the CC&Rs as prohibiting any obstruction of existing views as urged by
appellants. We agree with the trial court's observation that it would have been impractical for the original
drafters of the CC&Rs to have intended that no house be built which obstructed any other owner's view. Thus,
we conclude it would be in keeping with the intent of the drafters of the CC&Rs to read into Paragraph 11 a
provision that the view may not be unreasonably obstructed, thus the sentence would read, "may at present or in
the future unreasonably obstruct the view from any other lot." (Change underlined.) In Seligman, the
court noted it would determine "what is reasonable or unreasonable in light of the matter and the circumstances
involved." (Seligman v. Tucker, supra, 6 Cal.App.3d at p. 697.) Such a provision would accord with
what the architectural committee actually did when it approved of the design and location of buildings as
reflected by the court's view of the development which revealed that respondents' existing home partially
blocked appellants' view and various other homes in the tract also partially blocked other owners' views.
III.
Two story structure
We
need not address appellants' contention the court erred in finding respondents' addition was not a two-story
structure and should have granted their motion for reconsideration or new trial because there was no substantial
evidence respondents' addition was one story.
DISPOSITION
The
judgment is reversed. Appellants to recover costs on appeal.
Johnson,
J., concurred.
PERLUSS,
P. J., Dissenting:
I
respectfully dissent.
Lloyd
McAdams and Heather Baines want to remodel their home in the Marquez Knolls section of the Pacific Palisades by
constructing a one-story addition. Their neighbors on Turquesa Lane, John and Jaylene Zabrucky, object because
the addition would impair their unobstructed ocean view. Acknowledging that the neighbors' competing arguments
regarding the correct interpretation of the governing covenants, conditions and restrictions (CC&R's) are
closely balanced, the majority has fashioned a practical and fair resolution of the problem: McAdams and Baines
may proceed with their remodeling project only to the extent it does not unreasonably obstruct the Zabruckys'
view. [129 Cal.App.4th 630]
As
sensible as the majority's compromise may be (putting aside the inevitable future disputes between these warring
neighbors as to what could possibly constitute a "reasonable obstruction" of the Zabruckys' self-described
"incredible, unobstructed ocean view"), the plain language of paragraph 11 of the CC&R's, upon which the
Zabruckys and the majority rely, particularly when considered together with other provisions in the CC&R's,
does not support the majority's evenhanded result. First, paragraph 11 cannot properly be read to restrict
renovations or alterations to a property owner's existing home -- a subject expressly covered by paragraph 2 of
the CC&R's. Second, unlike the view protection clause in Seligman v. Tucker (1970)
6 Cal.App.3d 691 (Seligman),
which prohibited new structures that "unreasonably obstruct the view from any other lot," paragraph 11's protection
of a neighbor's view is by its terms absolute: If it applies, no new construction or renovation of an existing
dwelling house is permissible if it obstructs a neighbor's view to any extent, excepting only those impairments
that could truly be termed de minimis. (See Civ. Code, § 3533.) The majority's attempt to ameliorate the harshness
of its reading of paragraph 11 by the introduction of a reasonableness test is simply not justified by the language
of the CC&R's.
1.
Paragraph 11 Does Not Restrict Renovating or Altering Existing Residences
Paragraph
1 of the Marquez Knolls CC&R's limits residences built on lots within the subdivision to one-story, single
family dwellings, except that a two-story residence could be approved by the architectural committee if it did
not detract from the view of any other lot. Paragraph 2 of the CC&R's required plan approval for initial
construction, as well as for the "making of any alterations" in existing residences, but only through December
31, 1995 -- a termination date more than 32 years after the 1963 recording date of the CC&R's. Paragraph 2
specifies in part, "No building shall be erected, placed or altered on any building plot in this subdivision
until the building plans, specifications, and plot plan . . . have been approved in writing . . . " by the
architectural committee or, when that committee ceased to function as of December 31, 1980, by The Marquez
Knolls Property Owner's Association. This covenant further provides that all building plans will be reviewed by
the committee or homeowners association for both "location" and "elevation." Paragraph 3 further limits how a
residence can be constructed or remodeled by creating side- and front-yard set-back restrictions. Paragraph 11,
intended at least in part as a view protection clause, provides, "No fences or hedges exceeding three feet in
height shall be erected or permitted to remain between the street and the front set-back line nor shall any
tree, shrub or other [129 Cal.App.4th 631] landscaping be planted or any structures erected that may at
present or in the future obstruct the view from any other lot . . . ." fn.
1
Paragraph
2, which regulates both initial construction and renovations and which uses the nouns "building" and
"alterations" and the verbs "place," "alter" and "erect," would, without question, apply to McAdams and Baines's
proposed addition if that provision were still in effect. fn.
2 For whatever reason, however, the CC&R's provide that the architectural committee and
homeowners association's responsibility for reviewing and approving plans for remodeling and alterations of
existing homes terminates on December 31, 1995 -- a fact of which the Zabruckys are deemed to have had at least
constructive notice when they purchased their home with its unobstructed view in 1993. (See, e.g., Citizens
for Covenant Compliance v. Anderson (1995)
12 Cal.4th 345,
366; City of Oceanside v. McKenna (1989)
215 Cal.App.3d 1420,
1429.)
In
contrast to the explicit provisions in paragraph 2 regarding alterations to an existing dwelling house, the
critical language in paragraph 11 is limited to the noun "structures" and the verb "erect" (that is, in addition
to the verb "planted" and nouns conceded by all parties to be limited to landscaping). I believe the trial court
correctly concluded the interpretation of those words -- and the breadth of paragraph 11's restriction on
"structures" -- is necessarily influenced by their placement in the overall document, by the existence of a
provision in the CC&R's expressly governing alterations to an existing residence and by the other terms used
in paragraph 11, all of which concern potential obstructions of a neighbor's view separate from the residence
itself: fences, hedges, trees, shrubs and other landscaping.
First,
the plain meaning of the actual language used in the CC&R's supports the trial court's interpretation of
paragraph 11. New structures, whether houses, fences or pergolas, are "erected"; but remodeling an existing
residence normally involves "altering" the building, not erecting it. The CC&R's recognize that distinction
by including "erect" and "alter" (and also [129 Cal.App.4th 632] "place") in both paragraphs 1 and 2,
which are unquestionably intended to govern construction and remodeling of the residences built in the
subdivision. If paragraph 11 were also intended to apply to remodeling projects, there is simply no reason the
same verbs would not have been repeated to accomplish that purpose. (See Ezer v. Fuchsloch (1979)
99 Cal.App.3d 849,
861-862 [disapproving "disjointed, single-paragraph, strict construction approach to a
restrictive-covenant-document interpretation" and holding CC&R's must be construed as a whole to give effect to
every paragraph and to the general intent of the covenanting parties]; see also Civ. Code, § 1644 ["words of a
contract are to be understood in their ordinary and popular sense"].)
Second,
to the extent an interpretative aid is necessary, the applicable principle of construction in this context is
noscitur a sociis (it is known by its associates), not ejusdem generis: "Under the rule of
noscitur a sociis, '"the meaning of a word may be enlarged or restrained by reference to the object of
the whole clause in which it is used."' [Citation.]" (Dyna-Med, Inc. v. Fair Employment & Housing
Com. (1987)
43 Cal.3d 1379,
1391, fn. 14.) In accordance with this principle, a court properly adopts a restrictive meaning of a listed item if
acceptance of a more expansive meaning would "make the item markedly dissimilar to the other items in the list."
(Moore v. California State Bd. of Accountancy (1992)
2 Cal.4th 999,
1012; People ex rel. Lungren v. Superior Court (1996)
14 Cal.4th 294,
307.) Although in other contexts the word "structure" may include the residence itself, given the apparent object
of paragraph 11, particularly when read together with paragraph 2, "structures" in this paragraph is properly
limited to landscaping or other outdoor items separated from the residence itself -- gazebos, trellises, carriage
or pool houses. (See Ezer v. Fuchlosch, supra, 99 Cal.App.3d at p. 862 ["[t]he language, 'nor shall
any tree, shrub or other landscaping be planted or any structures erected that may at present or in the future
obstruct the view from any other lot,' seems clearly designed to maintain the area above the one-story homes free
and clear in order to preserve the view of the individual lot owners at various elevations."].)
fn. 3
Finally,
the majority's discussion of Seligman, supra,
6 Cal.App.3d 691,
and its critique of White v. Dorfman (1981)
116 Cal.App.3d 892 (White),
misapprehend the significance of those cases to the [129 Cal.App.4th 633] question before us. There was no
dispute in Seligman that the proposed construction of the rumpus room came within the scope of the view
protection clause or that the construction would substantially obstruct the plaintiff's view. (Seligman, at
p. 695.) Rather, the question before the court was only whether the clause was too vague or uncertain to permit
enforcement by injunction because, unlike paragraph 11 in the case at bar, it prohibited only unreasonable
obstruction of the view from another lot. (Id. at pp. 695-696.) The Seligman court had no occasion to
interpret the scope of the view protection clause -- and specifically whether the term "structure" included the
proposed room addition -- and there was simply no reason for the court to quote the language omitted by its
ellipses, language that was irrelevant to the issue of vagueness actually before it.
With
respect to White, supra,
116 Cal.App.3d 892, my
colleagues are correct that differences in the operative language in the view protection clause considered in that
case and paragraph 11 of the Marquez Knolls CC&R's ("hedge or hedgerow, or wall or fence or other structure" in
White compare to "tree, shrub or other landscaping . . . or any structures" in the case at bar) make the
ejusdem generis principle less helpful for our task than it was in White. But in dismissing that
decision, they fail to appreciate the primary reason the restrictive covenant limiting the height of an "other
structure" obstructing the view of neighboring Trousdale Estates lot owners was held inapplicable to the
construction of a dwelling house in White was that the Court of Appeal found the height of a residence,
rather than ancillary structures, was regulated by another provision of the CC&R's: "We believe a fair
interpretation of the [CC&R's] and the plain meaning of its language indicate that paragraph III(b) imposes a
specific height limit of 22 feet for buildings, structures or improvements, unless the architectural committee gave
their prior written consent to build higher. Whether paragraph III(b) is for the purpose of protecting views or not
need not be decided here. Paragraph IV by its own terms is a view provision and applies to things other than
dwelling houses and garages." (White, supra, 116 Cal.App.3d at p. 897.)
fn. 4
The
CC&R's in this case parallel exactly those at issue in White. Paragraph 1 imposes a specific
one-story height limit on dwelling houses unless the architectural committee gave its prior consent to a
two-story single-family residence; paragraph 2 requires architectural committee approval for building plans for
initial construction as well as renovations or "alterations" to homes [129 Cal.App.4th 634] previously
approved. Paragraph 2 further provides that all building plans will be reviewed for "location" and "elevation."
Paragraph 11 by its own terms is a view provision. As did the court in White, I would construe that
latter provision, based on the content of the entire document, paragraph 11's placement in the document and the
plain language used, to apply to structures other than dwelling houses. fn.
5
2.
Paragraph 11's Absolute Prohibition of Structures That May Obstruct the View from Any Other Lot Cannot Be
Read to Preclude Only "Unreasonable Obstructions" of View
Apparently
uncomfortable with the harsh consequences of their restrictive reading of the view protection clause, my
colleagues adopt the suggestion advanced by amicus curiae Marquez Knolls Property Owners Association (but
notably not endorsed by the Zabruckys) and create a reasonableness limitation on the absolute prohibition of
view obstruction contained in paragraph 11. This effort to mitigate the impact of their decision for homeowners
like McAdams and Baines who may wish to renovate homes that are now 40 years old is in many respects
commendable, but it constitutes an impermissible rewriting of the express terms of the CC&R's. (See Carma
Developers (Cal.), Inc. v. Marathon Development California, Inc. (1992)
2 Cal.4th 342,
374 ["as a general matter, implied terms should never be read to vary express terms"]; Third Story Music,
Inc. v. Waits (1995)
41 Cal.App.4th 798,
808 ["where the contract is unambiguous, the express language is to govern, and '[n]o obligation can be implied . .
. which would result in the obliteration of a right expressly given under a written contract.' [Citation.]"].)
The
majority's citation to Seligman, supra,
6 Cal.App.3d 691, as
apparent support for its insertion of the word "unreasonably" before "obstruct" in the language of paragraph 11 is
misplaced. By its terms, the view protection clause in Seligman expressly prohibited only structures that
"'unreasonably obstruct the view from any other lot . . . '" (Id. at p. 693.) Indeed, the issue on appeal
was whether the restrictive covenant's use of the concept of reasonableness made it too vague or uncertain to be
enforceable. No similar language appears in paragraph 11. Like the prohibitions against raising poultry, found in
paragraph 10 of the CC&R's, and using any portion of a lot for a riding or livery stable, found in paragraph 9,
paragraph 11's protection of the view from other lots -- where it properly applies -- is absolute. [129
Cal.App.4th 635]
The
majority's legitimate concern that paragraph 11 may be applied unreasonably suggests to me it has misinterpreted
that provision. Its apprehension, however, is not a justification for a judicial rewriting of the parties'
agreement.
I
would affirm the judgment.
FN 1. Paragraph
references are to the subject CC&Rs.
FN 2. David
Bethany, a licensed contractor who testified for appellants, compared respondents' plans and the wood framing on
their property and found there was a variance between the plans and the framing as far as the height of the
structure was concerned and that the framing did not seem to properly align with the plans. McAdams opined
Bethany's conclusions were erroneous.
FN 3. No
issue about respondents' landscaping is raised on appeal.
FN 4. Appellants
assert that although paragraph 12 limits the height of walls and fences on the side of the lot to three feet, under
respondents' interpretation, Paragraph 11 would allow a wall or fence anywhere else on the lot to be any height.
However, Paragraph 11 imposes a restriction that a wall or fence cannot obstruct the view from any other lot.
FN 5. The
language of the complete restriction was first placed before the trial court as an appendix to appellant's motion
for reconsideration or new trial, a motion the trial court denied. Thus, at the time of its ruling distinguishing
White from Seligman, the trial court only had the incomplete excerpt of the provision in
Seligman to compare with the full text of the restriction in White.
FN 1. Paragraph
12 of the CC&R's prohibits fences or walls with a height in excess of three feet on the side lines of any lot
except with the approval of the architectural committee. Amicus curiae Marquez Knolls Property Owners Association
suggests the restrictions in paragraphs 11 and 12 on fences and hedges in the front- and side-set back areas serve
not only to protect views but also to prevent homeowners from isolating their properties from the neighborhood.
FN 2. Paragraph
16 of the CC&R's requires construction of all residences to begin within two years of purchase of the
residential lot. Accordingly, the plans for initial construction of all residences in Marquez Knolls necessarily
would have been reviewed and approved by the architectural committee well before its December 31, 1980 sunset date.
The provision for an additional 15 years of oversight by the homeowners association, therefore, could only be
intended to control remodeling and renovation of existing residences.
FN 3. Ezer
v. Fuchsloch, supra,
99 Cal.App.3d 849,
interpreted the same provision of the Marquez Knolls CC&R's now before us, but with reference to a tree that
had grown substantially higher than the height of a one-story dwelling. Because "trees" are expressly included
within the scope of paragraph 11, the actual holding in Ezer does not assist our analysis.
FN 4. The
White court first construed the view protection clause to exclude dwelling houses based on its
interpretation of the entire document containing the restrictive covenants and the plain meaning of the words used
and then added, "This interpretation of paragraph IV is strengthened by the rule of construction ejusdem
generis . . . ." (White, supra, 116 Cal.App.3d at p. 897.)
FN 5. The
majority does not attempt to reconcile the express provisions of paragraph 2 regarding alterations to the original
residence with paragraph 11, which it interprets to apply to the same subject matter.
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